Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMPIRE PETROLEUM CORPEP · Entity 6605 | Director · Chief Executive Officer | January 04, 2023 | January 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMPIRE PETROLEUM CORP
Report date January 04, 2023 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 633,440 |
Ending reported balance
After 2023-01-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-04 · Other · Acquired 312,918 · Balance 601,968 Row 2 · 2023-01-04 · Other · Acquired 31,472 · Balance 633,440 |
| Common Stock Optioin (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2029-04-02 | Direct | 0 |
Reported balance
After 2023-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-04 · Exercise / conversion · Disposed 354,100 · Balance 0 F1: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F2: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split). F3: Of the 354,100 shares, 41,182 were surrendered to Empire in connection with a cashless exercise. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2029-04-02 | Direct | 464,100 |
Reported balance
After 2023-01-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-04 · Exercise / conversion · Disposed 35,900 · Balance 464,100 F1: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F4: Of the 35,900 shares, 4,428 were surrendered to Empire in connection with a cashless exercise. |
Filing footnotes · ownership attribution and instrument terms
F1: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").
F2: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split).
F3: Of the 354,100 shares, 41,182 were surrendered to Empire in connection with a cashless exercise.
F4: Of the 35,900 shares, 4,428 were surrendered to Empire in connection with a cashless exercise.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2023 Filed Jan 6, 2023 20:48 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,900 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001072613-23-000014 · ownership.xml · derivative · entry 4 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,100 Underlying: Common Stock · 35,900 shares Expires 2029-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F4 · derivative.underlying_shares: Of the 35,900 shares, 4,428 were surrendered to Empire in connection with a cashless exercise. F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 20:48 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Optioin (Right to Buy) · Derivative | 354,100 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001072613-23-000014 · ownership.xml · derivative · entry 3 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 354,100 shares Expires 2029-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F2 · derivative.exercise_date: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split). F3 · derivative.underlying_shares: Of the 354,100 shares, 41,182 were surrendered to Empire in connection with a cashless exercise. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 20:48 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | OtherCommon Stock | 31,472 | $1.40 | $44,060.80 |
DisclosureSEC source: 0001072613-23-000014 · ownership.xml · nonDerivative · entry 2 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,440 Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 20:48 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | OtherCommon Stock | 312,918 | $1.32 | $413,051.76 |
DisclosureSEC source: 0001072613-23-000014 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,968 Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 20:01 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-23-000002 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,050 Read SEC document |
| October 11, 2022 Filed Oct 13, 2022 21:12 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-22-000585 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,800 Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 20:24 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | SaleCommon Stock | 533 | $10.48 | $5,585.47 |
DisclosureSEC source: 0001072613-22-000470 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,550 F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:04 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-22-000447 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,083 F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 22:16 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 235,000 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001072613-22-000394 · ownership.xml · derivative · entry 2 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,100 Underlying: Common Stock · 235,000 shares Expires 2029-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F3 · derivative.exercise_date: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split). F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 22:16 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | Exercise / conversionCommon Stock | 235,000 | $1.32 | $310,200.00 |
DisclosureSEC source: 0001072613-22-000394 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split"). F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:45 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001072613-22-000309 · ownership.xml · derivative · entry 4 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2026-08-31 F2 · derivative.exercise_date: The Option vests in one-third increments on each of the second, third and fourth anniversary of the date of the grant. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:45 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0001072613-22-000309 · ownership.xml · derivative · entry 3 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2025-08-31 F1 · derivative.exercise_date: The Option vests in three equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:45 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-22-000309 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| January 25, 2022 Filed Feb 14, 2022 23:17 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-22-000284 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Pritchard Energy Advisors, LLC Disclosed balance after: 78,333 Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherEmployee Stock Option (Right to Buy) · Derivative | 2,500,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · derivative · entry 6 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356,400 Underlying: Common Stock · 143,600 shares Expires 2029-04-02 F2 · derivative.exercise_date: The Option vests in three installments as follows: 1,250,000 on April 3, 2019; 625,000 on April 3, 2020; and 625,000 on April 3, 2021. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · derivative · entry 5 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2029-04-02 F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | SaleCommon Stock | 143,600 | $0.75 | $107,700.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 4 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherCommon Stock | 143,600 | $0.33 | $47,388.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 3 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,600 Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | SaleCommon Stock | 200,000 | $0.75 | $150,000.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 2 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:43 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherCommon Stock | 200,000 | $0.25 | $50,000.00 |
DisclosureSEC source: 0001072613-21-000576 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 00:42 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001072613-21-000436 · ownership.xml · derivative · entry 3 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 300,000 shares Expires 2029-04-02 F1 · derivative.expiration_date: Common Stock Warrant was amended on 04/03/2019 to extend the expiration date from 12/31/2021 to 04/02/2029. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 00:42 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | SaleCommon Stock | 300,000 | $0.75 | $225,000.00 |
DisclosureSEC source: 0001072613-21-000436 · ownership.xml · nonDerivative · entry 2 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 00:42 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | OtherCommon Stock | 300,000 | $0.25 | $75,000.00 |
DisclosureSEC source: 0001072613-21-000436 · ownership.xml · nonDerivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:06 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GrantEmployee Stock Option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001072613-21-000002 · ownership.xml · derivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2029-04-02 Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:13 UTC | EMPIRE PETROLEUM CORP EMPR · Entity 6605 | GrantEmployee Stock Option (right to buy) · Derivative | 2,500,000 | $0.00 Strike: $0.33 | $0.00 |
DisclosureSEC source: 0001072613-19-000167 · pritchard-4_18308.xml · derivative · entry 1 Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Stock · 2,500,000 shares Expires 2029-04-02 F1 · derivative.exercise_date: The option vests in three installments as follows: 1,250,000 shares on April 3, 2019; 625,000 shares on April 3, 2020; and 625,000 shares on April 3, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.