Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 4, 2022 02:45 UTC |
Rodgers Thurman JDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000374 · doc4.xml · nonDerivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:40 UTC |
HERNANDEZ EMMANUEL TDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000370 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:40 UTC |
HERNANDEZ EMMANUEL TDirector
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000370 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:39 UTC |
MCCRANIE J DANIELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000369 · doc4.xml · derivative · entry 2 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:39 UTC |
MCCRANIE J DANIELDirector
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000369 · doc4.xml · nonDerivative · entry 1 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:42 UTC |
Reichow GregoryDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000372 · doc4.xml · derivative · entry 3 Reichow Gregory · CIK 0001584531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 02:42 UTC |
Reichow GregoryDirector
|
GrantCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000372 · doc4.xml · nonDerivative · entry 1 Reichow Gregory · CIK 0001584531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 F1 · ownership.direct: The shares were acquired upon the settlement of the restricted stock unit ("RSU") described in Table II. F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:38 UTC |
Pietzke SteffenChief Financial Officer
|
OtherWarrant (Right to Purchase) · Derivative | 1,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-069969 · doc4.xml · derivative · entry 2 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2026-07-14 F1 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corporation initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 16:38 UTC |
Pietzke SteffenChief Financial Officer
|
OtherCommon Stock | 1,000 | $11.50 | $11,500.00 |
DisclosureSEC source: 0001209191-21-069969 · doc4.xml · nonDerivative · entry 1 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:37 UTC |
Ebrahimi PegahDirector
|
GrantRestricted Stock Units · Derivative | 1,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063278 · doc4.xml · derivative · entry 2 Ebrahimi Pegah · CIK 0001892064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910 Underlying: Common Stock · 1,910 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 50% of the shares subject to the RSU will vest quarterly over two quarters commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: 50% of the shares subject to the RSU will vest quarterly over two quarters commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| November 03, 2021 Filed Nov 6, 2021 00:37 UTC |
Ebrahimi PegahDirector
|
GrantRestricted Stock Units · Derivative | 14,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063278 · doc4.xml · derivative · entry 1 Ebrahimi Pegah · CIK 0001892064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,165 Underlying: Common Stock · 14,165 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 1/12th of the shares subject to the RSU will vest quarterly over three years commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 1/12th of the shares subject to the RSU will vest quarterly over three years commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:01 UTC |
ATKINS BETSY SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061389 · doc4.xml · derivative · entry 3 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:01 UTC |
ATKINS BETSY SDirector
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061389 · doc4.xml · derivative · entry 2 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:01 UTC |
ATKINS BETSY SDirector
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061389 · doc4.xml · nonDerivative · entry 1 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:57 UTC |
Rodgers Thurman JDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061381 · doc4.xml · derivative · entry 5 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:57 UTC |
Rodgers Thurman JDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061381 · doc4.xml · derivative · entry 4 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 20:57 UTC |
Rodgers Thurman JDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061381 · doc4.xml · nonDerivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC |
HERNANDEZ EMMANUEL TDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 3 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC |
HERNANDEZ EMMANUEL TDirector
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:04 UTC |
HERNANDEZ EMMANUEL TDirector
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061392 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:11 UTC |
MCCRANIE J DANIELDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061396 · doc4.xml · derivative · entry 3 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:11 UTC |
MCCRANIE J DANIELDirector
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061396 · doc4.xml · derivative · entry 2 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:11 UTC |
MCCRANIE J DANIELDirector
|
Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061396 · doc4.xml · nonDerivative · entry 1 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:13 UTC |
Petrick Michael J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061398 · doc4.xml · derivative · entry 4 Petrick Michael J. · CIK 0001329679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:13 UTC |
Petrick Michael J.Director
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061398 · doc4.xml · derivative · entry 3 Petrick Michael J. · CIK 0001329679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F3 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 17:13 UTC |
Petrick Michael J.Director
|
GrantCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061398 · doc4.xml · nonDerivative · entry 1 Petrick Michael J. · CIK 0001329679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054 Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:17 UTC |
Reichow GregoryDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061402 · doc4.xml · derivative · entry 4 Reichow Gregory · CIK 0001584531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:17 UTC |
Reichow GregoryDirector
|
GrantRestricted Stock Units · Derivative | 4,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061402 · doc4.xml · derivative · entry 3 Reichow Gregory · CIK 0001584531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,217 Underlying: Common Stock · 4,217 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date. F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| October 20, 2021 Filed Oct 22, 2021 21:17 UTC |
Reichow GregoryDirector
|
GrantCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061402 · doc4.xml · nonDerivative · entry 1 Reichow Gregory · CIK 0001584531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054 F1 · ownership.direct: The shares were acquired upon the settlement of the restricted stock unit ("RSU") described in Table II. F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:02 UTC |
ATKINS BETSY SDirector
|
OtherWarrant (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055578 · doc4.xml · derivative · entry 2 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:02 UTC |
ATKINS BETSY SDirector
|
OtherCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055578 · doc4.xml · nonDerivative · entry 1 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,768 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:01 UTC |
Rodgers Thurman JDirector · 10% owner
|
OtherWarrant (Right to Buy) · Derivative | 4,100,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055577 · doc4.xml · derivative · entry 4 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 4,100,000 Underlying: Common Stock · 4,100,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:01 UTC |
Rodgers Thurman JDirector · 10% owner
|
OtherWarrant (Right to Buy) · Derivative | 6,000,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055577 · doc4.xml · derivative · entry 3 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 0 Underlying: Common Stock · 6,000,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. F2 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:01 UTC |
Rodgers Thurman JDirector · 10% owner
|
OtherCommon Stock | 3,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055577 · doc4.xml · nonDerivative · entry 2 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 20,926,552 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:01 UTC |
Rodgers Thurman JDirector · 10% owner
|
OtherCommon Stock | 5,635,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055577 · doc4.xml · nonDerivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 115,000 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F2 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:02 UTC |
HERNANDEZ EMMANUEL TDirector
|
OtherWarrant (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055579 · doc4.xml · derivative · entry 2 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:02 UTC |
HERNANDEZ EMMANUEL TDirector
|
OtherCommon Stock | 460,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055579 · doc4.xml · nonDerivative · entry 1 HERNANDEZ EMMANUEL T · CIK 0001186773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:04 UTC |
MCCRANIE J DANIELDirector
|
OtherWarrant (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-055580 · doc4.xml · derivative · entry 2 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2026-07-14 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| September 08, 2021 Filed Sep 11, 2021 00:04 UTC |
MCCRANIE J DANIELDirector
|
OtherCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055580 · doc4.xml · nonDerivative · entry 1 MCCRANIE J DANIEL · CIK 0001189710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person. Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 16:06 UTC |
Pietzke SteffenChief Financial Officer
|
PurchaseCommon Stock | 20,000 | $14.75 | $295,000.00 |
DisclosureSEC source: 0001209191-21-051079 · doc4.xml · nonDerivative · entry 1 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 17:10 UTC |
HEJLEK EDWARD JSee Remarks
|
PurchaseCommon Stock | 5,000 | $14.30 | $71,500.00 |
DisclosureSEC source: 0001209191-21-051179 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,921 Read SEC document |
| July 14, 2021 Filed Jul 17, 2021 01:34 UTC |
ATKINS BETSY SDirector
|
GrantStock Option (Right to Buy) · Derivative | 51,691 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047053 · doc4.xml · derivative · entry 2 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,691 Underlying: Common Stock · 51,691 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F3 · price: Received in exchange for a stock option to purchase 280,000 shares of Legacy Enovix Common Stock. F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 17, 2021 01:34 UTC |
ATKINS BETSY SDirector
|
GrantCommon Stock | 110,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-047053 · doc4.xml · nonDerivative · entry 1 ATKINS BETSY S · CIK 0001179631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,768 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:56 UTC |
Pietzke SteffenChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 369,226 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 3 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,226 Underlying: Common Stock · 369,226 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F7 · price: Received in exchange for a stock option to purchase 2,000,000 shares of Legacy Enovix Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/4th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, April 1, 2021, and 1/48th of the shares subject to the option will vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:56 UTC |
Pietzke SteffenChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 71,020 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 2 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,020 Underlying: Common Stock · 71,020 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F5 · price: Received in exchange for a stock option to purchase 384,700 shares of Legacy Enovix Common Stock. F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:56 UTC |
Pietzke SteffenChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 276,918 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 1 Pietzke Steffen · CIK 0001647008 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,918 Underlying: Common Stock · 276,918 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F3 · price: Received in exchange for a stock option to purchase 1,500,000 shares of Legacy Enovix Common Stock. F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/5th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, April 18, 2021, and 1/60th of the shares subject to the option will vest in 48 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 17, 2021 01:37 UTC |
Rodgers Thurman JDirector · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 6,000,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001209191-21-047054 · doc4.xml · derivative · entry 3 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 6,000,000 Underlying: Common Stock · 6,000,000 shares Expires 2026-07-14 F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of our initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the RSVAC initial public offering, which was on December 4, 2020, and they expire five years after the completion of our initial business combination or earlier upon redemption or liquidation. F3 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares. Read SEC document |
| July 14, 2021 Filed Jul 17, 2021 01:37 UTC |
Rodgers Thurman JDirector · 10% owner
|
GrantCommon Stock | 17,126,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-047054 · doc4.xml · nonDerivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 17,126,552 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:55 UTC |
RUST HARROLD JDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 266,156 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047042 · doc4.xml · derivative · entry 4 RUST HARROLD J · CIK 0001256956 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,156 Underlying: Common Stock · 266,156 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F8 · price: Received in exchange for a stock option to purchase 1,441,700 shares of Legacy Enovix Common Stock. F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:55 UTC |
RUST HARROLD JDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 1,107,677 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047042 · doc4.xml · derivative · entry 3 RUST HARROLD J · CIK 0001256956 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,677 Underlying: Common Stock · 1,107,677 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F6 · price: Received in exchange for a stock option to purchase 6,000,000 shares of Legacy Enovix Common Stock. F5 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 60 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.