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Element Solutions Inc

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3625
SEC CIK
0001590714
Parsed reports
275

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 15, 2020 16:18 UTC
Mount PatriciaVP, Program Mgt & Integration
OtherCommon Stock, par value $0.01 per share 33,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000054 · wf-form4_158957388501250.xml · nonDerivative · entry 2

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,862

F1 · kind: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13.

F1 · price: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13.

F2 · balance_after: Includes 3,700 shares incorrectly reported as directly held by the reporting person in prior filings. These shares were and remain indirectly held in the trust account referred to in footnote (1) above. This correction does not impact the aggregate number of 36,862 shares beneficially owned by the reporting person, as previously reported.

F3 · ownership.nature: The reporting person is a trustee of the trust and may be considered to have beneficial ownership of the trust's interests in the Issuer. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein.

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May 15, 2020 Filed May 15, 2020 16:18 UTC
Mount PatriciaVP, Program Mgt & Integration
OtherCommon Stock, par value $0.01 per share 33,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000054 · wf-form4_158957388501250.xml · nonDerivative · entry 1

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13.

F1 · price: On 5/15/2020, the reporting person transferred 33,162 shares of the Issuer's common stock to a revocable trust account. This change in form of beneficial ownership is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13.

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March 18, 2020 Filed Mar 18, 2020 20:28 UTC
Dorman Carey J.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 500 $6.53 $3,265.00
Disclosure

SEC source: 0001590714-20-000031 · wf-form4_158456329313545.xml · nonDerivative · entry 3

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,128

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:28 UTC
Dorman Carey J.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 500 $6.98 $3,490.00
Disclosure

SEC source: 0001590714-20-000031 · wf-form4_158456329313545.xml · nonDerivative · entry 2

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,628

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:28 UTC
Dorman Carey J.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 1,500 $6.59 $9,885.00
Disclosure

SEC source: 0001590714-20-000031 · wf-form4_158456329313545.xml · nonDerivative · entry 1

Dorman Carey J. · CIK 0001770349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,128

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:25 UTC PurchaseCommon Stock, par value $0.01 per share 50,000 $8.92 $446,000.00
Disclosure

SEC source: 0001590714-20-000029 · wf-form4_158395829940999.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 598,880

F1 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.79 to $8.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

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March 06, 2020 Filed Mar 10, 2020 17:32 UTC
Benson ScotDirector · President & COO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,212 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001590714-20-000027 · wf-form4_158387590862352.xml · derivative · entry 3

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,212 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These options vested and became exercisable in 1/3 increments on March 16 of each year following their grant date of March 16, 2016. This award is fully vested.

F3 · derivative.exercise_date: These options vested and became exercisable in 1/3 increments on March 16 of each year following their grant date of March 16, 2016. This award is fully vested.

F3 · balance_after: These options vested and became exercisable in 1/3 increments on March 16 of each year following their grant date of March 16, 2016. This award is fully vested.

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March 06, 2020 Filed Mar 10, 2020 17:32 UTC
Benson ScotDirector · President & COO
PurchaseCommon Stock, par value $0.01 per share 15,000 $9.77 $146,550.00
Disclosure

SEC source: 0001590714-20-000027 · wf-form4_158387590862352.xml · nonDerivative · entry 2

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,445

F2 · price: This price is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.74 to $9.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 17:32 UTC
Benson ScotDirector · President & COO
Exercise / conversionCommon Stock, par value $0.01 per share 10,212 $7.95 $81,185.40
Disclosure

SEC source: 0001590714-20-000027 · wf-form4_158387590862352.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of the Issuer's common stock received upon the stock options exercise described in footnote 3. None of the 10,212 shares were sold to satisfy the exercise price or tax withholdings due upon the stock options exercise.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:34 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001590714-20-000025 · wf-form4_158327124044704.xml · derivative · entry 2

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

Underlying: Common Stock · 10,000 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These options vested and became exercisable in 1/3 increments on March 16 of each year following the grant date of March 16, 2016. This award is fully vested.

F2 · derivative.exercise_date: These options vested and became exercisable in 1/3 increments on March 16 of each year following the grant date of March 16, 2016. This award is fully vested.

F2 · balance_after: These options vested and became exercisable in 1/3 increments on March 16 of each year following the grant date of March 16, 2016. This award is fully vested.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:34 UTC
Gliklich BenjaminDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.01 per share 10,000 $7.95 $79,500.00
Disclosure

SEC source: 0001590714-20-000025 · wf-form4_158327124044704.xml · nonDerivative · entry 1

Gliklich Benjamin · CIK 0001630320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of the Issuer's common stock received upon the stock options exercise described in footnote 2. None of the 10,000 shares were sold to satisfy the exercise price or tax withholdings due upon the stock options exercise.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 17:35 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
OtherCommon Stock, par value $0.01 per share 2,605,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By RSMA, LLC

Disclosed balance after: 2,848,971

F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 17:35 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
OtherCommon Stock, par value $0.01 per share 4,452,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 6,889,512

F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 17:35 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
OtherCommon Stock, par value $0.01 per share 11,509,987 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 0

F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all 11,509,987 shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 61.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Franklin through MEF Holdings, LLLP (38.68%) and RSMA, LLC (22.64%). This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. NONE OF THE PARTIES RECEIVING THE DISTRIBUTION HAVE ANY CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 22:36 UTC OtherCommon Stock, par value $0.01 per share 1,302,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tasburgh, LLC

Disclosed balance after: 1,302,929

F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 22:36 UTC OtherCommon Stock, par value $0.01 per share 1,302,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 0

F2 · kind: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · price: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

F2 · ownership.nature: On 2/27/2020, Mariposa Acquisition, LLC distributed all of its shares of the Issuer's common stock held by it following the Conversion pro rata to its members based on each member's pecuniary interest (the "Distribution"), including 11.32% beneficially owned (for purposes of Section 16 under the Exchange Act) indirectly by Mr. Ashken through Tasburgh, LLC. This change in form of beneficial ownership is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-13. THE PARTY RECEIVING THE DISTRIBUTION HAS NO CURRENT INTENTION TO SELL SHARES OF THE ISSUER.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 17:35 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
ConversionSeries A Preferred Stock, par value $0.01 per share · Derivative 1,060,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · derivative · entry 6

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,060,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · derivative.exercise_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · derivative.expiration_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

Read SEC document
February 25, 2020 Filed Feb 27, 2020 17:35 UTC
FRANKLIN MARTIN EDirector · 10% owner · Executive Chairman
ConversionCommon Stock, par value $0.01 per share 1,060,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000021 · wf-form4_158284293075790.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 11,509,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:36 UTC ConversionSeries A Preferred Stock, par value $0.01 per share · Derivative 119,992 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 0

Underlying: Common Stock · 119,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · derivative.exercise_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · derivative.expiration_date: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:36 UTC ConversionCommon Stock, par value $0.01 per share 119,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000022 · wf-form4_158284298950581.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mariposa Acquisition, LLC

Disclosed balance after: 1,302,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

F1 · ownership.nature: On 2/25/2020, all holders of the Issuer's Series A Preferred Stock, including Mariposa Acquisition, LLC, voluntarily converted (the "Conversion") their shares of Series A Preferred Stock into shares of the Issuer's common stock. Each share of Series A Preferred Stock was convertible at any time on or before 12/31/2020 at the election of the holder, on a one-for-one basis, for no additional consideration. This transaction is exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-6(b).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 66,401 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 12

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,401

Underlying: Common Stock · 66,401 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
GrantIncentive Stock Options (Right to Buy) · Derivative 8,163 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 11

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163

Underlying: Common Stock · 8,163 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
GrantPerformance Stock Units · Derivative 55,374 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 10

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,374

Underlying: Common Stock · 55,374 shares

Expires not disclosed

F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 83,061 shares.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionPerformance Stock Units · Derivative 22,556 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 9

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 22,556 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.exercise_date: This transaction represents the settlement of 22,556 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.expiration_date: This transaction represents the settlement of 22,556 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionRestricted Stock Units · Derivative 11,279 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 8

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionRestricted Stock Units · Derivative 7,317 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · derivative · entry 7

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,316

Underlying: Common Stock · 7,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Tax withholdingCommon Stock, par value $0.01 per share 8,929 $12.04 $107,505.16
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 6

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,233

F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionCommon Stock, par value $0.01 per share 22,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 5

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 22,556 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Tax withholdingCommon Stock, par value $0.01 per share 4,439 $12.04 $53,445.56
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 4

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,606

F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionCommon Stock, par value $0.01 per share 11,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 3

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Tax withholdingCommon Stock, par value $0.01 per share 2,880 $12.04 $34,675.20
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 2

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,766

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:10 UTC
Benson ScotDirector · President & COO
Exercise / conversionCommon Stock, par value $0.01 per share 7,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000008 · wf-form4_158232663527179.xml · nonDerivative · entry 1

Benson Scot · CIK 0001668767 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 1,292 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 12

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

Underlying: Common Stock · 1,292 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
GrantIncentive Stock Options (Right to Buy) · Derivative 8,029 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 11

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029

Underlying: Common Stock · 8,029 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
GrantPerformance Stock Units · Derivative 6,922 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 10

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922

Underlying: Common Stock · 6,922 shares

Expires not disclosed

F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares.

F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares.

F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 10,383 shares.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionPerformance Stock Units · Derivative 5,038 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 9

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock

F5 · derivative.exercise_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock

F5 · derivative.expiration_date: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionRestricted Stock Units · Derivative 2,481 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 8

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionRestricted Stock Units · Derivative 1,084 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · derivative · entry 7

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Tax withholdingCommon Stock, par value $0.01 per share 2,060 $12.04 $24,802.40
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 6

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,862

F6 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the PRSUs described in footnote 4.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionCommon Stock, par value $0.01 per share 5,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 5

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 5,038 performance restricted stock units ("PRSUs") previously reported on 12/20/2019 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Tax withholdingCommon Stock, par value $0.01 per share 1,006 $12.04 $12,112.24
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 4

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,884

F4 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described in footnote 3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionCommon Stock, par value $0.01 per share 2,481 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 3

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 12/20/2019 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Tax withholdingCommon Stock, par value $0.01 per share 380 $12.04 $4,575.20
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 2

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,409

F2 · shares: Shares of the Issuer's common stock delivered solely to satisfy the tax withholding obligations due upon the vesting of the RSUs described above.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:14 UTC
Mount PatriciaVP, Program Mgt & Integration
Exercise / conversionCommon Stock, par value $0.01 per share 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-20-000011 · wf-form4_158232685455438.xml · nonDerivative · entry 1

Mount Patricia · CIK 0001457502 · VP, Program Mgt & Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 12/20/2019 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 30,983 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 12

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,983

Underlying: Common Stock · 30,983 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

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February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantIncentive Stock Options (Right to Buy) · Derivative 8,163 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 11

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163

Underlying: Common Stock · 8,163 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

F8 · derivative.expiration_date: 1/3 of each of these options will vest annually on February 19th over the next three years.

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February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
GrantPerformance Stock Units · Derivative 29,072 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 10

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,072

Underlying: Common Stock · 29,072 shares

Expires not disclosed

F7 · price: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 43,608 shares.

F7 · derivative.exercise_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 43,608 shares.

F7 · derivative.expiration_date: Each PRSU represents a contingent right to receive up to 1.5 shares of the Issuer's common stock, subject to the achievement of certain adjusted EBITDA compound annual growth and adjusted earnings per share goals for the performance period ending 12/31/2022. The number of shares reported in Column 7 will range from zero to 43,608 shares.

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February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionPerformance Stock Units · Derivative 19,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 9

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.exercise_date: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

F5 · derivative.expiration_date: This transaction represents the settlement of 19,736 performance restricted stock units ("PRSUs") previously reported on 2/23/2017 which vested on 2/19/2020 upon Compensation Committee certification of performance achievement. Each PRSU represented the right to receive between zero and 2.5 shares of the Issuer's common stock.

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February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 9,869 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 8

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: This transaction represents the settlement of RSUs previously reported on 2/23/2017 which vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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February 19, 2020 Filed Feb 21, 2020 18:12 UTC
Capps John EdwardEVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 5,691 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-20-000009 · wf-form4_158232670608335.xml · derivative · entry 7

Capps John Edward · CIK 0001390463 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,690

Underlying: Common Stock · 5,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.expiration_date: This transaction represents the settlement of restricted stock units ("RSUs") previously reported on 2/21/2018 of which 1/3 vested on 2/19/2020. Each RSU represented a contingent right to receive one share of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.