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EMPIRE PETROLEUM CORP

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6605
SEC CIK
0000887396
Parsed reports
166

Last 12 months

Inside the activity.

17 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202541
Dec 202550
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202622
Oct 202640

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2021 Filed Oct 2, 2021 00:05 UTC OtherSenior Secured Note Due December 31, 2021 · Derivative 5,300,208 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001072613-21-000577 · ownership.xml · derivative · entry 2

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200,000 shares

Expires 2023-06-30

F1 · shares: Gives effect to interest converted.

F2 · derivative.expiration_date: The maturity date was extended from 12/31/2021 to 06/30/2023.

F3 · derivative.underlying_shares: Without giving effect to any interest that may be converted.

Read SEC document
September 30, 2021 Filed Oct 2, 2021 00:05 UTC OtherCommon Stock 5,300,208 $1.25 $6,625,260.00
Disclosure

SEC source: 0001072613-21-000577 · ownership.xml · nonDerivative · entry 1

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,250,208

Read SEC document
September 30, 2021 Filed Jul 24, 2023 23:39 UTC Amendment OtherCommon Stock Warrant (Right to Buy) · Derivative 2,000,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001072613-23-000390 · ownership.xml · derivative · entry 1

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2023-12-31

F1 · security: The reporting person inadvertently omitted this warrant from the original Form 4.

F2 · kind: Issued to the reporting person in connection with a Loan Modification Agreement among Issuer, a wholly owned subsidiary of Issuer and reporting person.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherEmployee Stock Option (Right to Buy) · Derivative 2,500,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · derivative · entry 6

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356,400

Underlying: Common Stock · 143,600 shares

Expires 2029-04-02

F2 · derivative.exercise_date: The Option vests in three installments as follows: 1,250,000 on April 3, 2019; 625,000 on April 3, 2020; and 625,000 on April 3, 2021.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock Warrant (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · derivative · entry 5

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2029-04-02

F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
SaleCommon Stock 143,600 $0.75 $107,700.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 4

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock 143,600 $0.33 $47,388.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 3

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,600

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
SaleCommon Stock 200,000 $0.75 $150,000.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 2

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:43 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock 200,000 $0.25 $50,000.00
Disclosure

SEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:24 UTC PurchaseCommon Stock 900 $1.63 $1,467.00
Disclosure

SEC source: 0001072613-21-000572 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,560,085

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
OtherEmployee Stock Option (Right to Buy) · Derivative 2,500,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · derivative · entry 6

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356,400

Underlying: Common Stock · 143,600 shares

Expires 2029-04-02

F2 · derivative.exercise_date: The Option vests in three installments as follows: 1,250,000 on April 3, 2019; 625,000 on April 3, 2020; and 625,000 on April 3, 2021.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
OtherCommon Stock Warrant (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · derivative · entry 5

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2029-04-02

F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
SaleCommon Stock 143,600 $0.75 $107,700.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · nonDerivative · entry 4

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,128

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
OtherCommon Stock 143,600 $0.33 $47,388.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · nonDerivative · entry 3

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,728

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
SaleCommon Stock 200,000 $0.75 $150,000.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · nonDerivative · entry 2

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,128

Read SEC document
September 28, 2021 Filed Sep 30, 2021 22:42 UTC
Morrisett Michael R.Director · President
OtherCommon Stock 200,000 $0.25 $50,000.00
Disclosure

SEC source: 0001072613-21-000574 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893,128

Read SEC document
July 09, 2021 Filed Jul 13, 2021 15:31 UTC SaleCommon Stock 1,000,000 $0.75 $750,000.00
Disclosure

SEC source: 0001072613-21-000472 · ownership.xml · nonDerivative · entry 1

PUCKETT LAND CO · CIK 0000870727 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Read SEC document
June 18, 2021 Filed Jun 23, 2021 01:50 UTC PurchaseCommon Stock 1,000 $1.88 $1,877.90
Disclosure

SEC source: 0001072613-21-000451 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559,185

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:43 UTC
Morrisett Michael R.Director · President · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001072613-21-000437 · ownership.xml · derivative · entry 3

Morrisett Michael R. · CIK 0001630275 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 300,000 shares

Expires 2029-04-02

F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:43 UTC
Morrisett Michael R.Director · President · 10% owner
SaleCommon Stock 300,000 $0.75 $225,000.00
Disclosure

SEC source: 0001072613-21-000437 · ownership.xml · nonDerivative · entry 2

Morrisett Michael R. · CIK 0001630275 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,128

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:43 UTC
Morrisett Michael R.Director · President · 10% owner
OtherCommon Stock 300,000 $0.25 $75,000.00
Disclosure

SEC source: 0001072613-21-000437 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993,128

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:42 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock Warrant (Right to Buy) · Derivative 300,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001072613-21-000436 · ownership.xml · derivative · entry 3

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 300,000 shares

Expires 2029-04-02

F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:42 UTC
Pritchard Thomas W.Director · Chief Executive Officer
SaleCommon Stock 300,000 $0.75 $225,000.00
Disclosure

SEC source: 0001072613-21-000436 · ownership.xml · nonDerivative · entry 2

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 27, 2021 Filed Jun 2, 2021 00:42 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock 300,000 $0.25 $75,000.00
Disclosure

SEC source: 0001072613-21-000436 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
May 04, 2021 Filed May 4, 2021 19:24 UTC
Kamin TonyDirector
OtherCommon Stock Warrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001072613-21-000391 · ownership.xml · derivative · entry 5

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alpha Nexus Partners

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-12-31

Read SEC document
May 04, 2021 Filed May 4, 2021 19:24 UTC
Kamin TonyDirector
OtherCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001072613-21-000391 · ownership.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alpha Nexus Partners

Disclosed balance after: 338,571

Read SEC document
May 03, 2021 Filed May 3, 2021 17:37 UTC
Kamin TonyDirector
OtherCommon Stock Warrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001072613-21-000389 · ownership.xml · derivative · entry 5

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-12-31

Read SEC document
May 03, 2021 Filed May 3, 2021 17:37 UTC
Kamin TonyDirector
OtherCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001072613-21-000389 · ownership.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 1,084,304

Read SEC document
April 30, 2021 Filed Apr 30, 2021 20:14 UTC
Kamin TonyDirector
OtherCommon Stock Warrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001072613-21-000388 · ownership.xml · derivative · entry 5

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Composite Resources LLC

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-12-31

Read SEC document
April 30, 2021 Filed Apr 30, 2021 20:14 UTC
Kamin TonyDirector
OtherCommon Stock 100,000 $0.50 $50,000.00
Disclosure

SEC source: 0001072613-21-000388 · ownership.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Composite Resources LLC

Disclosed balance after: 200,000

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 228,571 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · derivative · entry 7

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alpha Nexus Partners

Disclosed balance after: 228,571

Underlying: Common Stock · 228,571 shares

Expires 2022-12-31

F1 · price: The Common Stock Warrant was issued as partial consideration in connection with the purchase of common stock on 03/30/2021.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 100,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · derivative · entry 6

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Composite Resources LLC

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-31

F1 · price: The Common Stock Warrant was issued as partial consideration in connection with the purchase of common stock on 03/30/2021.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock Warrant (Right to Buy) · Derivative 100,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · derivative · entry 5

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-31

F1 · price: The Common Stock Warrant was issued as partial consideration in connection with the purchase of common stock on 03/30/2021.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock 228,571 $0.35 $79,999.85
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · nonDerivative · entry 3

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alpha Nexus Partners

Disclosed balance after: 228,571

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock 100,000 $0.35 $35,000.00
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · nonDerivative · entry 2

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Composite Resources LLC

Disclosed balance after: 100,000

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:29 UTC
Kamin TonyDirector
PurchaseCommon Stock 100,000 $0.35 $35,000.00
Disclosure

SEC source: 0001072613-21-000338 · ownership.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 984,304

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:08 UTC
Kamin TonyDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001072613-21-000004 · ownership.xml · derivative · entry 1

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-04-02

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:07 UTC
Morrisett Michael R.Director · President · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001072613-21-000003 · ownership.xml · derivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2029-04-02

Read SEC document
December 31, 2020 Filed Jan 6, 2021 01:06 UTC
Pritchard Thomas W.Director · Chief Executive Officer · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001072613-21-000002 · ownership.xml · derivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2029-04-02

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
Kamin TonyDirector · 10% owner
ConversionConvertible Note · Derivative Not disclosed $0.00 Strike: $0.10 $40,000.00
Disclosure

SEC source: 0001072613-20-000018 · primary_doc.xml · derivative · entry 3

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: On 12/31/2019, the maturity date of the Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2019 to 01/31/2020.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:16 UTC
Kamin TonyDirector · 10% owner
ConversionCommon Stock 400,000 $0.10 $40,000.00
Disclosure

SEC source: 0001072613-20-000018 · primary_doc.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 884,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:13 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,500,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001072613-19-000167 · pritchard-4_18308.xml · derivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2029-04-02

F1 · derivative.exercise_date: The option vests in three installments as follows: 1,250,000 shares on April 3, 2019; 625,000 shares on April 3, 2020; and 625,000 shares on April 3, 2021.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:14 UTC
Morrisett Michael R.Director · President · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 2,500,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001072613-19-000168 · morrisett-4_18308.xml · derivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2029-04-02

F1 · derivative.exercise_date: The option vests in three installments as follows: 1,250,000 shares on April 3, 2019; 625,000 shares on April 3, 2020; and 625,000 shares on April 3, 2021.

Read SEC document
March 27, 2019 Filed Mar 30, 2019 01:27 UTC
Kamin TonyDirector · 10% owner
OtherConvertible Note · Derivative 0 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001072613-19-000155 · kamin-4_18303.xml · derivative · entry 5

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: Not disclosed

Underlying: Common Stock · 400,000 shares

Expires 2019-12-31

F2 · derivative.exercise_price: On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.

F2 · date: On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.

F2 · shares: On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.

F2 · derivative.expiration_date: On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.

F2 · derivative.underlying_shares: On 12/31/2018 maturity date of Convertible Note in aggregate principal amount of $40,000 was extended from 12/31/2018 to 12/31/2019. Amended on 3/27/2019 to adjust number of shares underlying note from 266,667 shares to 400,000 shares and to reduce conversion price from $0.15 per share to $0.10 per share.

Read SEC document
March 27, 2019 Filed Mar 30, 2019 01:27 UTC
Kamin TonyDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 266,667 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001072613-19-000155 · kamin-4_18303.xml · derivative · entry 4

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 0

Underlying: Common Stock · 266,667 shares

Expires 2019-12-31

F1 · derivative.exercise_price: Common Stock Warrant was amended on 12/31/2018 to extend expiration date from 12/31/2018 to12/31/2019. Amended further on 3/27/2019 to adjust number of shares underlying warrant from 160,000 shares to 266,667 shares and to reduce exercise price from $0.25 per share to $0.15 per share.

F1 · date: Common Stock Warrant was amended on 12/31/2018 to extend expiration date from 12/31/2018 to12/31/2019. Amended further on 3/27/2019 to adjust number of shares underlying warrant from 160,000 shares to 266,667 shares and to reduce exercise price from $0.25 per share to $0.15 per share.

F1 · derivative.expiration_date: Common Stock Warrant was amended on 12/31/2018 to extend expiration date from 12/31/2018 to12/31/2019. Amended further on 3/27/2019 to adjust number of shares underlying warrant from 160,000 shares to 266,667 shares and to reduce exercise price from $0.25 per share to $0.15 per share.

F1 · derivative.underlying_shares: Common Stock Warrant was amended on 12/31/2018 to extend expiration date from 12/31/2018 to12/31/2019. Amended further on 3/27/2019 to adjust number of shares underlying warrant from 160,000 shares to 266,667 shares and to reduce exercise price from $0.25 per share to $0.15 per share.

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March 27, 2019 Filed Mar 30, 2019 01:27 UTC
Kamin TonyDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 66,667 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001072613-19-000155 · kamin-4_18303.xml · derivative · entry 3

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Underlying: Common Stock · 66,667 shares

Expires 2019-12-31

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March 27, 2019 Filed Mar 30, 2019 01:27 UTC
Kamin TonyDirector · 10% owner
OtherCommon Stock 266,667 $0.15 $40,000.05
Disclosure

SEC source: 0001072613-19-000155 · kamin-4_18303.xml · nonDerivative · entry 2

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RLR Services Partnership

Disclosed balance after: 484,304

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March 27, 2019 Filed Mar 30, 2019 01:27 UTC
Kamin TonyDirector · 10% owner
OtherCommon Stock 66,667 $0.15 $10,000.05
Disclosure

SEC source: 0001072613-19-000155 · kamin-4_18303.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,667

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September 20, 2018 Filed Mar 26, 2019 17:26 UTC PurchaseCommon Stock Warrant (Right to Buy) · Derivative 1,978,809 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001072613-19-000148 · puckett-4_18303.xml · derivative · entry 2

PUCKETT LAND CO · CIK 0000870727 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

Underlying: Common Stock · 1,978,809 shares

Expires 2020-12-31

F1 · price: The Common Stock Warrant was issued as partial consideration in connection with the purchase of Common Stock on 9/20/18.

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September 20, 2018 Filed Mar 26, 2019 17:26 UTC PurchaseCommon Stock 1,978,809 $0.15 $296,821.35
Disclosure

SEC source: 0001072613-19-000148 · puckett-4_18303.xml · nonDerivative · entry 1

PUCKETT LAND CO · CIK 0000870727 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.