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ENVB

Enveric Biosciences, Inc.

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8193
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0000890821
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Feb 13, 2018 01:13 UTC
Eberwein Jeffrey E.Director · 10% owner
Other9.00% Series A Cumulative Preferred Stock 21,410 $50.00 $1,070,500.00
Disclosure

SEC source: 0000921895-18-000528 · form410211002ebe_02122018.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 405,395

F2 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F6 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. Notice of this issuance was provided to the Reporting Person on February 12, 2018.

F6 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. Notice of this issuance was provided to the Reporting Person on February 12, 2018.

F5 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 26, 2017 Filed Jan 11, 2018 23:15 UTC
Kelton BrentChief Executive Officer
GrantOption (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0000921895-18-000133 · form410211002_01112018.xml · derivative · entry 2

Kelton Brent · CIK 0001727392 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-26

F1 · derivative.exercise_date: The Option vests as follows: (a) as to 33,333 shares of common stock of the Issuer ("Stock), on December 26, 2018, (b) as to a further 33,333 shares of Stock, on December 26, 2019, and (c) as to the remaining 33,334 shares of Stock, on December 26, 2020.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 19:46 UTC
Rai Dhruwa NDirector
Exercise / conversionRestricted Stock Unit · Derivative 333,333 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-002954 · form410211002_12262017.xml · derivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2015 Equity Incentive Award Plan (the "Plan") on May 10, 2016 (the "2016 Grant"). Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The indicated RSUs vested in full on December 21, 2017, due to the determination of the Issuer to accelerate vesting of the RSUs in accordance with the terms of the Plan and a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2015 Equity Incentive Award Plan (the "Plan") on May 10, 2016 (the "2016 Grant"). Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The indicated RSUs vested in full on December 21, 2017, due to the determination of the Issuer to accelerate vesting of the RSUs in accordance with the terms of the Plan and a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2015 Equity Incentive Award Plan (the "Plan") on May 10, 2016 (the "2016 Grant"). Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The indicated RSUs vested in full on December 21, 2017, due to the determination of the Issuer to accelerate vesting of the RSUs in accordance with the terms of the Plan and a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2015 Equity Incentive Award Plan (the "Plan") on May 10, 2016 (the "2016 Grant"). Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The indicated RSUs vested in full on December 21, 2017, due to the determination of the Issuer to accelerate vesting of the RSUs in accordance with the terms of the Plan and a RSU Agreement between the Issuer and the Reporting Person.

F2 · balance_after: The Reporting Person previously agreed to cancel 166,667 RSUs granted pursuant to the 2016 Grant.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 19:46 UTC
Rai Dhruwa NDirector
Exercise / conversionCommon Stock 333,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002954 · form410211002_12262017.xml · nonDerivative · entry 1

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2015 Equity Incentive Award Plan (the "Plan") on May 10, 2016 (the "2016 Grant"). Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The indicated RSUs vested in full on December 21, 2017, due to the determination of the Issuer to accelerate vesting of the RSUs in accordance with the terms of the Plan and a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:26 UTC
Devanur GiriPresident & CEO
PurchaseWarrant (Right to Buy) · Derivative 12,121 $0.01 Strike: $4.12 $121.21
Disclosure

SEC source: 0000921895-17-002745 · form410211dev_11212017.xml · derivative · entry 2

Devanur Giri · CIK 0001643490 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,121

Underlying: Common Stock · 12,121 shares

Expires 2022-11-21

F1 · security: The warrant gives the Reporting Person the right to purchase up to 12,121 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022.

F1 · shares: The warrant gives the Reporting Person the right to purchase up to 12,121 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:26 UTC
Devanur GiriPresident & CEO
PurchaseCommon Stock 12,121 $4.12 $49,877.92
Disclosure

SEC source: 0000921895-17-002745 · form410211dev_11212017.xml · nonDerivative · entry 1

Devanur Giri · CIK 0001643490 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191,346

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:24 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseWarrant (Right to Buy) · Derivative 100,000 $0.01 Strike: $4.12 $1,000.00
Disclosure

SEC source: 0000921895-17-002744 · form410211ebe_11212017.xml · derivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-11-21

F5 · security: The warrant gives Lone Star Value Investors the right to purchase up to 100,000 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022.

F5 · shares: The warrant gives Lone Star Value Investors the right to purchase up to 100,000 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022.

F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:24 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 100,000 $4.12 $411,500.00
Disclosure

SEC source: 0000921895-17-002744 · form410211ebe_11212017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 2,972,592

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:21 UTC
Rai Dhruwa NDirector
PurchaseWarrant (Right to Buy) · Derivative 145,450 $0.01 Strike: $4.12 $1,454.50
Disclosure

SEC source: 0000921895-17-002743 · form410211rai_11212017.xml · derivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,450

Underlying: Common Stock · 145,450 shares

Expires 2022-11-21

F1 · security: The warrant gives the Reporting Person the right to purchase up to 145,450 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:21 UTC
Rai Dhruwa NDirector
PurchaseCommon Stock 145,450 $4.12 $598,526.75
Disclosure

SEC source: 0000921895-17-002743 · form410211rai_11212017.xml · nonDerivative · entry 1

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,779

Read SEC document
October 30, 2017 Filed Nov 1, 2017 00:35 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 1,303 $6.50 $8,468.72
Disclosure

SEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 7

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Co-Invest I, LP

Disclosed balance after: 13,910

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017.

F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.

Read SEC document
October 27, 2017 Filed Nov 1, 2017 00:35 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 2,500 $6.50 $16,250.00
Disclosure

SEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Co-Invest I, LP

Disclosed balance after: 12,607

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017.

F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.

Read SEC document
October 26, 2017 Filed Nov 1, 2017 00:35 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 3 $6.25 $18.75
Disclosure

SEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Co-Invest I, LP

Disclosed balance after: 10,107

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017.

F6 · kind: This small acquisition on October 26, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.

F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 23:03 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherWarrant (Right to Buy) · Derivative 1,666,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002355 · form410211002_09282017.xml · derivative · entry 6

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 0

Underlying: Common Stock · 1,666,666 shares

Expires 2020-05-26

F2 · derivative.exercise_price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer.

F2 · kind: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer.

F2 · price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer.

F3 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 23:03 UTC
Eberwein Jeffrey E.Director · 10% owner
OtherCommon Stock 1,205,837 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-002355 · form410211002_09282017.xml · nonDerivative · entry 1

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 2,872,592

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · kind: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer.

F2 · price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer.

F3 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2017 Filed Nov 1, 2017 00:35 UTC
Eberwein Jeffrey E.Director · 10% owner
Other9.00% Series A Cumulative Preferred Stock 10,277 $50.00 $513,850.00
Disclosure

SEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 383,985

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation.

F4 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation.

F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 22:50 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 7,500 $6.50 $48,750.00
Disclosure

SEC source: 0000921895-17-002286 · form410211002_09082017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Co-Invest I, LP

Disclosed balance after: 10,104

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017.

F5 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:35 UTC
Eberwein Jeffrey E.Director · 10% owner
PurchaseCommon Stock 2,604 $6.50 $16,924.44
Disclosure

SEC source: 0000921895-17-002217 · form410211002_08232017.xml · nonDerivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Co-Invest I, LP

Disclosed balance after: 2,604

F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.50. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.

F6 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:28 UTC
Rai Dhruwa NDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,329 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001624 · form410211002f_05232017.xml · derivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 3,329 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 3,329 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 3,329 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 3,329 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:28 UTC
Rai Dhruwa NDirector
Exercise / conversionCommon Stock 3,329 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001624 · form410211002f_05232017.xml · nonDerivative · entry 1

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 3,329 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,891 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001623 · form410211002e_05232017.xml · derivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:26 UTC Exercise / conversionCommon Stock 5,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001623 · form410211002e_05232017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 5,891 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F3 · balance_after: The Form 4 filed for the Reporting Person on May 3, 2017, incorrectly reported the amounts 52,872 and 49,700 in rows 1 and 2 of Column 5 of Table I. The correct numbers should have been 25,872 and 22,700, respectively.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,992 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001622 · form410211002d_05232017.xml · derivative · entry 2

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 4,992 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 4,992 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 4,992 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 4,992 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:24 UTC Exercise / conversionCommon Stock 4,992 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001622 · form410211002d_05232017.xml · nonDerivative · entry 1

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 4,992 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:21 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,839 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001621 · form410211002c_05232017.xml · derivative · entry 5

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F6 · security: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above.

F5 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F6 · derivative.exercise_price: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above.

F5 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F6 · derivative.exercise_date: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above.

F5 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:21 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionCommon Stock 6,839 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001621 · form410211002c_05232017.xml · nonDerivative · entry 4

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F6 · price: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:21 UTC
Eberwein Jeffrey E.Director · 10% owner
Other9.00% Series A Cumulative Preferred Stock 10,097 $50.00 $504,850.00
Disclosure

SEC source: 0000921895-17-001621 · form410211002c_05232017.xml · nonDerivative · entry 3

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Lone Star Value Investors, LP

Disclosed balance after: 373,708

F4 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation.

F4 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation.

F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001620 · form410211002b_05232017.xml · derivative · entry 2

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 2,995 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 2,995 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 2,995 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 2,995 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:18 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001620 · form410211002b_05232017.xml · nonDerivative · entry 1

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 2,995 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
May 19, 2017 Filed May 23, 2017 22:16 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,941 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001619 · form410211002a_05232017.xml · derivative · entry 2

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · security: On May 19, 2017, 5,941 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_price: On May 19, 2017, 5,941 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.exercise_date: On May 19, 2017, 5,941 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: On May 19, 2017, 5,941 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

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May 19, 2017 Filed May 23, 2017 22:16 UTC Exercise / conversionCommon Stock 5,941 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001619 · form410211002a_05232017.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person.

F2 · price: On May 19, 2017, 5,941 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (1) above.

F3 · balance_after: The Form 4 filed for the Reporting Person on May 3, 2017, incorrectly reported the amounts 17,663 and 14,464 in rows 1 and 2 of Column 5 of Table I. The correct numbers should have been 26,803 and 23,604, respectively.

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May 04, 2017 Filed May 8, 2017 21:11 UTC
Patel Viraj JChief Financial Officer
GrantOption (Right to Buy) · Derivative 75,000 $0.00 Strike: $6.59 $0.00
Disclosure

SEC source: 0000921895-17-001341 · form410211002_05082017.xml · derivative · entry 1

Patel Viraj J · CIK 0001389623 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-05-04

F1 · derivative.exercise_date: The Option vests as follows: (a) as to 25,000 shares of common stock of the Issuer ("Stock), on May 4, 2018, (b) as to a further 25,000 shares of Stock, on May 4, 2019, and (c) as to the remaining 25,000 shares of Stock, on May 4, 2020.

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May 01, 2017 Filed May 3, 2017 22:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,140 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001278 · form410211a_05032017.xml · derivative · entry 3

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:27 UTC Tax withholdingCommon Stock 3,199 $6.59 $21,081.41
Disclosure

SEC source: 0000921895-17-001278 · form410211a_05032017.xml · nonDerivative · entry 2

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,464

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:27 UTC Exercise / conversionCommon Stock 9,140 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001278 · form410211a_05032017.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 10,522 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · derivative · entry 9

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F6 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F6 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F6 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

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May 01, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
Tax withholdingCommon Stock 3,683 $6.59 $24,270.97
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 8

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

F7 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F8 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Eberwein Jeffrey E.Director · 10% owner
Exercise / conversionCommon Stock 10,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 7

Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner

Lone Star Value Investors LP · CIK 0001589247 · 10% owner

Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner

Lone Star Value Management LLC · CIK 0001589350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,680 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001276 · form410211002d_05032017.xml · derivative · entry 3

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:21 UTC Tax withholdingCommon Stock 2,688 $6.59 $17,713.92
Disclosure

SEC source: 0000921895-17-001276 · form410211002d_05032017.xml · nonDerivative · entry 2

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,862

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:21 UTC Exercise / conversionCommon Stock 7,680 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001276 · form410211002d_05032017.xml · nonDerivative · entry 1

Langer Arthur M · CIK 0001643882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,063 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · derivative · entry 3

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:18 UTC Tax withholdingCommon Stock 3,172 $6.59 $20,903.48
Disclosure

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · nonDerivative · entry 2

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,700

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:18 UTC Exercise / conversionCommon Stock 9,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001275 · form410211002e_05032017.xml · nonDerivative · entry 1

Pearse Robert G. · CIK 0001580399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:14 UTC
Rai Dhruwa NDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,121 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001274 · form410211002f_05032017.xml · derivative · entry 3

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:14 UTC
Rai Dhruwa NDirector
Tax withholdingCommon Stock 1,792 $6.59 $11,809.28
Disclosure

SEC source: 0000921895-17-001274 · form410211002f_05032017.xml · nonDerivative · entry 2

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,329

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:14 UTC
Rai Dhruwa NDirector
Exercise / conversionCommon Stock 5,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001274 · form410211002f_05032017.xml · nonDerivative · entry 1

Rai Dhruwa N · CIK 0001672632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 4, 2017 15:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,608 $0.00 $0.00
Disclosure

SEC source: 0000921895-17-001288 · form410211002_05042017.xml · derivative · entry 3

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document
May 01, 2017 Filed May 4, 2017 15:32 UTC Tax withholdingCommon Stock 1,613 $6.59 $10,629.67
Disclosure

SEC source: 0000921895-17-001288 · form410211002_05042017.xml · nonDerivative · entry 2

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

F2 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs.

F3 · price: Closing market price of the Issuer's common stock on the transaction date.

Read SEC document
May 01, 2017 Filed May 4, 2017 15:32 UTC Exercise / conversionCommon Stock 4,608 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-17-001288 · form410211002_05042017.xml · nonDerivative · entry 1

Balakrishnan Venkatraman · CIK 0001678929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.