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EPAC

ENERPAC TOOL GROUP CORP

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4543
SEC CIK
0000006955
Parsed reports
540

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2017 Filed Jan 20, 2017 01:28 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,930 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001092 · edgar.xml · derivative · entry 3

BEDI GURMINDER S · CIK 0001198462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Class A Common Stock · 2,930 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:28 UTC GrantClass A Common Stock 2,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001092 · edgar.xml · nonDerivative · entry 1

BEDI GURMINDER S · CIK 0001198462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,548

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:27 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,930 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001090 · edgar.xml · derivative · entry 2

WILLIAMS DENNIS K · CIK 0001187817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Class A Common Stock · 2,930 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:27 UTC GrantClass A Common Stock 2,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001090 · edgar.xml · nonDerivative · entry 1

WILLIAMS DENNIS K · CIK 0001187817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,548

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:27 UTC GrantDirector Stock Option (Right to Buy) · Derivative 2,930 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001089 · edgar.xml · derivative · entry 2

Cunningham Danny L · CIK 0001671078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Class A Common Stock · 2,930 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:27 UTC GrantClass A Common Stock 2,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001089 · edgar.xml · nonDerivative · entry 1

Cunningham Danny L · CIK 0001671078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Skogg Eugene EdwardEVP-Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 10,530 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001088 · edgar.xml · derivative · entry 2

Skogg Eugene Edward · CIK 0001645060 · EVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,530

Underlying: Class A Common Stock · 10,530 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020 and the balance becomes exercisable on 01/16/2022.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Skogg Eugene EdwardEVP-Human Resources
GrantClass A Common Stock 4,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001088 · edgar.xml · nonDerivative · entry 1

Skogg Eugene Edward · CIK 0001645060 · EVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,327

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Dillon Ricky TExecutive Vice President - CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 16,090 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001086 · edgar.xml · derivative · entry 2

Dillon Ricky T · CIK 0001380390 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Underlying: Class A Common Stock · 16,090 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020 and the balance becomes exercisable on 01/16/2022.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Dillon Ricky TExecutive Vice President - CFO
GrantClass A Common Stock 7,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001086 · edgar.xml · nonDerivative · entry 1

Dillon Ricky T · CIK 0001380390 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,406

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Roundhouse RogerExec VP Engd Solutions Segment
GrantEmployee Stock Option (Right to Buy) · Derivative 15,210 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001085 · edgar.xml · derivative · entry 4

Roundhouse Roger · CIK 0001606174 · Exec VP Engd Solutions Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,210

Underlying: Class A Common Stock · 15,210 shares

Expires 2027-01-16

F5 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020 and the balance becomes exercisable on 01/16/2022.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:26 UTC
Roundhouse RogerExec VP Engd Solutions Segment
GrantClass A Common Stock 6,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001085 · edgar.xml · nonDerivative · entry 1

Roundhouse Roger · CIK 0001606174 · Exec VP Engd Solutions Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,818

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:25 UTC
Baker Randal WDirector · Pres. & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 73,130 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001179110-17-001084 · edgar.xml · derivative · entry 2

Baker Randal W · CIK 0001477857 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,130

Underlying: Class A Common Stock · 73,130 shares

Expires 2027-01-16

F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020 and the balance becomes exercisable on 01/16/2022.

Read SEC document
January 16, 2017 Filed Jan 20, 2017 01:25 UTC
Baker Randal WDirector · Pres. & CEO
GrantClass A Common Stock 32,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001084 · edgar.xml · nonDerivative · entry 1

Baker Randal W · CIK 0001477857 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,344

F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F2 · price: Not applicable.

Read SEC document
January 13, 2017 Filed Jan 19, 2017 00:06 UTC
Bockhorst KennethExec. VP, Energy Segment
Tax withholdingClass A Common Stock 480 $26.95 $12,936.00
Disclosure

SEC source: 0001179110-17-001039 · edgar.xml · nonDerivative · entry 1

Bockhorst Kenneth · CIK 0001672279 · Exec. VP, Energy Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,688

Read SEC document
January 13, 2017 Filed Jan 19, 2017 00:05 UTC
Rennie StephenEx. VP Industrial & India
Tax withholdingClass A Common Stock 565 $26.95 $15,226.75
Disclosure

SEC source: 0001179110-17-001038 · edgar.xml · nonDerivative · entry 1

Rennie Stephen · CIK 0001682698 · Ex. VP Industrial & India

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,465

Read SEC document
January 13, 2017 Filed Jan 19, 2017 00:05 UTC
Wozniak TedVP Business Development
Tax withholdingClass A Common Stock 5,404 $26.95 $145,637.80
Disclosure

SEC source: 0001179110-17-001037 · edgar.xml · nonDerivative · entry 1

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,816

Read SEC document
January 13, 2017 Filed Jan 19, 2017 00:04 UTC
Pauli MatthewCorporate Controller
Tax withholdingClass A Common Stock 621 $26.95 $16,735.95
Disclosure

SEC source: 0001179110-17-001036 · edgar.xml · nonDerivative · entry 1

Pauli Matthew · CIK 0001495791 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,244

Read SEC document
January 10, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 11

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,500 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan.

F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.

Read SEC document
January 10, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
SaleClass A Common Stock 3,500 $26.51 $92,785.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 6

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,220

F3 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.53. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
January 10, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionClass A Common Stock 3,500 $23.64 $82,740.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 5

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 21:12 UTC
Skogg Eugene EdwardEVP-Human Resources
SaleClass A Common Stock 4,339 $26.60 $115,417.40
Disclosure

SEC source: 0001179110-17-000894 · edgar.xml · nonDerivative · entry 1

Skogg Eugene Edward · CIK 0001645060 · EVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,652

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 10

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 3,500 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan.

F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
SaleClass A Common Stock 3,500 $26.10 $91,350.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 4

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,220

F2 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.13. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 09, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionClass A Common Stock 3,500 $23.64 $82,740.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 3

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:12 UTC
Bockhorst KennethExec. VP, Energy Segment
Tax withholdingClass A Common Stock 504 $26.10 $13,154.40
Disclosure

SEC source: 0001179110-17-000893 · edgar.xml · nonDerivative · entry 1

Bockhorst Kenneth · CIK 0001672279 · Exec. VP, Energy Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,168

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:11 UTC
Wozniak TedVP Business Development
Tax withholdingClass A Common Stock 884 $26.10 $23,072.40
Disclosure

SEC source: 0001179110-17-000892 · edgar.xml · nonDerivative · entry 1

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,336

Read SEC document
January 09, 2017 Filed Jan 11, 2017 21:11 UTC
Pauli MatthewCorporate Controller
Tax withholdingClass A Common Stock 887 $26.10 $23,150.70
Disclosure

SEC source: 0001179110-17-000891 · edgar.xml · nonDerivative · entry 1

Pauli Matthew · CIK 0001495791 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,865

Read SEC document
January 06, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 9

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Class A Common Stock · 8,000 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan.

F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
SaleClass A Common Stock 8,000 $26.64 $213,120.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 2

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,220

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.60 to $26.70. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 06, 2017 Filed Jan 10, 2017 19:59 UTC
Wozniak TedVP Business Development
Exercise / conversionClass A Common Stock 8,000 $23.64 $189,120.00
Disclosure

SEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 1

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-17-000459 · edgar.xml · derivative · entry 3

WILLIAMS DENNIS K · CIK 0001187817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,000 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 8,000 $26.68 $213,440.00
Disclosure

SEC source: 0001179110-17-000459 · edgar.xml · nonDerivative · entry 2

WILLIAMS DENNIS K · CIK 0001187817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,136

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.48 to $26.75. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC Exercise / conversionClass A Common Stock 8,000 $23.64 $189,120.00
Disclosure

SEC source: 0001179110-17-000459 · edgar.xml · nonDerivative · entry 1

WILLIAMS DENNIS K · CIK 0001187817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 2,400 $26.56 $63,744.00
Disclosure

SEC source: 0001179110-17-000458 · edgar.xml · nonDerivative · entry 5

ARZBAECHER ROBERT C · CIK 0001201635 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 2,200 $26.24 $57,728.00
Disclosure

SEC source: 0001179110-17-000458 · edgar.xml · nonDerivative · entry 4

ARZBAECHER ROBERT C · CIK 0001201635 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family

Disclosed balance after: 0

F4 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.21 to $26.26. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

F5 · ownership.nature: Owned by daughter.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 36,931 $26.51 $979,040.81
Disclosure

SEC source: 0001179110-17-000458 · edgar.xml · nonDerivative · entry 3

ARZBAECHER ROBERT C · CIK 0001201635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

F3 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.45 to $26.55. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 70,256 $26.27 $1,845,625.12
Disclosure

SEC source: 0001179110-17-000458 · edgar.xml · nonDerivative · entry 2

ARZBAECHER ROBERT C · CIK 0001201635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,931

F2 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.95 to $26.63. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:56 UTC SaleClass A Common Stock 72,078 $26.37 $1,900,696.86
Disclosure

SEC source: 0001179110-17-000458 · edgar.xml · nonDerivative · entry 1

ARZBAECHER ROBERT C · CIK 0001201635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,187

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.75. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:29 UTC
Wozniak TedVP Business Development
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-17-000291 · edgar.xml · derivative · entry 5

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan.

F5 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:29 UTC
Wozniak TedVP Business Development
SaleClass A Common Stock 5,000 $26.04 $130,200.00
Disclosure

SEC source: 0001179110-17-000291 · edgar.xml · nonDerivative · entry 2

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,220

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.18. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:29 UTC
Wozniak TedVP Business Development
Exercise / conversionClass A Common Stock 5,000 $23.64 $118,200.00
Disclosure

SEC source: 0001179110-17-000291 · edgar.xml · nonDerivative · entry 1

Wozniak Ted · CIK 0001358317 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 21:36 UTC
ARZBAECHER ROBERT CDirector · President and CEO
SaleClass A Common Stock 11,900 $26.73 $318,087.00
Disclosure

SEC source: 0001179110-16-033559 · edgar.xml · nonDerivative · entry 2

ARZBAECHER ROBERT C · CIK 0001201635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F2 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.70 to $26.76. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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December 27, 2016 Filed Dec 29, 2016 21:36 UTC
ARZBAECHER ROBERT CDirector · President and CEO
OtherClass A Common Stock 37,976 $26.95 $1,023,453.20
Disclosure

SEC source: 0001179110-16-033559 · edgar.xml · nonDerivative · entry 1

ARZBAECHER ROBERT C · CIK 0001201635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · shares: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.

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December 27, 2016 Filed Dec 29, 2016 21:36 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-16-033560 · edgar.xml · derivative · entry 6

PETERSON ROBERT A · CIK 0001258672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,000 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.

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December 27, 2016 Filed Dec 29, 2016 21:36 UTC SaleClass A Common Stock 8,000 $26.80 $214,400.00
Disclosure

SEC source: 0001179110-16-033560 · edgar.xml · nonDerivative · entry 2

PETERSON ROBERT A · CIK 0001258672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,271

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.80 to $26.83. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 27, 2016 Filed Dec 29, 2016 21:36 UTC Exercise / conversionClass A Common Stock 8,000 $23.64 $189,120.00
Disclosure

SEC source: 0001179110-16-033560 · edgar.xml · nonDerivative · entry 1

PETERSON ROBERT A · CIK 0001258672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $23.64 $0.00
Disclosure

SEC source: 0001179110-16-033558 · edgar.xml · derivative · entry 3

FISCHER THOMAS J · CIK 0001231566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,000 shares

Expires 2017-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.

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December 27, 2016 Filed Dec 29, 2016 21:35 UTC SaleClass A Common Stock 8,000 $26.92 $215,360.00
Disclosure

SEC source: 0001179110-16-033558 · edgar.xml · nonDerivative · entry 2

FISCHER THOMAS J · CIK 0001231566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,373

F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.87 to $27.00. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 27, 2016 Filed Dec 29, 2016 21:35 UTC Exercise / conversionClass A Common Stock 8,000 $23.64 $189,120.00
Disclosure

SEC source: 0001179110-16-033558 · edgar.xml · nonDerivative · entry 1

FISCHER THOMAS J · CIK 0001231566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.