Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERPAC TOOL GROUP CORPATU · Entity 4543 | VP Business Development | December 28, 2017 | January 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERPAC TOOL GROUP CORP
Report date December 28, 2017 · Filed January 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 70,705 |
Reported balance
After 2017-12-28 transaction · row 1
1 source rowRow 1 · 2017-12-28 · Sale · Disposed 6,000 · Balance 70,705 F1: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.55 to $25.75. The undersigned undertakes to provide Actuant Corporation ("Actuant") any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 5,578 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,578 F2: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Deferred Compensation Plan | 16,776 |
Reported balance
Holding disclosure · report date 2017-12-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,776 F3: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.55 to $25.75. The undersigned undertakes to provide Actuant Corporation ("Actuant") any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
F2: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F3: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Jan 2, 2018 20:44 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 6,000 | $25.66 | $153,960.00 |
DisclosureSEC source: 0001179110-18-000073 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,705 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.55 to $25.75. The undersigned undertakes to provide Actuant Corporation ("Actuant") any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:47 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 291 | $25.35 | $7,376.85 |
DisclosureSEC source: 0001179110-17-013627 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,705 Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 20:33 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 5,000 | $26.19 | $130,950.00 |
DisclosureSEC source: 0001179110-17-013267 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,996 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.15 to $26.23. The undersigned undertakes to provide Actuant Corporation ("Actuant") any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 15:00 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 500 | $25.33 | $12,665.00 |
DisclosureSEC source: 0001179110-17-005868 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,996 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.30 to $25.35. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:31 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 1,000 | $25.64 | $25,640.00 |
DisclosureSEC source: 0001179110-17-005385 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,496 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.63 to $25.65. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 16, 2017 Filed Jan 19, 2017 00:05 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,040 | $0.00 Strike: $26.95 | $0.00 |
DisclosureSEC source: 0001179110-17-001037 · edgar.xml · derivative · entry 5 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,040 Underlying: Class A Common Stock · 15,040 shares Expires 2027-01-16 F5 · security: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. F6 · derivative.exercise_date: Fifty percent of the option becomes exercisable on 01/16/2020, and the balance becomes exercisable on 01/16/2022. Read SEC document |
| January 16, 2017 Filed Jan 19, 2017 00:05 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | GrantClass A Common Stock | 6,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001037 · edgar.xml · nonDerivative · entry 2 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,496 F1 · shares: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. F2 · price: Not applicable. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 00:05 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 5,404 | $26.95 | $145,637.80 |
DisclosureSEC source: 0001179110-17-001037 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,816 Read SEC document |
| January 10, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $23.64 | $0.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 11 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,500 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan. F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012. Read SEC document |
| January 10, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 3,500 | $26.51 | $92,785.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 6 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,220 F3 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.53. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| January 10, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionClass A Common Stock | 3,500 | $23.64 | $82,740.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 5 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $23.64 | $0.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 10 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Class A Common Stock · 3,500 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan. F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 3,500 | $26.10 | $91,350.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 4 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,220 F2 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.10 to $26.13. The undersigned undertakes to provide Actuant, any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionClass A Common Stock | 3,500 | $23.64 | $82,740.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 3 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:11 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Tax withholdingClass A Common Stock | 884 | $26.10 | $23,072.40 |
DisclosureSEC source: 0001179110-17-000892 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,336 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $23.64 | $0.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · derivative · entry 9 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Class A Common Stock · 8,000 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan. F7 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 8,000 | $26.64 | $213,120.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 2 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,220 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.60 to $26.70. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 19:59 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionClass A Common Stock | 8,000 | $23.64 | $189,120.00 |
DisclosureSEC source: 0001179110-17-000842 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:29 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $23.64 | $0.00 |
DisclosureSEC source: 0001179110-17-000291 · edgar.xml · derivative · entry 5 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 5,000 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option granted under the Actuant Corporation 2002 Stock Option Plan. F5 · derivative.exercise_date: Fifty percent of the option became exercisable on 01/16/2010, and the balance became exercisable on 01/16/2012. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:29 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | SaleClass A Common Stock | 5,000 | $26.04 | $130,200.00 |
DisclosureSEC source: 0001179110-17-000291 · edgar.xml · nonDerivative · entry 2 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,220 F1 · price: The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.98 to $26.18. The undersigned undertakes to provide Actuant Corporation ("Actuant"), any security holder of Actuant or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:29 UTC | ENERPAC TOOL GROUP CORP ATU · Entity 4543 | Exercise / conversionClass A Common Stock | 5,000 | $23.64 | $118,200.00 |
DisclosureSEC source: 0001179110-17-000291 · edgar.xml · nonDerivative · entry 1 Wozniak Ted · CIK 0001358317 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.