Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERPAC TOOL GROUP CORPEPAC · Entity 4543 | Director · President and CEO | October 08, 2021 | October 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERPAC TOOL GROUP CORP
Report date October 08, 2021 · Filed October 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 228,889 |
Reported balance
After 2021-10-08 transaction · row 1
1 source rowRow 1 · 2021-10-08 · Tax withholding · Disposed 56,786 · Balance 228,889 |
| Class A Common StockSEC Table I · non-derivative | Indirect401(k) | 23 |
Reported balance
Holding disclosure · report date 2021-10-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23 F1: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Issuer's 401(k) Plan. The unitized stock fund consists of stock of the Issuer and cash and other short term investments. The number of Issuer share equivalents fluctuates depending on the ratio of the number of shares of stock of the Issuer in the fund to other investments. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Issuer's 401(k) Plan. The unitized stock fund consists of stock of the Issuer and cash and other short term investments. The number of Issuer share equivalents fluctuates depending on the ratio of the number of shares of stock of the Issuer in the fund to other investments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2021 Filed Oct 13, 2021 18:46 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 56,786 | $20.60 | $1,169,791.60 |
DisclosureSEC source: 0001593968-21-002265 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,889 Read SEC document |
| March 21, 2021 Filed Mar 23, 2021 00:58 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 10,964 | $26.61 | $291,752.04 |
DisclosureSEC source: 0001593968-21-000989 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,675 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:18 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 9,068 | $21.07 | $191,062.76 |
DisclosureSEC source: 0001593968-21-000288 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,639 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:29 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 17,537 | $22.08 | $387,216.96 |
DisclosureSEC source: 0001593968-21-000199 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,707 Read SEC document |
| January 19, 2021 Filed Jan 22, 2021 01:54 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 61,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000169 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,244 F1 · shares: Restricted Stock Units granted under the Enerpac Tool Group 2017 Omnibus Plan . F2 · price: Not Applicable Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 22:08 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 7,740 | $19.24 | $148,917.60 |
DisclosureSEC source: 0001593968-20-002096 · primary_01.xml · nonDerivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,500 Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 22:08 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 16,769 | $19.24 | $322,635.56 |
DisclosureSEC source: 0001593968-20-002096 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,240 Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 19:27 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 5 | $19.64 | $98.20 |
DisclosureSEC source: 0001593968-20-002082 · primary_01.xml · derivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279 Underlying: Class A Common Stock · 5 shares Expires not disclosed F1 · security: Pursuant to the Issuer's Deferred Compensation Plan ("the Plan"), the phantom stock units are settled in stock generally following termination of employment. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · kind: Dividend Equivalent rights accrued to previously acquired phantom stock under the Plan and equity awards deferred under the Plan. F4 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F5 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the termination of employment. F5 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the termination of employment. F6 · balance_after: Balance includes phantom stock previously acquired under the Plan and previously reported in Table I. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 16:57 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 58,719 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-20-000268 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,471 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 18:39 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 17,398 | $23.77 | $413,550.46 |
DisclosureSEC source: 0001593968-20-000188 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,752 Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 16:08 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 5,176 | $25.16 | $130,228.16 |
DisclosureSEC source: 0001593968-20-000164 · primary_01.xml · nonDerivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,150 Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 16:08 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | SaleClass A Common Stock | 15,000 | $25.02 | $375,315.00 |
DisclosureSEC source: 0001593968-20-000164 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,326 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.08. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 01:17 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 9,267 | $24.80 | $229,821.60 |
DisclosureSEC source: 0001593968-19-002048 · primary_01.xml · nonDerivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,326 Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 01:17 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantClass A Common Stock | 19,716 | $24.80 | $488,956.80 |
DisclosureSEC source: 0001593968-19-002048 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,593 Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 23:25 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | Tax withholdingClass A Common Stock | 5,875 | $21.35 | $125,431.25 |
DisclosureSEC source: 0001593968-19-001991 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,877 Read SEC document |
| October 14, 2019 Filed Oct 13, 2020 21:51 UTC | ENERPAC TOOL GROUP CORP EPAC · Entity 4543 | GrantPhantom Stock · Derivative | 4 | $21.35 | $85.40 |
DisclosureSEC source: 0001593968-20-002025 · primary_01.xml · derivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274 Underlying: Class A Common Stock · 4 shares Expires not disclosed F1 · security: Pursuant to the Issuer's Deferred Compensation Plan (the "Plan"), the phantom stock units are settled in stock generally following termination of employment. F2 · derivative.exercise_price: The phantom stock is converted 1 for 1 into shares of Class A Common Stock. F3 · kind: Dividend Equivalent rights accrued to previously acquired phantom stock under the Plan and equity awards deferred under the Plan. F4 · price: Price is based on the closing selling price of the Class A Common Stock on the date of accrual of the dividend equivalent rights. F5 · derivative.exercise_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the termination of employment. F5 · derivative.expiration_date: Pursuant to the Plan, the phantom stock units are settled in stock generally following the termination of employment. F6 · balance_after: Balance includes phantom stock previously acquired under the Plan and previously reported in Table I. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 22:29 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 2,537 | $22.17 | $56,245.29 |
DisclosureSEC source: 0001593968-19-001627 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,752 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 20:00 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 955 | $25.69 | $24,533.95 |
DisclosureSEC source: 0001593968-19-000942 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,289 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 23:04 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 8,633 | $24.16 | $208,573.28 |
DisclosureSEC source: 0001144204-19-015670 · tv517009_4.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,244 Read SEC document |
| January 22, 2019 Filed Jan 25, 2019 02:55 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 5,354 | $22.11 | $118,376.94 |
DisclosureSEC source: 0001593968-19-000248 · primary_01.xml · nonDerivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,877 Read SEC document |
| January 22, 2019 Filed Jan 25, 2019 02:55 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 62,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-19-000248 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,231 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| January 16, 2019 Filed Jan 19, 2019 01:18 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 3,674 | $22.00 | $80,828.00 |
DisclosureSEC source: 0001593968-19-000171 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,901 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:02 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 50,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-000205 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,575 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2017 Omnibus Incentive Plan. F2 · price: Not Applicable Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 20:34 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 3,960 | $25.55 | $101,178.00 |
DisclosureSEC source: 0001593968-18-000159 · primary_01.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,384 Read SEC document |
| January 16, 2017 Filed Jan 20, 2017 01:25 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantEmployee Stock Option (Right to Buy) · Derivative | 73,130 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001179110-17-001084 · edgar.xml · derivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,130 Underlying: Class A Common Stock · 73,130 shares Expires 2027-01-16 F3 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. F4 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020 and the balance becomes exercisable on 01/16/2022. Read SEC document |
| January 16, 2017 Filed Jan 20, 2017 01:25 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 32,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001084 · edgar.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,344 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. F2 · price: Not applicable. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 19:50 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-030744 · edgar.xml · nonDerivative · entry 2 Baker Randal W · CIK 0001477857 · Director · Pres. & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,876 F2 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. F3 · price: Not applicable. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 19:50 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | PurchaseClass A Common Stock | 15,000 | $22.30 | $334,500.00 |
DisclosureSEC source: 0001179110-16-030744 · edgar.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,376 F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.00 to $22.45. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 20:50 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | PurchaseClass A Common Stock | 10,000 | $22.55 | $225,500.00 |
DisclosureSEC source: 0001179110-16-030685 · edgar.xml · nonDerivative · entry 1 Baker Randal W · CIK 0001477857 · Director · Pres. & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,376 F1 · price: The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.53 to $22.55. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.