Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enovix CorpENVX · Entity 5188 | See Remarks | November 06, 2022 | November 08, 2022 |
| Tricida, Inc.TCDA · Entity 122050 | EVP, General Counsel & Secy. | March 02, 2020 | March 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enovix Corp
Report date November 06, 2022 · Filed November 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 302,113 |
Reported balance
After 2022-11-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-11-06 · Tax withholding · Disposed 1,075 · Balance 302,113 F1: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on November 6, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2: Includes 118,692 shares issuable on the settlement of RSUs granted to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on November 6, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: Includes 118,692 shares issuable on the settlement of RSUs granted to the Reporting Person.
Tricida, Inc.
Report date March 02, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,153 |
Ending reported balance
After 2020-03-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-03-02 · Exercise / conversion · Acquired 9,800 · Balance 28,953 Row 2 · 2020-03-02 · Sale · Disposed 9,800 · Balance 19,153 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $32.09, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Row 3 · 2020-03-02 · Exercise / conversion · Acquired 200 · Balance 19,353 Row 4 · 2020-03-02 · Sale · Disposed 200 · Balance 19,153 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.96 · Expires 2026-02-23 | Direct | 104,143 |
Reported balance
After 2020-03-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-03-02 · Exercise / conversion · Disposed 10,000 · Balance 104,143 F3: This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $32.09, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2022 Filed Nov 8, 2022 19:32 UTC | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 1,075 | $10.74 | $11,545.50 |
DisclosureSEC source: 0001828318-22-000080 · wf-form4_166795390460320.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,113 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on November 6, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 118,692 shares issuable on the settlement of RSUs granted to the Reporting Person. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:09 UTC | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 1,075 | $19.68 | $21,156.00 |
DisclosureSEC source: 0001828318-22-000055 · wf-form4_166553334265304.xml · nonDerivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,188 F3 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of RSUs on October 6, 2022. F4 · balance_after: Includes 121,799 shares issuable on the settlement of RSUs granted to the Reporting Person. Read SEC document |
| September 06, 2022 Filed Oct 11, 2022 20:09 UTC | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 1,075 | $18.96 | $20,382.00 |
DisclosureSEC source: 0001828318-22-000055 · wf-form4_166553334265304.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,263 F2 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of RSUs on September 6, 2022. Read SEC document |
| August 06, 2022 Filed Oct 11, 2022 20:09 UTC | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 1,069 | $14.41 | $15,404.29 |
DisclosureSEC source: 0001828318-22-000055 · wf-form4_166553334265304.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,338 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on August 6, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 16:54 UTC | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 1,047 | $8.68 | $9,087.96 |
DisclosureSEC source: 0001209191-22-041674 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,407 F1 · shares: Reflects the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on July 6, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 131,120 shares issuable on the settlement of RSUs granted to the Reporting Person. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:19 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 74,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035255 · doc4.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,454 F2 · shares: Reflects shares issuable on the settlement of RSUs granted to the Reporting Person. 1/24th of the RSUs will vest in twenty-four (24) successive equal monthly installments measured from the Vesting Commencement Date, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:19 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 59,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035255 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,883 F1 · shares: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on the first anniversary of the date of grant (the "Vesting Commencement Date"); and the remainder will vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service through each applicable vesting date. Read SEC document |
| May 20, 2022 Filed May 24, 2022 19:33 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031749 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,135 F1 · shares: The Reporting Person received a fully vested award of 2,214 restricted stock units on May 20, 2022. Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Read SEC document |
| May 20, 2022 Filed Jun 8, 2022 20:11 UTC Amendment | Enovix Corp ENVX · Entity 5188 | Tax withholdingCommon Stock | 908 | $9.31 | $8,453.48 |
DisclosureSEC source: 0001209191-22-035249 · doc4a.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,227 F1 · kind: On May 24,2022, the Reporting Person filed a Form 4 which inadvertently neglected to report the withholding of shares of the Issuer's common stock to satisfy tax withholding obligations in connection with the fully vested award of 2,214 restricted stock units on May 20, 2022. Each restricted stock unit represented the right to received one share of the Issuer's common stock. Read SEC document |
| May 13, 2022 Filed May 16, 2022 16:40 UTC | Enovix Corp ENVX · Entity 5188 | PurchaseCommon Stock | 10,000 | $8.99 | $89,900.00 |
DisclosureSEC source: 0001209191-22-029158 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,921 Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 17:24 UTC | Enovix Corp ENVX · Entity 5188 | GrantStock Option (Right to Buy) · Derivative | 3,939 | $0.00 Strike: $15.47 | $0.00 |
DisclosureSEC source: 0001209191-22-020577 · doc4.xml · derivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939 Underlying: Common Stock · 3,939 shares Expires 2032-03-17 F1 · derivative.exercise_date: The shares subject to the option are fully vested on the date of grant. Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 17:10 UTC | Enovix Corp ENVX · Entity 5188 | PurchaseCommon Stock | 5,000 | $14.30 | $71,500.00 |
DisclosureSEC source: 0001209191-21-051179 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,921 Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:59 UTC | Enovix Corp ENVX · Entity 5188 | GrantStock Option (Right to Buy) · Derivative | 28,411 | Not disclosed Strike: $6.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 4 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,411 Underlying: Common Stock · 28,411 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F7 · price: Received in exchange for a stock option to purchase 153,900 shares of Legacy Enovix Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/120th of the shares subject to the option vest monthly over 4 years beginning on the vesting commencement date, April 18, 2021, and 1/20th of the shares subject to the option vest monthly thereafter over the next year, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:59 UTC | Enovix Corp ENVX · Entity 5188 | GrantStock Option (Right to Buy) · Derivative | 46,152 | Not disclosed Strike: $9.26 | Not disclosed |
DisclosureSEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,152 Underlying: Common Stock · 46,152 shares Expires 2031-04-19 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F5 · price: Received in exchange for a stock option to purchase 250,000 shares of Legacy Enovix Common Stock. F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 60 equal monthly installments beginning on the vesting commencement date, April 18, 2021, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:59 UTC | Enovix Corp ENVX · Entity 5188 | GrantStock Option (Right to Buy) · Derivative | 55,383 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001209191-21-047046 · doc4.xml · derivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,383 Underlying: Common Stock · 55,383 shares Expires 2031-01-06 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F3 · price: Received in exchange for a stock option to purchase 300,000 shares of Legacy Enovix Common Stock. F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 1/4th of the shares subject to the option vest on the one year anniversary of the vesting commencement date, January 4, 2021, and 1/48th of the shares subject to the option will vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:59 UTC | Enovix Corp ENVX · Entity 5188 | GrantCommon Stock | 156,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-047046 · doc4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,921 F1 · kind: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. F1 · price: Received pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, by and among Rodgers Silicon Valley Acquisition Corp, a Delaware corporation ("RSVAC"), RSVAC Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of RSVAC ("Merger Sub"), and Enovix Corporation, a Delaware corporation ("Legacy Enovix"), pursuant to which (i) Merger Sub merged with and into Enovix, with Enovix surviving the merger as a wholly owned subsidiary of RSVAC and (ii) RSVAC changed its name to Enovix Corporation. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:36 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001595585-20-000036 · wf-form4_158336856046925.xml · derivative · entry 5 HEJLEK EDWARD J · CIK 0001743664 · EVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,143 Underlying: Common Stock · 10,000 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:36 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 200 | $32.23 | $6,446.00 |
DisclosureSEC source: 0001595585-20-000036 · wf-form4_158336856046925.xml · nonDerivative · entry 4 HEJLEK EDWARD J · CIK 0001743664 · EVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:36 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 200 | $0.96 | $192.00 |
DisclosureSEC source: 0001595585-20-000036 · wf-form4_158336856046925.xml · nonDerivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · EVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:36 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 9,800 | $31.65 | $310,170.00 |
DisclosureSEC source: 0001595585-20-000036 · wf-form4_158336856046925.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · EVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $32.09, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:36 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 9,800 | $0.96 | $9,408.00 |
DisclosureSEC source: 0001595585-20-000036 · wf-form4_158336856046925.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · EVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:29 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001595585-20-000010 · wf-form4_158095615522796.xml · derivative · entry 5 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,143 Underlying: Common Stock · 10,000 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:29 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 7,869 | $36.63 | $288,241.47 |
DisclosureSEC source: 0001595585-20-000010 · wf-form4_158095615522796.xml · nonDerivative · entry 4 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.85, inclusive. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:29 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 7,869 | $0.96 | $7,554.24 |
DisclosureSEC source: 0001595585-20-000010 · wf-form4_158095615522796.xml · nonDerivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:29 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 2,131 | $35.63 | $75,927.53 |
DisclosureSEC source: 0001595585-20-000010 · wf-form4_158095615522796.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.10 to $36.01, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and (3) to this Form 4. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:29 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 2,131 | $0.96 | $2,045.76 |
DisclosureSEC source: 0001595585-20-000010 · wf-form4_158095615522796.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:33 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001595585-20-000002 · wf-form4_157834638861554.xml · derivative · entry 5 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,143 Underlying: Common Stock · 10,000 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:33 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 52 | $38.00 | $1,976.00 |
DisclosureSEC source: 0001595585-20-000002 · wf-form4_157834638861554.xml · nonDerivative · entry 4 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:33 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 52 | $0.96 | $49.92 |
DisclosureSEC source: 0001595585-20-000002 · wf-form4_157834638861554.xml · nonDerivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:33 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 9,948 | $37.01 | $368,175.48 |
DisclosureSEC source: 0001595585-20-000002 · wf-form4_157834638861554.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $37.44, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:33 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 9,948 | $0.96 | $9,550.08 |
DisclosureSEC source: 0001595585-20-000002 · wf-form4_157834638861554.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 71 shares acquired on December 31, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:46 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,200 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001595585-19-000282 · wf-form4_157774235723484.xml · derivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,143 Underlying: Common Stock · 4,200 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested 25% on January 1, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:46 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 4,200 | $0.96 | $4,032.00 |
DisclosureSEC source: 0001595585-19-000282 · wf-form4_157774235723484.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 17:26 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001595585-19-000278 · wf-form4_157713994363924.xml · derivative · entry 3 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,343 Underlying: Common Stock · 15,000 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested 25% on January 1, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 17:26 UTC | Tricida, Inc. TCDA · Entity 122050 | SaleCommon Stock | 15,000 | $38.17 | $572,550.00 |
DisclosureSEC source: 0001595585-19-000278 · wf-form4_157713994363924.xml · nonDerivative · entry 2 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,882 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.78 to $38.72, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 17:26 UTC | Tricida, Inc. TCDA · Entity 122050 | Exercise / conversionCommon Stock | 15,000 | $0.96 | $14,400.00 |
DisclosureSEC source: 0001595585-19-000278 · wf-form4_157713994363924.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 774 shares acquired on December 31, 2018 and 950 shares acquired on June 28, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B). Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 18:51 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $34.27 | $0.00 |
DisclosureSEC source: 0001595585-19-000182 · wf-form4_156660067818291.xml · derivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-08-22 F1 · derivative.exercise_date: The option to purchase common stock will vest in eighteen equal monthly installments from August 22, 2019 to February 22, 2021, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:15 UTC | Tricida, Inc. TCDA · Entity 122050 | GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $22.82 | $0.00 |
DisclosureSEC source: 0001595585-19-000030 · wf-form4_155087009425927.xml · derivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-02-20 F1 · derivative.exercise_date: The option to purchase common stock will vest as follows: (a) 25% of the shares subject to the options shall vest on February 20, 2020, and (b) the remaining 75% vest in 36 equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 20:50 UTC | Tricida, Inc. TCDA · Entity 122050 | PurchaseCommon Stock | 13,158 | $19.00 | $250,002.00 |
DisclosureSEC source: 0001140361-18-031041 · form4.xml · nonDerivative · entry 1 HEJLEK EDWARD J · CIK 0001743664 · SVP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.