Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Services of America CORPESOA · Entity 6286 | Director | October 06, 2021 | October 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Services of America CORP
Report date October 06, 2021 · Filed October 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 422,625 |
Reported balance
After 2021-10-06 transaction · row 1
1 source rowRow 1 · 2021-10-06 · Conversion · Acquired 246,374 · Balance 422,625 F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-10-06 · Conversion · Disposed 13 · Balance 0 F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F1: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 131,003 |
Reported balance
Holding disclosure · report date 2021-10-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 131,003 |
Filing footnotes · ownership attribution and instrument terms
F1: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2021 Filed Oct 9, 2021 00:54 UTC | Energy Services of America CORP ESOA · Entity 6286 | ConversionSeries A Convertible Preferred Stock · Derivative | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-124781 · tm2129672d7_4.xml · derivative · entry 3 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 246,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption. Read SEC document |
| October 06, 2021 Filed Oct 9, 2021 00:54 UTC | Energy Services of America CORP ESOA · Entity 6286 | ConversionCommon Stock | 246,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-124781 · tm2129672d7_4.xml · nonDerivative · entry 1 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. Read SEC document |
| December 18, 2019 Filed Dec 27, 2019 18:31 UTC | Energy Services of America CORP ESOA · Entity 6286 | PurchaseCommon Stock | 10,000 | $0.75 | $7,500.00 |
DisclosureSEC source: 0001104659-19-076400 · tm1927502d1_form4.xml · nonDerivative · entry 3 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,251 Read SEC document |
| May 20, 2019 Filed May 22, 2019 22:07 UTC | Energy Services of America CORP ESOA · Entity 6286 | PurchaseCommon Stock | 10,000 | $0.85 | $8,500.00 |
DisclosureSEC source: 0001144204-19-027777 · tv481782_form4.xml · nonDerivative · entry 1 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,251 Read SEC document |
| May 20, 2019 Filed May 31, 2019 16:59 UTC Amendment | Energy Services of America CORP ESOA · Entity 6286 | PurchaseCommon Stock | 20,000 | $0.85 | $17,000.00 |
DisclosureSEC source: 0001144204-19-029120 · tv522823_form4a.xml · nonDerivative · entry 1 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,251 Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 19:57 UTC | Energy Services of America CORP ESOA · Entity 6286 | PurchasePreferred Stock | 2 | $25,000.00 | $50,000.00 |
DisclosureSEC source: 0001144204-17-064748 · tv481782_abraham1220.xml · nonDerivative · entry 3 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13 F1 · security: Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption. F2 · balance_after: Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 14:42 UTC | Energy Services of America CORP ESOA · Entity 6286 | PurchaseCommon Stock | 3,000 | $1.00 | $3,000.00 |
DisclosureSEC source: 0001571049-17-007587 · abraham0804.xml · nonDerivative · entry 1 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,251 Read SEC document |
| August 04, 2017 Filed Aug 21, 2017 14:42 UTC | Energy Services of America CORP ESOA · Entity 6286 | PurchasePreferred Stock | 2 | $25,000.00 | $50,000.00 |
DisclosureSEC source: 0001571049-17-007587 · abraham0804.xml · nonDerivative · entry 5 Abraham Charles · CIK 0001660818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Child Disclosed balance after: 2 F1 · security: Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption. F2 · balance_after: Units consisting of one share of 6.0% Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.