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ENVX

Enovix Corp

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5188
SEC CIK
0001828318
Parsed reports
563

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 02:45 UTC
Rodgers Thurman JDirector · 10% owner
Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000374 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000370 · doc4.xml · derivative · entry 2

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:40 UTC Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000370 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000369 · doc4.xml · derivative · entry 2

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:39 UTC Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000369 · doc4.xml · nonDerivative · entry 1

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:42 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000372 · doc4.xml · derivative · entry 3

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 02:42 UTC GrantCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000372 · doc4.xml · nonDerivative · entry 1

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

F1 · ownership.direct: The shares were acquired upon the settlement of the restricted stock unit ("RSU") described in Table II.

F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 16:38 UTC
Pietzke SteffenChief Financial Officer
OtherWarrant (Right to Purchase) · Derivative 1,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-069969 · doc4.xml · derivative · entry 2

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2026-07-14

F1 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corporation initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 16:38 UTC
Pietzke SteffenChief Financial Officer
OtherCommon Stock 1,000 $11.50 $11,500.00
Disclosure

SEC source: 0001209191-21-069969 · doc4.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Read SEC document
November 03, 2021 Filed Nov 6, 2021 00:37 UTC GrantRestricted Stock Units · Derivative 1,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063278 · doc4.xml · derivative · entry 2

Ebrahimi Pegah · CIK 0001892064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

Underlying: Common Stock · 1,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 50% of the shares subject to the RSU will vest quarterly over two quarters commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: 50% of the shares subject to the RSU will vest quarterly over two quarters commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
November 03, 2021 Filed Nov 6, 2021 00:37 UTC GrantRestricted Stock Units · Derivative 14,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063278 · doc4.xml · derivative · entry 1

Ebrahimi Pegah · CIK 0001892064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165

Underlying: Common Stock · 14,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 1/12th of the shares subject to the RSU will vest quarterly over three years commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 1/12th of the shares subject to the RSU will vest quarterly over three years commencing on November 3, 2021, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061389 · doc4.xml · derivative · entry 3

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:01 UTC GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061389 · doc4.xml · derivative · entry 2

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:01 UTC Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061389 · doc4.xml · nonDerivative · entry 1

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 20:57 UTC
Rodgers Thurman JDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061381 · doc4.xml · derivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 20:57 UTC
Rodgers Thurman JDirector · 10% owner
GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061381 · doc4.xml · derivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 20:57 UTC
Rodgers Thurman JDirector · 10% owner
Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061381 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:04 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 3

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:04 UTC GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061392 · doc4.xml · derivative · entry 2

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:04 UTC Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061392 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061396 · doc4.xml · derivative · entry 3

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:11 UTC GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061396 · doc4.xml · derivative · entry 2

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:11 UTC Exercise / conversionCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061396 · doc4.xml · nonDerivative · entry 1

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:13 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061398 · doc4.xml · derivative · entry 4

Petrick Michael J. · CIK 0001329679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:13 UTC GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061398 · doc4.xml · derivative · entry 3

Petrick Michael J. · CIK 0001329679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 17:13 UTC GrantCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061398 · doc4.xml · nonDerivative · entry 1

Petrick Michael J. · CIK 0001329679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061402 · doc4.xml · derivative · entry 4

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

Underlying: Common Stock · 1,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:17 UTC GrantRestricted Stock Units · Derivative 4,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061402 · doc4.xml · derivative · entry 3

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Common Stock · 4,217 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F4 · derivative.expiration_date: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.

F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:17 UTC GrantCommon Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061402 · doc4.xml · nonDerivative · entry 1

Reichow Gregory · CIK 0001584531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054

F1 · ownership.direct: The shares were acquired upon the settlement of the restricted stock unit ("RSU") described in Table II.

F2 · ownership.direct: Pursuant to the Eclipse GP III, LLC ("Eclipse GP III") LLC Agreement, the Reporting Person is deemed to hold the RSU for the benefit of Eclipse Ventures, LLC ("Eclipse"), which is entitled to hold the shares upon settlement of the RSU. Eclipse may be deemed the indirect beneficial owner of such shares, and the Reporting Person is a partner of and may be deemed to share voting and dispositive power over shares held by Eclipse. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

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September 08, 2021 Filed Sep 11, 2021 00:02 UTC OtherWarrant (Right to Buy) · Derivative 100,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-055578 · doc4.xml · derivative · entry 2

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-07-14

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

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September 08, 2021 Filed Sep 11, 2021 00:02 UTC OtherCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055578 · doc4.xml · nonDerivative · entry 1

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,768

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

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September 08, 2021 Filed Sep 11, 2021 00:01 UTC
Rodgers Thurman JDirector · 10% owner
OtherWarrant (Right to Buy) · Derivative 4,100,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-055577 · doc4.xml · derivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 4,100,000

Underlying: Common Stock · 4,100,000 shares

Expires 2026-07-14

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee.

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September 08, 2021 Filed Sep 11, 2021 00:01 UTC
Rodgers Thurman JDirector · 10% owner
OtherWarrant (Right to Buy) · Derivative 6,000,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-055577 · doc4.xml · derivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 0

Underlying: Common Stock · 6,000,000 shares

Expires 2026-07-14

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

F2 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares.

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September 08, 2021 Filed Sep 11, 2021 00:01 UTC
Rodgers Thurman JDirector · 10% owner
OtherCommon Stock 3,800,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055577 · doc4.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 20,926,552

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F3 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee.

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September 08, 2021 Filed Sep 11, 2021 00:01 UTC
Rodgers Thurman JDirector · 10% owner
OtherCommon Stock 5,635,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055577 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 115,000

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F2 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares.

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September 08, 2021 Filed Sep 10, 2021 20:02 UTC OtherWarrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-055579 · doc4.xml · derivative · entry 2

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-07-14

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

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September 08, 2021 Filed Sep 10, 2021 20:02 UTC OtherCommon Stock 460,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055579 · doc4.xml · nonDerivative · entry 1

HERNANDEZ EMMANUEL T · CIK 0001186773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

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September 08, 2021 Filed Sep 11, 2021 00:04 UTC OtherWarrant (Right to Buy) · Derivative 500,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-055580 · doc4.xml · derivative · entry 2

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2026-07-14

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

F2 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of Issuer's initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the Rodgers Silicon Valley Acquisition Corp. initial public offering, which was on December 4, 2020, and they expire five years after the completion of Issuer's initial business combination or earlier upon redemption or liquidation.

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September 08, 2021 Filed Sep 11, 2021 00:04 UTC OtherCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055580 · doc4.xml · nonDerivative · entry 1

MCCRANIE J DANIEL · CIK 0001189710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F1 · kind: Reflects the in-kind distribution from Rodgers Capital, LLC, without consideration, to certain of its members, including the Reporting Person.

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August 12, 2021 Filed Aug 12, 2021 16:06 UTC
Pietzke SteffenChief Financial Officer
PurchaseCommon Stock 20,000 $14.75 $295,000.00
Disclosure

SEC source: 0001209191-21-051079 · doc4.xml · nonDerivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

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August 12, 2021 Filed Aug 12, 2021 17:10 UTC
HEJLEK EDWARD JSee Remarks
PurchaseCommon Stock 5,000 $14.30 $71,500.00
Disclosure

SEC source: 0001209191-21-051179 · doc4.xml · nonDerivative · entry 1

HEJLEK EDWARD J · CIK 0001743664 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,921

Read SEC document
July 14, 2021 Filed Jul 17, 2021 01:34 UTC GrantStock Option (Right to Buy) · Derivative 51,691 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047053 · doc4.xml · derivative · entry 2

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,691

Underlying: Common Stock · 51,691 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F3 · price: Received in exchange for a stock option to purchase 280,000 shares of Legacy Enovix Common Stock.

F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date.

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July 14, 2021 Filed Jul 17, 2021 01:34 UTC GrantCommon Stock 110,768 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047053 · doc4.xml · nonDerivative · entry 1

ATKINS BETSY S · CIK 0001179631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,768

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

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July 14, 2021 Filed Jul 16, 2021 20:56 UTC
Pietzke SteffenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 369,226 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 3

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,226

Underlying: Common Stock · 369,226 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F7 · price: Received in exchange for a stock option to purchase 2,000,000 shares of Legacy Enovix Common Stock.

F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/4th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, April 1, 2021, and 1/48th of the shares subject to the option will vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

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July 14, 2021 Filed Jul 16, 2021 20:56 UTC
Pietzke SteffenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 71,020 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 2

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,020

Underlying: Common Stock · 71,020 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F5 · price: Received in exchange for a stock option to purchase 384,700 shares of Legacy Enovix Common Stock.

F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date.

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July 14, 2021 Filed Jul 16, 2021 20:56 UTC
Pietzke SteffenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 276,918 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047043 · doc4.xml · derivative · entry 1

Pietzke Steffen · CIK 0001647008 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,918

Underlying: Common Stock · 276,918 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F3 · price: Received in exchange for a stock option to purchase 1,500,000 shares of Legacy Enovix Common Stock.

F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/5th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, April 18, 2021, and 1/60th of the shares subject to the option will vest in 48 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 17, 2021 01:37 UTC
Rodgers Thurman JDirector · 10% owner
GrantWarrant (Right to Buy) · Derivative 6,000,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-21-047054 · doc4.xml · derivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 6,000,000

Underlying: Common Stock · 6,000,000 shares

Expires 2026-07-14

F4 · derivative.exercise_date: Warrants become exercisable on the later of (i) 30 days after the completion of our initial business combination, which was on July 14, 2021, and (ii) 12 months from the closing of the RSVAC initial public offering, which was on December 4, 2020, and they expire five years after the completion of our initial business combination or earlier upon redemption or liquidation.

F3 · ownership.nature: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares.

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July 14, 2021 Filed Jul 17, 2021 01:37 UTC
Rodgers Thurman JDirector · 10% owner
GrantCommon Stock 17,126,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-047054 · doc4.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 17,126,552

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F2 · ownership.nature: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee.

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July 14, 2021 Filed Jul 16, 2021 20:55 UTC
RUST HARROLD JDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 266,156 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047042 · doc4.xml · derivative · entry 4

RUST HARROLD J · CIK 0001256956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,156

Underlying: Common Stock · 266,156 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F8 · price: Received in exchange for a stock option to purchase 1,441,700 shares of Legacy Enovix Common Stock.

F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:55 UTC
RUST HARROLD JDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 1,107,677 Not disclosed Strike: $9.26 Not disclosed
Disclosure

SEC source: 0001209191-21-047042 · doc4.xml · derivative · entry 3

RUST HARROLD J · CIK 0001256956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,677

Underlying: Common Stock · 1,107,677 shares

Expires 2031-04-19

F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation.

F6 · price: Received in exchange for a stock option to purchase 6,000,000 shares of Legacy Enovix Common Stock.

F5 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 60 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.