Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMPIRE PETROLEUM CORPEP · Entity 6605 | Director · 10% owner | October 05, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMPIRE PETROLEUM CORP
Report date October 05, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Petroleum Independent & Exploration LLC | 946,235 |
Reported balance
After 2026-10-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-05 · Purchase · Acquired 14,508 · Balance 946,235 F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.68, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Petroleum Independent & Exploration LLC | 948,550 |
Reported balance
After 2026-10-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-10-06 · Purchase · Acquired 2,315 · Balance 948,550 F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.72, inclusive. |
| Common StockSEC Table I · non-derivative | IndirectBy Petroleum Independent & Exploration LLC | 952,573 |
Reported balance
After 2026-10-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-10-07 · Purchase · Acquired 4,023 · Balance 952,573 |
| Common StockSEC Table I · non-derivative | IndirectBy Petroleum Independent & Exploration LLC | 956,854 |
Reported balance
After 2026-10-08 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-10-08 · Purchase · Acquired 4,281 · Balance 956,854 F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $2.84, inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 9,411,581 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 9,411,581 |
| Common StockSEC Table I · non-derivative | IndirectBy Big Red Revocable Trust | 592,318 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 592,318 |
| Common StockSEC Table I · non-derivative | IndirectBy Five Sterling LP | 578,746 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 578,746 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 44,023 |
Reported balance
Holding disclosure · report date 2026-10-05 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 44,023 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.68, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.72, inclusive.
F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $2.84, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 11:11 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 4,281 | $2.82 | $12,068.14 |
DisclosureSEC source: 0001072613-26-000825 · ownership.xml · nonDerivative · entry 4 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 956,854 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $2.84, inclusive. Read SEC document |
| October 07, 2026 Filed Oct 13, 2026 11:11 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 4,023 | $2.72 | $10,942.56 |
DisclosureSEC source: 0001072613-26-000825 · ownership.xml · nonDerivative · entry 3 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 952,573 Read SEC document |
| October 06, 2026 Filed Oct 13, 2026 11:11 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 2,315 | $2.72 | $6,292.17 |
DisclosureSEC source: 0001072613-26-000825 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 948,550 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.72, inclusive. Read SEC document |
| October 05, 2026 Filed Oct 13, 2026 11:11 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 14,508 | $2.67 | $38,765.38 |
DisclosureSEC source: 0001072613-26-000825 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 946,235 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.68, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| September 30, 2026 Filed Oct 5, 2026 20:24 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 11,915 | $2.25 | $26,825.43 |
DisclosureSEC source: 0001072613-26-000819 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 931,727 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.28, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 10, 2026 Filed Sep 16, 2026 22:49 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantConvertible Note Due 2028 · Derivative | Not disclosed | $3,250,000.00 Strike: $2.84 | $3,250,000.00 |
DisclosureSEC source: 0001072613-26-000773 · ownership.xml · derivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 1,145,173 shares Expires 2028-03-10 Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 21:59 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-26-000524 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,411,581 Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 43,403 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · derivative · entry 10 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: Not disclosed Underlying: Common Stock · 620 shares Expires 2026-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $2.99 per whole share of common stock in the Rights Offering. F3 · shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 533,368 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · derivative · entry 9 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Five Sterling LP Disclosed balance after: Not disclosed Underlying: Common Stock · 45,378 shares Expires 2026-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $2.99 per whole share of common stock in the Rights Offering. F3 · shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 540,626 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · derivative · entry 8 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Big Red Revocable Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 51,692 shares Expires 2026-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $2.99 per whole share of common stock in the Rights Offering. F3 · shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 852,664 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · derivative · entry 7 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 67,148 shares Expires 2026-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $2.99 per whole share of common stock in the Rights Offering. F3 · shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 7,312,481 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · derivative · entry 6 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 2,089,100 shares Expires 2026-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $2.99 per whole share of common stock in the Rights Offering. F3 · shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of February 2, 2026 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase 0.095 of a share of common stock, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional shares of common stock that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes any shares purchased pursuant to the exercise of over-subscription rights in connection with the Rights' Offering. Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 620 | $2.99 | $1,853.80 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · nonDerivative · entry 5 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 44,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated February 2, 2026, as supplemented by the Issuer's prospectus supplement dated February 25, 2026 (the "Rights Offering"). Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 45,378 | $2.99 | $135,680.22 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · nonDerivative · entry 4 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Five Sterling LP Disclosed balance after: 578,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated February 2, 2026, as supplemented by the Issuer's prospectus supplement dated February 25, 2026 (the "Rights Offering"). Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 51,692 | $2.99 | $154,559.08 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · nonDerivative · entry 3 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Big Red Revocable Trust Disclosed balance after: 592,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated February 2, 2026, as supplemented by the Issuer's prospectus supplement dated February 25, 2026 (the "Rights Offering"). Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 67,148 | $2.99 | $200,772.52 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 919,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated February 2, 2026, as supplemented by the Issuer's prospectus supplement dated February 25, 2026 (the "Rights Offering"). Read SEC document |
| April 15, 2026 Filed Apr 28, 2026 19:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 2,089,100 | $2.99 | $6,246,409.00 |
DisclosureSEC source: 0001072613-26-000335 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,401,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated February 2, 2026, as supplemented by the Issuer's prospectus supplement dated February 25, 2026 (the "Rights Offering"). Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:36 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionConvertible Note Due 2026 · Derivative | Not disclosed | $0.00 Strike: $2.99 | $3,000,000.00 |
DisclosureSEC source: 0001072613-26-000266 · ownership.xml · derivative · entry 6 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,003,344 shares Expires 2026-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 22:36 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 1,003,344 | $2.99 | $2,999,998.56 |
DisclosureSEC source: 0001072613-26-000266 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,177,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 22:15 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantConvertible Note Due 2026 · Derivative | Not disclosed | $3,000,000.00 Strike: $2.99 | $3,000,000.00 |
DisclosureSEC source: 0001072613-26-000200 · ownership.xml · derivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 1,003,344 shares Expires 2026-05-19 Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:22 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 1,068 | $3.00 | $3,204.00 |
DisclosureSEC source: 0001072613-26-000015 · ownership.xml · nonDerivative · entry 3 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,173,732 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:22 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 732 | $2.95 | $2,159.40 |
DisclosureSEC source: 0001072613-26-000015 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,172,664 Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 22:22 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001072613-26-000015 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,171,932 Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 22:21 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 84 | $3.00 | $252.00 |
DisclosureSEC source: 0001072613-25-000885 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,166,932 Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 22:21 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 5,367 | $3.00 | $16,101.00 |
DisclosureSEC source: 0001072613-25-000885 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,166,848 Read SEC document |
| December 02, 2025 Filed Dec 5, 2025 11:38 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 7,223 | $3.00 | $21,658.17 |
DisclosureSEC source: 0001072613-25-000864 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,161,481 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.97 to $3.00, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 02:03 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 1,743 | $3.00 | $5,229.00 |
DisclosureSEC source: 0001072613-25-000862 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,154,258 Read SEC document |
| November 26, 2025 Filed Dec 2, 2025 02:03 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 1,316 | $3.00 | $3,948.00 |
DisclosureSEC source: 0001072613-25-000862 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,152,515 Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:47 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionStock option (right to buy) · Derivative | 589,100 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001072613-25-000775 · ownership.xml · derivative · entry 8 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 589,100 shares Expires 2029-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three installments as follows: 312,500 shares on April 3, 2019; 156,250 shares on April 3, 2020; and 156,250 shares on April 3, 2021. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:47 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseStock option (right to buy) · Derivative | 589,100 | $1.52 Strike: $1.32 | $894,842.90 |
DisclosureSEC source: 0001072613-25-000775 · ownership.xml · derivative · entry 7 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589,100 Underlying: Common Stock · 589,100 shares Expires 2029-04-02 F1 · derivative.exercise_date: The option vested in three installments as follows: 312,500 shares on April 3, 2019; 156,250 shares on April 3, 2020; and 156,250 shares on April 3, 2021. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:47 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 589,100 | $1.52 | $894,842.90 |
DisclosureSEC source: 0001072613-25-000775 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,151,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:47 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 187,084 | $3.77 | $705,306.68 |
DisclosureSEC source: 0001072613-25-000775 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,562,099 Read SEC document |
| October 22, 2025 Filed Oct 23, 2025 20:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 4,000 | $3.75 | $15,000.00 |
DisclosureSEC source: 0001072613-25-000744 · ownership.xml · nonDerivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,375,015 Read SEC document |
| October 20, 2025 Filed Oct 23, 2025 20:30 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | PurchaseCommon Stock | 8,190 | $3.58 | $29,282.53 |
DisclosureSEC source: 0001072613-25-000744 · ownership.xml · nonDerivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,371,015 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.55 to $3.60, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 24, 2025 Filed Sep 26, 2025 20:16 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock Warrant (Right to Buy) · Derivative | 281,030 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001072613-25-000720 · ownership.xml · derivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,030 Underlying: Common Stock · 281,030 shares Expires 2028-09-24 F2 · derivative.exercise_date: The Warrant becomes exercisable on the date the NYSE American stock exchange approves a supplemental listing application relating to the shares of common stock of the Issuer underlying the Warrant. Read SEC document |
| September 24, 2025 Filed Sep 26, 2025 20:16 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantConvertible Note Due 2027 · Derivative | Not disclosed | $4,000,000.00 Strike: $4.27 | $4,000,000.00 |
DisclosureSEC source: 0001072613-25-000720 · ownership.xml · derivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 936,768 shares Expires 2027-09-23 F1 · derivative.exercise_price: Represents the per share volume-weighted average price of the common stock of the Issuer for the five trading days preceding September 24, 2025, the date of issuance of the Convertible Note. Read SEC document |
| September 24, 2025 Filed Nov 8, 2025 00:05 UTC Amendment | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantCommon Stock Warrant (Right to Buy) · Derivative | 138,889 | $0.00 Strike: $4.32 | $0.00 |
DisclosureSEC source: 0001072613-25-000779 · ownership.xml · derivative · entry 2 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,889 Underlying: Common Stock · 138,889 shares Expires 2028-09-24 F2 · derivative.exercise_price: The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889. F2 · shares: The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889. F3 · derivative.exercise_date: The Warrant becomes exercisable on the date the NYSE American stock exchange approves a supplemental listing application relating to the shares of common stock of the Issuer underlying the Warrant. F2 · derivative.underlying_shares: The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889. F2 · balance_after: The Warrant was amended on November 5, 2025 to (a) increase the exercise price of the Warrant from $4.27 to $4.32 and (b) reduce the number of shares of common stock of the Issuer underlying the Warrant from 281,030 to 138,889. Read SEC document |
| September 24, 2025 Filed Nov 8, 2025 00:05 UTC Amendment | EMPIRE PETROLEUM CORP EP · Entity 6605 | GrantConvertible Note Due 2027 · Derivative | Not disclosed | $4,000,000.00 Strike: $4.32 | $4,000,000.00 |
DisclosureSEC source: 0001072613-25-000779 · ownership.xml · derivative · entry 1 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 462,962 shares Expires 2027-09-23 F1 · derivative.exercise_price: The Convertible Note was amended on November 5, 2025 to increase the conversion price from $4.27 to $4.32, and to provide that the conversion price of $4.32 only applies to the first $2,000,000 already advanced under the Convertible Note. Excludes shares issuable at the election of the Reporting Person upon conversion of any additional advances under the Convertible Note based upon a floating conversion price as set forth in the Convertible Note, as amended. F1 · derivative.underlying_shares: The Convertible Note was amended on November 5, 2025 to increase the conversion price from $4.27 to $4.32, and to provide that the conversion price of $4.32 only applies to the first $2,000,000 already advanced under the Convertible Note. Excludes shares issuable at the election of the Reporting Person upon conversion of any additional advances under the Convertible Note based upon a floating conversion price as set forth in the Convertible Note, as amended. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Warrant (right to buy) · Derivative | 557 | Not disclosed Strike: $5.46 | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 15 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 557 Underlying: Common Stock · Not disclosed shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Warrant (right to buy) · Derivative | 47,106 | Not disclosed Strike: $5.46 | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 14 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Five Sterling LP Disclosed balance after: 47,106 Underlying: Common Stock · Not disclosed shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Warrant (right to buy) · Derivative | 14,010 | Not disclosed Strike: $5.46 | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 13 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Big Red Revocable Trust Disclosed balance after: 14,010 Underlying: Common Stock · Not disclosed shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Warrant (right to buy) · Derivative | 34,623 | Not disclosed Strike: $5.46 | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 12 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 34,623 Underlying: Common Stock · Not disclosed shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock Warrant (right to buy) · Derivative | 132,162 | Not disclosed Strike: $5.46 | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 11 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,162 Underlying: Common Stock · Not disclosed shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 42,833 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 10 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 485,202 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 9 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Five Sterling LP Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 526,300 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 8 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Big Red Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 817,262 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 7 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Petroleum Independent & Exploration LLC Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 5,309,896 | $0.00 Strike: $0.07 | $0.00 |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · derivative · entry 6 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2025-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. F3 · shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. F3 · derivative.underlying_shares: Each holder of common stock of record as of July 10, 2025 received one right for each share of common stock, and each right carried with it a basic subscription right, which entitled the holder to purchase one unit, with each unit consisting of 0.0139 of a share of common stock and one warrant exercisable for 0.0136 of a share of common stock at $5.46 per whole share, and an over-subscription right, which entitled holders that exercised their basic subscription rights in full to subscribe for additional units that were not purchased by other stockholders pursuant to their basic subscription rights, subject to proration. Includes shares and warrants purchased pursuant to the exercise of over-subscription rights in connection with the Rights Offering. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · nonDerivative · entry 5 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 43,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated July 10, 2025, as supplemented by the Issuer's prospectus supplements dated July 24, 2025, July 25, 2025 and August 19, 2025 (the "Rights Offering"). F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. Read SEC document |
| September 19, 2025 Filed Apr 28, 2026 19:31 UTC | EMPIRE PETROLEUM CORP EP · Entity 6605 | Exercise / conversionCommon Stock | 48,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001072613-26-000336 · ownership.xml · nonDerivative · entry 4 Mulacek Phil E · CIK 0001670677 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Five Sterling LP Disclosed balance after: 533,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of the Issuer's common stock purchased by the reporting person following the exercise of subscription rights, including over-subscription rights, pursuant to the Issuer's rights offering to holders of common stock, as described in the Issuer's prospectus supplement dated July 10, 2025, as supplemented by the Issuer's prospectus supplements dated July 24, 2025, July 25, 2025 and August 19, 2025 (the "Rights Offering"). F2 · price: Represents the exercise price of $0.07367 per unit in the Rights Offering. A stockholder needed to hold at least 72 shares of common stock to receive subscription rights to purchase at least one whole share of common stock at $5.30 per share, as well as at least 74 shares of common stock to receive warrants to purchase one whole share of common stock at $5.46 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.