Tapewire

NYSE · USD

EP

EMPIRE PETROLEUM CORP

Export transactions ↓
Tapewire entity
6605
SEC CIK
0000887396
Parsed reports
166

Last 12 months

Inside the activity.

17 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202541
Dec 202550
Jan 202610
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202622
Oct 202640

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2023 Filed Dec 1, 2023 21:43 UTC OtherCommon Stock 67,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001072613-23-000595 · ownership.xml · nonDerivative · entry 1

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,533,637

F1 · kind: On August 9, 2023, Empire Petroleum Corporation ("Empire") acquired a one-year option to acquire certain oil and gas working interests owned by a subsidiary of the reporting person (the "Purchase Option"). In exchange for the Purchase Option, Empire issued to the reporting person 67,000 shares of common stock valued at $600,990 (or $8.97 per share).

F1 · price: On August 9, 2023, Empire Petroleum Corporation ("Empire") acquired a one-year option to acquire certain oil and gas working interests owned by a subsidiary of the reporting person (the "Purchase Option"). In exchange for the Purchase Option, Empire issued to the reporting person 67,000 shares of common stock valued at $600,990 (or $8.97 per share).

Read SEC document
July 20, 2023 Filed Jul 24, 2023 23:40 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001072613-23-000391 · ownership.xml · derivative · entry 2

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2023-12-31

F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F1 · shares: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F1 · derivative.underlying_shares: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 23:40 UTC OtherCommon Stock 500,000 $5.00 $2,500,000.00
Disclosure

SEC source: 0001072613-23-000391 · ownership.xml · nonDerivative · entry 1

Energy Evolution Master Fund, Ltd. · CIK 0001865291 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,466,637

F1 · shares: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F1 · price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:39 UTC
Vann J KevinDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.83 $0.00
Disclosure

SEC source: 0001072613-23-000362 · ownership.xml · derivative · entry 2

Vann J Kevin · CIK 0001536206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:39 UTC
Vann J KevinDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000362 · ownership.xml · nonDerivative · entry 1

Vann J Kevin · CIK 0001536206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,115

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:38 UTC
Mulacek Phil EDirector · 10% owner
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.83 $0.00
Disclosure

SEC source: 0001072613-23-000361 · ownership.xml · derivative · entry 6

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:38 UTC
Mulacek Phil EDirector · 10% owner
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000361 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,507,871

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:38 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.83 $0.00
Disclosure

SEC source: 0001072613-23-000360 · ownership.xml · derivative · entry 3

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:38 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000360 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,346

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:37 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.83 $0.00
Disclosure

SEC source: 0001072613-23-000359 · ownership.xml · derivative · entry 2

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:37 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000359 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,000

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:37 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $11.83 $0.00
Disclosure

SEC source: 0001072613-23-000358 · ownership.xml · derivative · entry 2

Lewis Andrew Lloyd · CIK 0001927979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:37 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000358 · ownership.xml · nonDerivative · entry 1

Lewis Andrew Lloyd · CIK 0001927979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
June 06, 2023 Filed Jun 9, 2023 01:25 UTC
FAULKNER STEPHEN L JRChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000354 · ownership.xml · nonDerivative · entry 1

FAULKNER STEPHEN L JR · CIK 0001625022 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,411

Read SEC document
May 31, 2023 Filed Jun 1, 2023 23:13 UTC
Vann J KevinDirector
PurchaseCommon Stock 3,115 $8.96 $27,910.40
Disclosure

SEC source: 0001072613-23-000349 · ownership.xml · nonDerivative · entry 1

Vann J Kevin · CIK 0001536206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,115

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.63 to $9.21, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

F2 · balance_after: Adjusted to account for restricted stock units for 15,000 shares of common stock that were forfeited since the reporting person's last Form 4.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:13 UTC PurchaseCommon Stock 700 $9.16 $6,412.00
Disclosure

SEC source: 0001072613-23-000348 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,346

Read SEC document
May 31, 2023 Filed Jun 1, 2023 22:12 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 20,377 $8.99 $183,189.23
Disclosure

SEC source: 0001072613-23-000347 · ownership.xml · nonDerivative · entry 2

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,497,871

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.63 to $9.42, inclusive.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:12 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 5,153 $8.83 $45,500.99
Disclosure

SEC source: 0001072613-23-000347 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,477,494

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.62 to $9.09, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:48 UTC
Pritchard Thomas W.Director · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,900 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001072613-23-000014 · ownership.xml · derivative · entry 4

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,100

Underlying: Common Stock · 35,900 shares

Expires 2029-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F4 · derivative.underlying_shares: Of the 35,900 shares, 4,428 were surrendered to Empire in connection with a cashless exercise.

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:48 UTC
Pritchard Thomas W.Director · Chief Executive Officer
Exercise / conversionCommon Stock Optioin (Right to Buy) · Derivative 354,100 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001072613-23-000014 · ownership.xml · derivative · entry 3

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354,100 shares

Expires 2029-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022 ("Reverse Stock Split").

F2 · derivative.exercise_date: The option vested in three installments as follows: 312,500 on April 3, 2019; 156,250 on April 3, 2020; and 156,250 on April 3, 2021 (as adjusted for the Reverse Stock Split).

F3 · derivative.underlying_shares: Of the 354,100 shares, 41,182 were surrendered to Empire in connection with a cashless exercise.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:48 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock 31,472 $1.40 $44,060.80
Disclosure

SEC source: 0001072613-23-000014 · ownership.xml · nonDerivative · entry 2

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,440

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:48 UTC
Pritchard Thomas W.Director · Chief Executive Officer
OtherCommon Stock 312,918 $1.32 $413,051.76
Disclosure

SEC source: 0001072613-23-000014 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,968

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:35 UTC
Mulacek Phil EDirector · 10% owner
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000009 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472,341

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:06 UTC
Morrisett Michael R.Director · President
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000007 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,783

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:04 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000005 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:08 UTC
Vann J KevinVP, Finance/Strategic Planning
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000008 · ownership.xml · nonDerivative · entry 1

Vann J Kevin · CIK 0001536206 · VP, Finance/Strategic Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:05 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000006 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,646

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:03 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000004 · ownership.xml · nonDerivative · entry 1

Lewis Andrew Lloyd · CIK 0001927979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:02 UTC
FAULKNER STEPHEN L JRController and Chief Acctg Ofc
GrantCommon Stock 411 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000003 · ownership.xml · nonDerivative · entry 1

FAULKNER STEPHEN L JR · CIK 0001625022 · Controller and Chief Acctg Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:01 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000002 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,050

Read SEC document
December 19, 2022 Filed Dec 21, 2022 12:59 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 94,707 $9.95 $942,334.65
Disclosure

SEC source: 0001072613-22-000664 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464,841

Read SEC document
December 05, 2022 Filed Dec 13, 2022 23:20 UTC PurchaseCommon Stock 1,000 $13.64 $13,640.00
Disclosure

SEC source: 0001072613-22-000659 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:12 UTC
Pritchard Thomas W.Director · Chief Executive Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000585 · ownership.xml · nonDerivative · entry 1

Pritchard Thomas W. · CIK 0001724601 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,800

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:11 UTC
Mulacek Phil EDirector · 10% owner
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000584 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370,134

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:11 UTC
Morrisett Michael R.Director · President
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000583 · ownership.xml · nonDerivative · entry 1

Morrisett Michael R. · CIK 0001630275 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,533

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:10 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000582 · ownership.xml · nonDerivative · entry 1

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,146

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:09 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000581 · ownership.xml · nonDerivative · entry 1

Marchive Benjamin J. II · CIK 0001912457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Read SEC document
October 11, 2022 Filed Oct 13, 2022 21:08 UTC GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-22-000580 · ownership.xml · nonDerivative · entry 1

Lewis Andrew Lloyd · CIK 0001927979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
September 20, 2022 Filed Sep 23, 2022 21:54 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 100 $12.00 $1,200.00
Disclosure

SEC source: 0001072613-22-000572 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362,634

Read SEC document
September 19, 2022 Filed Sep 20, 2022 20:40 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 90,759 $11.78 $1,069,449.60
Disclosure

SEC source: 0001072613-22-000565 · ownership.xml · nonDerivative · entry 2

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362,534

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.50 to $12.27, inclusive.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:40 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 47,376 $11.92 $564,518.20
Disclosure

SEC source: 0001072613-22-000565 · ownership.xml · nonDerivative · entry 1

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271,775

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.45 to $12.00, inclusive. The reporting person undertakes to provide to Empire Petroleum Corporation, any security holder of Empire Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · derivative · entry 13

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Five Sterling LP

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-12-31

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 7,500 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · derivative · entry 12

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Big Red Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 99,500 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · derivative · entry 11

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Petroleum Independent & Exploration LLC

Disclosed balance after: 0

Underlying: Common Stock · 99,500 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
OtherCommon Stock 15,000 $2.00 $30,000.00
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 9

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Five Sterling LP

Disclosed balance after: 343,750

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 1,910 $10.67 $20,387.53
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 6

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224,399

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 6 $10.80 $64.80
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 5

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,489

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 345 $10.90 $3,759.50
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 4

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,483

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:29 UTC
Mulacek Phil EDirector · 10% owner
PurchaseCommon Stock 42,209 $11.61 $489,839.67
Disclosure

SEC source: 0001072613-22-000472 · ownership.xml · nonDerivative · entry 3

Mulacek Phil E · CIK 0001670677 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222,138

F1 · balance_after: As adjusted to give effect to Empire's 1-for-4 reverse common stock split which became effective on March 7, 2022.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:28 UTC OtherCommon Stock Warrant (Right to Buy) · Derivative 9,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001072613-22-000471 · ownership.xml · derivative · entry 3

Matschke Mason H. · CIK 0001861698 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Elk Antelope Trust

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2022-12-31

F2 · kind: Assigned to personnel working on issuer matters to incentivize such personnel.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.