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Element Solutions Inc

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3625
SEC CIK
0001590714
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275

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0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 00:05 UTC
Gliklich BenjaminChief Executive Officer
GrantIncentive Stock Option (Right to Buy) · Derivative 8,818 $11.34 Strike: $11.34 $99,996.12
Disclosure

SEC source: 0001590714-19-000026 · wf-form4_155079394035327.xml · derivative · entry 5

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,818

Underlying: Common Stock · 8,818 shares

Expires not disclosed

F5 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 20th over the next three years.

F5 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 20th over the next three years.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:05 UTC
Gliklich BenjaminChief Executive Officer
GrantPerformance Stock Units · Derivative 58,789 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000026 · wf-form4_155079394035327.xml · derivative · entry 4

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,789

Underlying: Common Stock · 58,789 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of common stock of the Issuer, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2021. The number of shares reported in Column 7 will range from zero to 88,184 shares.

F4 · price: Each performance restricted stock unit represents a contingent right to receive one share of common stock of the Issuer, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2021. The number of shares reported in Column 7 will range from zero to 88,184 shares.

F4 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive one share of common stock of the Issuer, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2021. The number of shares reported in Column 7 will range from zero to 88,184 shares.

F4 · derivative.expiration_date: Each performance restricted stock unit represents a contingent right to receive one share of common stock of the Issuer, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2021. The number of shares reported in Column 7 will range from zero to 88,184 shares.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:05 UTC
Gliklich BenjaminChief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,185 $11.34 $24,777.90
Disclosure

SEC source: 0001590714-19-000026 · wf-form4_155079394035327.xml · nonDerivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,761

F2 · shares: This number represents shares of the Issuer's common stock withheld to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:10 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,439 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000030 · wf-form4_155079420529042.xml · derivative · entry 3

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Common Stock · 2,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:10 UTC
TOLBERT JOHN DAVIDChief Human Resources Officer
Exercise / conversionCommon Stock, par value $0.01 per share 2,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000030 · wf-form4_155079420529042.xml · nonDerivative · entry 1

TOLBERT JOHN DAVID · CIK 0001167295 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 2,439 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:07 UTC
Benson ScotPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 7,317 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000027 · wf-form4_155079401338506.xml · derivative · entry 3

Benson Scot · CIK 0001668767 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,633

Underlying: Common Stock · 7,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · shares: This transaction represents the settlement of 7,317 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:07 UTC
Benson ScotPresident & COO
Exercise / conversionCommon Stock, par value $0.01 per share 7,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000027 · wf-form4_155079401338506.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 7,317 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:08 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 5,691 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000028 · wf-form4_155079407422116.xml · derivative · entry 3

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:08 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionCommon Stock, par value $0.01 per share 5,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000028 · wf-form4_155079407422116.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 5,691 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:09 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,149 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000029 · wf-form4_155079415219593.xml · derivative · entry 3

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,297

Underlying: Common Stock · 5,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 19:09 UTC
Connolly John P.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000029 · wf-form4_155079415219593.xml · nonDerivative · entry 1

Connolly John P. · CIK 0001532392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 5,149 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:05 UTC
Gliklich BenjaminChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,691 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000026 · wf-form4_155079394035327.xml · derivative · entry 3

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · price: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: As previously reported on 2/21/2018, this RSU grant vests in 1/3 annual increments since 2/19/2018, subject to continuous service. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:05 UTC
Gliklich BenjaminChief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000026 · wf-form4_155079394035327.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of 5,691 restricted stock units ("RSUs") previously reported on 2/21/2018 which vested on 2/19/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:18 UTC
PSCM GP, LLCSee Remarks
ACKMAN WILLIAM ASee Remarks
SaleCommon Stock, par value $0.01 per share 3,451,506 $11.75 $40,555,195.50
Disclosure

SEC source: 0000899243-19-002623 · doc4.xml · nonDerivative · entry 2

Pershing Square Capital Management, L.P. · CIK 0001336528 · See Remarks

PS Management GP, LLC · CIK 0001336477 · See Remarks

ACKMAN WILLIAM A · CIK 0001056513 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: On February 4, 2019, Ryan Israel, who was previously elected to the board of directors of the Issuer as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC, resigned from the Board, effective immediately.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 21:18 UTC
PSCM GP, LLCSee Remarks
ACKMAN WILLIAM ASee Remarks
SaleCommon Stock, par value $0.01 per share 37,000,000 $11.72 $433,640,000.00
Disclosure

SEC source: 0000899243-19-002623 · doc4.xml · nonDerivative · entry 1

Pershing Square Capital Management, L.P. · CIK 0001336528 · See Remarks

PS Management GP, LLC · CIK 0001336477 · See Remarks

ACKMAN WILLIAM A · CIK 0001056513 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,451,506

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: On February 4, 2019, Ryan Israel, who was previously elected to the board of directors of the Issuer as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC, resigned from the Board, effective immediately.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 97,552 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · derivative · entry 9

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 97,552 RSUs previously reported on 2/21/2018 was accelerated to 1/31/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F7 · price: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.expiration_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionPerformance Stock Units · Derivative 112,782 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · derivative · entry 8

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 112,782 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 was accelerated to 1/31/2019. Each PRSU represented a contingent right to receive one share of the Issuer's common stock.

F7 · price: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.expiration_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 56,391 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · derivative · entry 7

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 56,391 restricted stock units ("RSUs") previously reported on 2/23/2017 was accelerated to 1/31/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F7 · price: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.expiration_date: These grants were previously reported on 2/23/2017 and 2/21/2018. Each RSU and PRSU, as applicable, represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Tax withholdingCommon Stock 38,387 $11.10 $426,095.70
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 6

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,860

F6 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 5 above.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionCommon Stock 97,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 5

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 97,552 RSUs previously reported on 2/21/2018 was accelerated to 1/31/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Tax withholdingCommon Stock 44,538 $11.10 $494,371.80
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 4

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,695

F4 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 3 above.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionCommon Stock 112,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 112,782 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 was accelerated to 1/31/2019. Each PRSU represented a contingent right to receive one share of the Issuer's common stock.

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January 31, 2019 Filed Feb 1, 2019 21:05 UTC Tax withholdingCommon Stock 22,190 $11.10 $246,309.00
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,451

F2 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 1 above.

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January 31, 2019 Filed Feb 1, 2019 21:05 UTC Exercise / conversionCommon Stock 56,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000012 · wf-form4_154905513341974.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Reporting Person's retirement as the Issuer's Chief Executive Officer, the vesting of 56,391 restricted stock units ("RSUs") previously reported on 2/23/2017 was accelerated to 1/31/2019. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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January 30, 2019 Filed Feb 1, 2019 16:06 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
GrantPerformance Stock Units · Derivative 400,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000013 · wf-form4_154905519889830.xml · derivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

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January 30, 2019 Filed Feb 1, 2019 16:09 UTC
Benson ScotPresident & COO
GrantPerformance Stock Units · Derivative 681,818 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000015 · wf-form4_154905533120893.xml · derivative · entry 1

Benson Scot · CIK 0001668767 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,818

Underlying: Common Stock · 681,818 shares

Expires not disclosed

F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

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January 30, 2019 Filed Feb 1, 2019 16:10 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantPerformance Stock Units · Derivative 227,273 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000016 · wf-form4_154905539070059.xml · derivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,273

Underlying: Common Stock · 227,273 shares

Expires not disclosed

F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

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January 30, 2019 Filed Feb 1, 2019 21:08 UTC
Gliklich BenjaminChief Executive Officer
GrantPerformance Stock Units · Derivative 909,091 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000014 · wf-form4_154905526797866.xml · derivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,091

Underlying: Common Stock · 909,091 shares

Expires not disclosed

F1 · price: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: The vesting of these performance stock units ("PRSUs") is subject to the achievement by the Issuer of the performance target in any fiscal year ending on or before December 31, 2022. Each PRSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:14 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share · Derivative 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000146 · wf-form4_154629086569204.xml · derivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · shares: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · price: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:14 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 196,750 $10.20 $2,006,850.00
Disclosure

SEC source: 0001590714-18-000146 · wf-form4_154629086569204.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,250

F3 · shares: This number represents shares of the Issuer's common stock withheld by the Issuer to satisfy the tax withholding obligations due upon the vesting of the RSUs and PRSUs described in footnote 1 above.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 21:14 UTC
SACHDEV RAKESHDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-18-000146 · wf-form4_154629086569204.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of a prior grant of 250,000 restricted stock units ("RSUs") and 250,000 performance restricted stock units ("PRSUs") for which timing and performance conditions have been declared satisfied as of 12/28/2018.

F1 · price: Represents the settlement of a prior grant of 250,000 restricted stock units ("RSUs") and 250,000 performance restricted stock units ("PRSUs") for which timing and performance conditions have been declared satisfied as of 12/28/2018.

F2 · price: This grant was previously reported on 01/05/2016. Each RSU and PRSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:49 UTC
FRANKLIN MARTIN EDirector · 10% owner
SaleCommon Stock, par value $0.01 per share 2,419,258 $9.91 $23,974,846.78
Disclosure

SEC source: 0001590714-18-000144 · wf-form4_154586096730853.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings II, LLLP

Disclosed balance after: 2,419,500

F2 · price: The reported per share price was determined by applying the mean of the highest and lowest quoted selling prices of the shares on the date of the transaction. Such reported price per share and the principal amount of the installment note evidencing the purchase price of the LP Interest is subject to any and all valuation discounts applicable to the determination of the fair market value of the LP Interest for federal gift tax purposes as of the date of the transaction, to be determined pursuant to a third-party appraisal.

F1 · acquired: On December 21, 2018, the reporting person sold the LP Interest (as defined in footnote 3 below) to MEF Holdings, LLLP ("MEF LLLP") for an installment note as further described in footnote 2 below. The reporting person is the indirect general partner and holder of all general partnership interests of MEF LLLP.

F3 · balance_after: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F4 · balance_after: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

F3 · ownership.direct: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.direct: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

F3 · ownership.nature: Prior to the sale transaction reported herein, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F4 · ownership.nature: Following the sale transaction reported herein, the reporting person will continue to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2018 Filed Apr 19, 2019 18:29 UTC Amendment
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
SaleCommon Stock, par value $0.01 per share 2,419,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000068 · wf-form4a_155571296233356.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings II, LLLP

Disclosed balance after: 2,419,500

F1 · date: THIS AMENDMENT ON FORM 4/A IS BEING FILED TO AMEND THE ORIGINAL FORM 4 FILED ON DECEMBER 26, 2018 (THE "ORIGINAL FORM 4") FOLLOWING A THIRD-PARTY VALUATION IN CONNECTION WITH THE TRANSFER OF THE LP INTEREST (AS DEFINED IN FOOTNOTE 4 BELOW) MADE FOR ESTATE PLANNING PURPOSES. EXCEPT FOR SUCH VALUATION, ALL OTHER REPORTED INFORMATION IN TABLE I REMAINS UNCHANGED. THIS TRANSACTION DID NOT IMPACT THE AGGREGATE NUMBER OF SHARES OVER WHICH THE REPORTING PERSON HAD THE POWER TO VOTE OR TO DIRECT THE VOTE OR THE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION.

F3 · price: A third-party appraisal of the fair market value of the LP Interest for federal gift tax purposes as of the date of the transaction, after application of all valuation discounts, determined the value of such LP Interest to be $6.29 per share, which was less than the price per share of the shares of the issuer as of the date of the transaction.

F2 · acquired: On December 21, 2018, the reporting person transferred the LP Interest to MEF Holdings, LLLP ("MEF LLLP") for an installment note, as further described in the Original Form 4. The reporting person is the indirect general partner and holder of all general partnership interests of MEF LLLP.

F4 · balance_after: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F5 · balance_after: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

F4 · ownership.direct: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F5 · ownership.direct: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

F4 · ownership.nature: Prior to the transaction reported in the Original Form 4, through one or more indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person through his revocable trust which were then held by the revocable trust to a newly formed limited liability limited partnership, MEF Holdings II, LLLP ("MEF II LLLP"), of which the reporting person was, at the time of such transfers, the indirect general partner and holder of all general partnership interests of MEF II LLLP and the indirect sole limited partner and holder of all limited partnership interests of MEF II LLLP (such limited partnership interests being the "LP Interest").

F5 · ownership.nature: Following the transaction reported in the Original Form 4, the reporting person continues to control the general partner of MEF II LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by MEF II LLLP, to the extent of his pecuniary interest therein.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 16:19 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0001590714-18-000142 · wf-form4_154534077883890.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,333

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:21 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 10,000 $10.50 $105,000.00
Disclosure

SEC source: 0001590714-18-000141 · wf-form4_154525449814451.xml · nonDerivative · entry 3

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,333

Read SEC document
December 17, 2018 Filed Dec 19, 2018 16:21 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,000 $10.67 $213,400.00
Disclosure

SEC source: 0001590714-18-000141 · wf-form4_154525449814451.xml · nonDerivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,333

Read SEC document
December 17, 2018 Filed Dec 19, 2018 16:21 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,000 $10.75 $215,000.00
Disclosure

SEC source: 0001590714-18-000141 · wf-form4_154525449814451.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,333

Read SEC document
December 14, 2018 Filed Dec 17, 2018 16:32 UTC
FRANKLIN MARTIN EDirector · 10% owner
PurchaseCommon Stock, par value $0.01 per share 200,000 $10.96 $2,192,000.00
Disclosure

SEC source: 0001590714-18-000139 · wf-form4_154508232308223.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 2,419,500

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.89 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:53 UTC PurchaseCommon Stock, par value $0.01 per share 90,000 $10.89 $980,100.00
Disclosure

SEC source: 0001590714-18-000136 · wf-form4_154457237038209.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 2,219,500

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.76 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 18:53 UTC PurchaseCommon Stock, par value $0.01 per share 60,750 $11.00 $668,250.00
Disclosure

SEC source: 0001590714-18-000136 · wf-form4_154457237038209.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 2,129,500

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 23:54 UTC PurchaseCommon Stock, par value $0.01 per share 13,500 $11.00 $148,500.00
Disclosure

SEC source: 0001590714-18-000137 · wf-form4_154457243031888.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 548,880

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.96 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 17:49 UTC PurchaseCommon Stock, par value $0.01 per share 126,000 $10.98 $1,383,480.00
Disclosure

SEC source: 0001590714-18-000132 · wf-form4_154327254768052.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 2,068,750

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.95 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 22:50 UTC PurchaseCommon Stock, par value $0.01 per share 28,000 $10.98 $307,440.00
Disclosure

SEC source: 0001590714-18-000133 · wf-form4_154327261473454.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 535,380

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.95 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 20:28 UTC PurchaseCommon Stock, par value $0.01 per share 36,000 $10.76 $387,360.00
Disclosure

SEC source: 0001590714-18-000128 · wf-form4_154276369598678.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,942,750

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.60 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 01:29 UTC PurchaseCommon Stock, par value $0.01 per share 8,000 $10.76 $86,080.00
Disclosure

SEC source: 0001590714-18-000129 · wf-form4_154276374687949.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 507,380

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.60 to $10.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2018 Filed Nov 20, 2018 20:28 UTC PurchaseCommon Stock, par value $0.01 per share 18,000 $10.72 $192,960.00
Disclosure

SEC source: 0001590714-18-000128 · wf-form4_154276369598678.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,906,750

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.50 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 15, 2018 Filed Nov 21, 2018 01:29 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $10.72 $42,880.00
Disclosure

SEC source: 0001590714-18-000129 · wf-form4_154276374687949.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 499,380

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.50 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 14, 2018 Filed Nov 14, 2018 16:51 UTC PurchaseCommon Stock, par value $0.01 per share 45,000 $10.60 $477,000.00
Disclosure

SEC source: 0001590714-18-000120 · wf-form4_154223228388802.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 1,888,750

F4 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 14, 2018 Filed Nov 14, 2018 21:52 UTC PurchaseCommon Stock, par value $0.01 per share 10,000 $10.60 $106,000.00
Disclosure

SEC source: 0001590714-18-000121 · wf-form4_154223234925575.xml · nonDerivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 495,380

F4 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.49 to $10.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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November 14, 2018 Filed Nov 15, 2018 16:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 20,000 $10.57 $211,400.00
Disclosure

SEC source: 0001590714-18-000125 · wf-form4_154231630356825.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,333

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.