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EP

EMPIRE PETROLEUM CORP

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Tapewire entity
6605
SEC CIK
0000887396
Parsed reports
166

Last 12 months

Inside the activity.

17 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202541
Dec 202550
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202622
Oct 202640

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 12:14 UTC
Sweeney Eugene JChief Operating Officer
PurchaseCommon Stock 2,500 $10.99 $27,475.00
Disclosure

SEC source: 0001072613-22-000474 · ownership.xml · nonDerivative · entry 2

Sweeney Eugene J · CIK 0001310523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 12:14 UTC
Sweeney Eugene JChief Operating Officer
PurchaseCommon Stock 3,500 $11.73 $41,055.00
Disclosure

SEC source: 0001072613-22-000474 · ownership.xml · nonDerivative · entry 1

Sweeney Eugene J · CIK 0001310523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 10:05 UTC
Morrisett Michael R.Director · President
PurchaseCommon Stock 500 $11.71 $5,853.05
Disclosure

SEC source: 0001072613-22-000473 · ownership.xml · nonDerivative · entry 2

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,283

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 10:05 UTC
Morrisett Michael R.Director · President
PurchaseCommon Stock 1,000 $11.37 $11,367.30
Disclosure

SEC source: 0001072613-22-000473 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,782

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · derivative · entry 15

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Five Sterling LP

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-12-31

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 7,500 $2.64 Strike: $2.00 $19,800.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · derivative · entry 14

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Big Red Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 10,000 $3.00 Strike: $2.00 $30,000.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · derivative · entry 13

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Petroleum Independent & Exploration LLC

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 15,000 $4.00 Strike: $2.00 $60,000.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · derivative · entry 12

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Petroleum Independent & Exploration LLC

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 74,500 $2.64 Strike: $2.00 $196,680.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · derivative · entry 11

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Petroleum Independent & Exploration LLC

Disclosed balance after: 25,000

Underlying: Common Stock · 74,500 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel at prices materially below market value.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
OtherCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 9

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Five Sterling LP

Disclosed balance after: 343,750

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 1,910 $10.67 $20,387.53
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 6

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224,399

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 6 $10.80 $64.80
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 5

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,489

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 345 $10.90 $3,759.50
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 4

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,483

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 42,209 $11.61 $489,839.67
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 3

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,138

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Feb 14, 2023 22:25 UTC Amendment OtherCommon Stock Warrant (Right to Buy) · Derivative 11,250 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-23-000230 · ownership.xml · derivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Elk Antelope Trust

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2022-12-31

F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel.

F1 · shares: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F3 · shares: On July 1, 2022, the reporting person filed a Form 4 which inadvertently reported that a warrant to purchase 9,000 shares was disposed of. In fact, as reported in this amendment, such warrant was for 11,250 shares.

F1 · derivative.underlying_shares: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F3 · derivative.underlying_shares: On July 1, 2022, the reporting person filed a Form 4 which inadvertently reported that a warrant to purchase 9,000 shares was disposed of. In fact, as reported in this amendment, such warrant was for 11,250 shares.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:24 UTC
Pritchard Thomas W.Director · Chief Executive Officer
SaleCommon Stock 533 $10.48 $5,585.47
Disclosure

SEC source: 0001072613-22-000470 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,550

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 1,853 $10.71 $19,842.67
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 2

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,179,929

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 17,055 $10.56 $180,158.79
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178,076

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 29, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 1,853 $10.71 $19,842.67
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 2

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,179,929

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 29, 2022 Filed Aug 31, 2022 18:33 UTC Amendment
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 17,055 $10.56 $180,158.79
Disclosure

SEC source: 0001072613-22-000537 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178,076

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 21:19 UTC PurchaseCommon Stock 1,273 $12.35 $15,725.11
Disclosure

SEC source: 0001072613-22-000468 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,646

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 17, 2022 Filed Jun 17, 2022 21:49 UTC
Sweeney Eugene JChief Operating Officer
OtherCommon Stock Warrant (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000461 · ownership.xml · derivative · entry 2

Sweeney Eugene J · CIK 0001310523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-12-31

Read SEC document
June 17, 2022 Filed Jun 17, 2022 21:49 UTC
Sweeney Eugene JChief Operating Officer
OtherCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001072613-22-000461 · ownership.xml · nonDerivative · entry 1

Sweeney Eugene J · CIK 0001310523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:06 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000458 · ownership.xml · derivative · entry 6

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-12-31

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:06 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001072613-22-000458 · ownership.xml · nonDerivative · entry 5

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 30,000

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 22:09 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 5,625 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000449 · ownership.xml · derivative · entry 3

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2022-12-31

Read SEC document
May 31, 2022 Filed Jun 2, 2022 22:09 UTC OtherCommon Stock 5,625 $2.00 $11,250.00
Disclosure

SEC source: 0001072613-22-000449 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,373

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:04 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000447 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,083

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:03 UTC
Mulacek Phil EDirector · 10% owner
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000446 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161,021

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:03 UTC
Morrisett Michael R.Director · President
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000445 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,782

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:02 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000444 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,748

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:02 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000443 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:01 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000442 · ownership.xml · nonDerivative · entry 1

Lewis Andrew Lloyd · CIK 0001927979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:16 UTC
Pritchard Thomas W.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 235,000 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001072613-22-000394 · ownership.xml · derivative · entry 2

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,100

Underlying: Common Stock · 235,000 shares

Expires 2029-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F3 · derivative.exercise_date: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split).

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

Read SEC document
April 26, 2022 Filed Apr 28, 2022 22:16 UTC
Pritchard Thomas W.Director · Chief Executive Officer
Exercise / conversionCommon Stock 235,000 $1.32 $310,200.00
Disclosure

SEC source: 0001072613-22-000394 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F2 · balance_after: Includes 19,583 shares previously held through Pritchard Energy Advisors, LLC which were distributed to the reporting person and are now owned directly.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:49 UTC
Mulacek Phil EDirector · 10% owner
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000314 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584,085

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:49 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000315 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:48 UTC GrantCommon Stock 44,384 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000313 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,995

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:47 UTC
Kamin TonyDirector
GrantCommon Stock 44,384 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000312 · ownership.xml · nonDerivative · entry 1

Kamin Tony · CIK 0001311645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,051

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:46 UTC
Baker Angela MChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001072613-22-000311 · ownership.xml · derivative · entry 2

Baker Angela M · CIK 0001890900 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2025-08-31

F1 · derivative.exercise_date: The Option vests in three equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:46 UTC
Baker Angela MChief Accounting Officer
GrantCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000311 · ownership.xml · nonDerivative · entry 1

Baker Angela M · CIK 0001890900 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:46 UTC
Morrisett Michael R.Director · President
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001072613-22-000310 · ownership.xml · derivative · entry 3

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-08-31

F2 · derivative.exercise_date: The Option vests in one-third increments on each of the second, third and fourth anniversary of the date of the grant.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:46 UTC
Morrisett Michael R.Director · President
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001072613-22-000310 · ownership.xml · derivative · entry 2

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2025-08-31

F1 · derivative.exercise_date: The Option vests in three equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:46 UTC
Morrisett Michael R.Director · President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000310 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733,128

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:45 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001072613-22-000309 · ownership.xml · derivative · entry 4

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2026-08-31

F2 · derivative.exercise_date: The Option vests in one-third increments on each of the second, third and fourth anniversary of the date of the grant.

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February 28, 2022 Filed Mar 3, 2022 01:45 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001072613-22-000309 · ownership.xml · derivative · entry 3

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2025-08-31

F1 · derivative.exercise_date: The Option vests in three equal annual installments beginning on February 28, 2023.

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February 28, 2022 Filed Mar 3, 2022 01:45 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000309 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

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January 25, 2022 Filed Feb 14, 2022 23:17 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000284 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pritchard Energy Advisors, LLC

Disclosed balance after: 78,333

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December 30, 2021 Filed Jan 4, 2022 21:55 UTC OtherSenior Secured Note Due December 31, 2021 · Derivative 4,616,343 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001072613-22-000008 · ownership.xml · derivative · entry 2

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,572,282 shares

Expires 2023-06-30

F1 · shares: Gives effect to interest converted.

F2 · derivative.expiration_date: The note was fully converted on 12/30/2021.

F3 · derivative.underlying_shares: Without giving effect to any interest that may be converted.

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December 30, 2021 Filed Jan 4, 2022 21:55 UTC OtherCommon Stock 4,616,343 $1.25 $5,770,428.75
Disclosure

SEC source: 0001072613-22-000008 · ownership.xml · nonDerivative · entry 1

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,866,551

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.