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Element Solutions Inc

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3625
SEC CIK
0001590714
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Tax withholdingCommon Stock, par value $0.01 per share 7,947 $12.04 $95,681.88
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 6

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,965

F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionCommon Stock, par value $0.01 per share 19,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 5

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Tax withholdingCommon Stock, par value $0.01 per share 3,884 $12.04 $46,763.36
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 4

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,176

F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionCommon Stock, par value $0.01 per share 9,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 3

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Tax withholdingCommon Stock, par value $0.01 per share 2,240 $12.04 $26,969.60
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 2

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,191

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionCommon Stock, par value $0.01 per share 5,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 23,527 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 12

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,527

Underlying: Common Stock · 23,527 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
GrantIncentive Stock Options (Right to Buy) · Derivative 8,163 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 11

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163

Underlying: Common Stock · 8,163 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
GrantPerformance Stock Units · Derivative 23,534 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 10

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,534

Underlying: Common Stock · 23,534 shares

Expires not disclosed

F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 35,301 shares.

F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 35,301 shares.

F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 35,301 shares.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 5,038 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 9

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 3/12/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.exercise_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 3/12/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.expiration_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 3/12/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,481 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 8

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 3/12/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 3/12/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 3/12/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,084 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · derivative · entry 7

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 3/12/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 3/12/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 3/12/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,250 $12.04 $27,090.00
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 6

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,628

F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 5

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 3/12/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,037 $12.04 $12,485.48
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 4

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,840

F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 2,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 3

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 3/12/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 417 $12.04 $5,020.68
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 2

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:13 UTC
Dorman Carey J.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.01 per share 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000010 · wf-form4_158232677199354.xml · nonDerivative · entry 1

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 3/12/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 66,401 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 12

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,401

Underlying: Common Stock · 66,401 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
GrantIncentive Stock Options (Right to Buy) · Derivative 8,163 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 11

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163

Underlying: Common Stock · 8,163 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 55,374 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 10

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,374

Underlying: Common Stock · 55,374 shares

Expires not disclosed

F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 19,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 9

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.exercise_date: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.expiration_date: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,869 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 8

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,691 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · derivative · entry 7

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 6,403 $12.04 $77,092.12
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 6

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,869

F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 19,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 5

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 3,193 $12.04 $38,443.72
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 4

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,536

F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 9,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 3

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,842 $12.04 $22,177.68
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,860

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 23:09 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000007 · wf-form4_158232657542243.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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August 14, 2019 Filed Aug 15, 2019 07:43 UTC
Capps John EdwardEVP, General Counsel & Sec.
PurchaseCommon Stock, par value $0.01 per share 10,000 $9.00 $90,000.00
Disclosure

SEC source: 0001590714-19-000146 · wf-form4_156586936664176.xml · nonDerivative · entry 1

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,740

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August 13, 2019 Filed Aug 14, 2019 16:51 UTC
Benson ScotDirector · President & COO
PurchaseCommon Stock, par value $0.01 per share 7,000 $9.30 $65,100.00
Disclosure

SEC source: 0001590714-19-000144 · wf-form4_156581588910743.xml · nonDerivative · entry 2

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,329

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August 13, 2019 Filed Aug 14, 2019 16:51 UTC
Benson ScotDirector · President & COO
PurchaseCommon Stock, par value $0.01 per share 3,000 $9.54 $28,620.00
Disclosure

SEC source: 0001590714-19-000144 · wf-form4_156581588910743.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,329

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August 08, 2019 Filed Aug 9, 2019 11:33 UTC
Gliklich BenjaminDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 5,000 $9.63 $48,150.00
Disclosure

SEC source: 0001590714-19-000142 · wf-form4_156535040259566.xml · nonDerivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,011

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August 07, 2019 Filed Aug 9, 2019 11:33 UTC
Gliklich BenjaminDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 per share 2,500 $9.35 $23,375.00
Disclosure

SEC source: 0001590714-19-000142 · wf-form4_156535040259566.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,011

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June 11, 2019 Filed Jun 13, 2019 21:04 UTC Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 183,824 $7.95 Strike: $7.95 $1,461,400.80
Disclosure

SEC source: 0001590714-19-000119 · wf-form4_156045987015827.xml · derivative · entry 4

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 183,824 shares

Expires 2019-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested and became exercisable in annual 1/3 increments on 3/16/17 and 3/16/18. The remaining 1/3 vested and became exercisable on 1/31/19 in connection with the reporting person's retirement as the Issuer's Chief Executive Officer.

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June 11, 2019 Filed Jun 13, 2019 21:04 UTC SaleCommon Stock, par value $0.01 per share 28,764 $10.71 $308,062.44
Disclosure

SEC source: 0001590714-19-000119 · wf-form4_156045987015827.xml · nonDerivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,071

F2 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.69 to $10.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 11, 2019 Filed Jun 13, 2019 21:04 UTC Tax withholdingCommon Stock, par value $0.01 per share 155,060 $10.71 $1,660,692.60
Disclosure

SEC source: 0001590714-19-000119 · wf-form4_156045987015827.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,835

F1 · shares: Represents a net exercise of the stock options described in footnote 3 previously reported on 3/25/16.The reporting person received 28,764 shares of the Issuer's common stock on net exercise to purchase 183,824 shares. 155,060 shares were delivered to cover payment of the exercise price and tax withholdings.

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June 11, 2019 Filed Jun 13, 2019 21:04 UTC Exercise / conversionCommon Stock, par value $0.01 per share 183,824 $7.95 $1,461,400.80
Disclosure

SEC source: 0001590714-19-000119 · wf-form4_156045987015827.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2019 Filed Jun 7, 2019 20:17 UTC GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · derivative · entry 7

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F3 · price: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2019 Filed Jun 7, 2019 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 8,741 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · derivative · entry 6

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2019 Filed Jun 7, 2019 20:17 UTC OtherCommon Stock, par value $0.01 per share 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,602

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.

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June 05, 2019 Filed Jun 7, 2019 20:17 UTC OtherCommon Stock, par value $0.01 per share 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2019 Filed Jun 7, 2019 20:17 UTC Exercise / conversionCommon Stock, par value $0.01 per share 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000111 · wf-form4_155993865835191.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:23 UTC GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000115 · wf-form4_155993899782694.xml · derivative · entry 4

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2019 Filed Jun 7, 2019 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 8,741 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000115 · wf-form4_155993899782694.xml · derivative · entry 3

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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June 05, 2019 Filed Jun 7, 2019 20:23 UTC Exercise / conversionCommon Stock, par value $0.01 per share 8,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-19-000115 · wf-form4_155993899782694.xml · nonDerivative · entry 1

ONEAL E STANLEY · CIK 0001182337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported which vested on 6/5/19. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Reflects the following distributions on 9/13/18 of 149,992 shares of the Issuer's common stock previously reported as indirectly held by the reporting person's GRAT: 92,915 shares distributed to the reporting person, now held directly, and 57,077 shares distributed to the reporting person's family trust, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

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June 05, 2019 Filed Jun 7, 2019 20:20 UTC GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000113 · wf-form4_155993882875551.xml · derivative · entry 1

Fraser Christopher T. · CIK 0001436708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2019 Filed Jun 7, 2019 20:24 UTC GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000116 · wf-form4_155993907646317.xml · derivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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June 05, 2019 Filed Jun 7, 2019 20:19 UTC GrantRestricted Stock Units · Derivative 9,681 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-19-000112 · wf-form4_155993874846100.xml · derivative · entry 3

GOSS MICHAEL F · CIK 0001213399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681

Underlying: Common Stock · 9,681 shares

Expires not disclosed

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. These RSUs will vest on the earlier of June 5, 2020 and the date of the next annual meeting of stockholders of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.