Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 58,850 | $0.29 | $17,243.05 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 9 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,250,000 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 1,850 | $0.29 | $543.90 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 8 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,310,700 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 6,657 | $0.30 | $1,963.82 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 7 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,310,700 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 200 | $0.30 | $59.02 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 6 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,317,357 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 15,251 | $0.30 | $4,575.30 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 5 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,317,557 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 14,119 | $0.30 | $4,239.94 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 4 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,332,808 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 1,515 | $0.30 | $455.41 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 3 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,346,927 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 1,500 | $0.30 | $451.65 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 2 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,348,442 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| November 16, 2018 Filed Nov 20, 2018 18:44 UTC | SaleCommon Stock | 58 | $0.30 | $17.56 |
DisclosureSEC source: 0001607062-18-000434 · ownership.xml · nonDerivative · entry 1 Sikaria Family 2008 Revocable Trust Dated 02/28/2008 · CIK 0001758403 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,349,942 F1 · price: The Lokesh Sikaria Trust Dated 12/14/2012 realized a short-swing profit of $719.35, which it will promptly forfeit to AMERI Holdings, Inc. F2 · ownership.nature: Determined in accordance with Rule 13d-3(d)(1), as a result of their cooperation and acting in concert, The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 and The Lokesh Sikaria Trust Dated 12/14/2012 are deemed to beneficially own, as a group, 3,900,000 shares of the Issuer's common stock. Lokesh Sikaria and Chanda Sikaria are the two trustees of The Sikaria Family 2008 Revocable Trust Dated 02/28/2008, and have sole voting and dispositive power over the shares beneficially owned by The Sikaria Family 2008 Revocable Trust Dated 02/28/2008. The Sikaria Family 2008 Revocable Trust Dated 02/28/2008 expressly disclaims beneficial ownership in the shares beneficially owned by The Lokesh Sikaria Trust Dated 12/14/2012. Read SEC document |
|
| October 17, 2018 Filed Oct 19, 2018 20:52 UTC |
Kostiner BarryChief Financial Officer
|
GrantOption (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0000921895-18-002804 · form410211002_10192018.xml · derivative · entry 1 Kostiner Barry · CIK 0001338670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2023-10-17 F1 · derivative.exercise_date: The Option vests as follows: (a) as to 50,000 shares of common stock of the Issuer ("Stock"), on October 17, 2019, (b) as to a further 50,000 shares of common stock on October 17, 2020 and (c) as a further 50,000 shares of common stock on October 17, 2021. F1 · derivative.expiration_date: The Option vests as follows: (a) as to 50,000 shares of common stock of the Issuer ("Stock"), on October 17, 2019, (b) as to a further 50,000 shares of common stock on October 17, 2020 and (c) as a further 50,000 shares of common stock on October 17, 2021. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:22 UTC |
Kelton BrentChief Executive Officer
|
GrantOption (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000921895-18-002602 · form410211002kel_09142018.xml · derivative · entry 2 Kelton Brent · CIK 0001727392 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the first anniversary of the grant date. The options will expire on the sixth anniversary of the grant date. F1 · derivative.expiration_date: The options vest on the first anniversary of the grant date. The options will expire on the sixth anniversary of the grant date. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:19 UTC |
Patel Viraj JChief Financial Officer
|
GrantOption (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.45 | $0.00 |
DisclosureSEC source: 0000921895-18-002601 · form410211002pat_09142018.xml · derivative · entry 1 Patel Viraj J · CIK 0001389623 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the first anniversary of the grant date. The options will expire on the sixth anniversary of the grant date. F1 · derivative.expiration_date: The options vest on the first anniversary of the grant date. The options will expire on the sixth anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 20:17 UTC |
Eberwein Jeffrey E.10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
Other9.00% Series A Cumulative Preferred Stock | 5,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002390 · form410211008ebe_08202018.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,950 F3 · kind: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. F3 · price: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:11 UTC |
Angelis DimitriosDirector
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002461 · form410211008ang_08202018.xml · derivative · entry 3 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:11 UTC |
Angelis DimitriosDirector
|
GrantOption (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000921895-18-002461 · form410211008ang_08202018.xml · derivative · entry 2 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. F1 · derivative.expiration_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:08 UTC |
LUCI DAVID PDirector
|
GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002460 · form410211008luc_082018.xml · derivative · entry 3 LUCI DAVID P · CIK 0001271123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:08 UTC |
LUCI DAVID PDirector
|
GrantOption (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000921895-18-002460 · form410211008luc_082018.xml · derivative · entry 2 LUCI DAVID P · CIK 0001271123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. F1 · derivative.expiration_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:05 UTC |
Shawah Robert G.Director
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002458 · form410211008swh_08202018.xml · derivative · entry 3 Shawah Robert G. · CIK 0001601121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:05 UTC |
Shawah Robert G.Director
|
GrantOption (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000921895-18-002458 · form410211008swh_08202018.xml · derivative · entry 2 Shawah Robert G. · CIK 0001601121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. F1 · derivative.expiration_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:01 UTC |
Shad JamesDirector
|
GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002456 · form410211008sha_8202018.xml · derivative · entry 2 Shad James · CIK 0001750416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:01 UTC |
Shad JamesDirector
|
GrantOption (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000921895-18-002456 · form410211008sha_8202018.xml · derivative · entry 1 Shad James · CIK 0001750416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. F1 · derivative.expiration_date: The options vest on the earlier of (i) the first anniversary of the grant date or (ii) the date of the next annual meeting of stockholders of the Issuer occurring after August 16, 2018. The options will expire on the fifth anniversary of the vesting date. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC |
Eberwein Jeffrey E.10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
OtherWarrant (Right to Buy) · Derivative | 1,910,397 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000921895-18-002390 · form410211008ebe_08202018.xml · derivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,397 Underlying: Common Stock · 1,910,397 shares Expires 2023-08-16 F4 · kind: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. F4 · price: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 20:11 UTC |
Devanur Giri10% owner
|
SaleCommon stock | 100,000 | $2.27 | $226,630.00 |
DisclosureSEC source: 0001747259-18-000001 · primary_doc.xml · nonDerivative · entry 2 Devanur Giri · CIK 0001643490 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,989 Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
Other9.00% Series A Cumulative Preferred Stock | 154,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,893 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Mr. Eberwein received 154,893 shares of Preferred Stock in the Lone Star Value Distribution. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
Other9.00% Series A Cumulative Preferred Stock | 405,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · kind: Represents the distribution of all shares of 9.00% Series A Cumulative Preferred Stock ("Preferred Stock") of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
OtherCommon Stock | 2,972,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: Represents the distribution of all shares of common stock of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
OtherCommon Stock | 1,135,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,932 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: On July 9, 2018, Lone Star Value Investors engaged in a pro rata in-kind distribution of 2,972,592 shares of common stock to its partners for no consideration (the "Lone Star Value Distribution"). Mr. Eberwein received 1,135,768 shares of common stock in the Lone Star Value Distribution. Read SEC document |
| June 12, 2018 Filed Jul 19, 2018 20:11 UTC |
Devanur Giri10% owner
|
PurchaseWarrant · Derivative | 25,000 | $0.27 Strike: $0.27 | $6,750.00 |
DisclosureSEC source: 0001747259-18-000001 · primary_doc.xml · derivative · entry 3 Devanur Giri · CIK 0001643490 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,121 Underlying: Common stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_date: Undetermined F1 · derivative.expiration_date: Undetermined Read SEC document |
| June 07, 2018 Filed Jul 19, 2018 20:11 UTC |
Devanur Giri10% owner
|
SaleCommon stock | 329,357 | $2.01 | $661,315.92 |
DisclosureSEC source: 0001747259-18-000001 · primary_doc.xml · nonDerivative · entry 1 Devanur Giri · CIK 0001643490 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,989 Read SEC document |
| March 31, 2018 Filed Apr 5, 2018 00:40 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner · See Footnote 1
Lone Star Value Investors GP LLC10% owner · See Footnote 1
Lone Star Value Management LLC10% owner · See Footnote 1
Lone Star Value Co-Invest I, LPSee Footnote 1
|
OtherCommon Stock | 83,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001208 · form409482025_04042018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred to the owner of the Separately Managed Account I. F3 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:38 UTC |
Langer Arthur MDirector
|
OtherCommon Stock | 7,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000703 · form410211002lan_02152018.xml · nonDerivative · entry 1 Langer Arthur M · CIK 0001643882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,923 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:32 UTC |
Balakrishnan VenkatramanDirector
|
OtherCommon Stock | 4,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000702 · form410211002bal_02152018.xml · nonDerivative · entry 1 Balakrishnan Venkatraman · CIK 0001678929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,948 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:28 UTC |
Angelis DimitriosDirector
|
OtherCommon Stock | 8,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000701 · form410211002ang_02152018.xml · nonDerivative · entry 1 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,990 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:18 UTC |
Rai Dhruwa NDirector
|
OtherCommon Stock | 4,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000529 · form410211002rai_02122018.xml · nonDerivative · entry 2 Rai Dhruwa N · CIK 0001672632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,713 F2 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F2 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:13 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
OtherCommon Stock | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000528 · form410211002ebe_02122018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,164 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:09 UTC |
Pearse Robert G.Director
|
OtherCommon Stock | 8,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000527 · form410211002pea_02122018.xml · nonDerivative · entry 1 Pearse Robert G. · CIK 0001580399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,473 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:04 UTC |
Kelton BrentChief Executive Officer
|
OtherCommon Stock | 85,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000526 · form410211002kel_02132018.xml · nonDerivative · entry 1 Kelton Brent · CIK 0001727392 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,176 F1 · price: Represents shares issued to the Reporting Person by the Issuer as payment of an earn-out in connection with the Issuer's acquisition of a wholly-owned subsidiary in March 2017, of which the Reporting Person had been an employee and shareholder. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 01:18 UTC |
Rai Dhruwa NDirector
|
GrantCommon Stock | 170,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000529 · form410211002rai_02122018.xml · nonDerivative · entry 1 Rai Dhruwa N · CIK 0001672632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,792 F1 · price: Represents shares of restricted stock granted to the Reporting as a bonus for services provided to the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:45 UTC |
Pearse Robert G.Director
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000049 · form410211002pea_01032018.xml · derivative · entry 2 Pearse Robert G. · CIK 0001580399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:45 UTC |
Pearse Robert G.Director
|
Exercise / conversionCommon Stock | 9,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000049 · form410211002pea_01032018.xml · nonDerivative · entry 1 Pearse Robert G. · CIK 0001580399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:49 UTC |
Rai Dhruwa NDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000050 · form410211002rai_01032018.xml · derivative · entry 2 Rai Dhruwa N · CIK 0001672632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:49 UTC |
Rai Dhruwa NDirector
|
Exercise / conversionCommon Stock | 7,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000050 · form410211002rai_01032018.xml · nonDerivative · entry 1 Rai Dhruwa N · CIK 0001672632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:42 UTC |
Langer Arthur MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000047 · form410211002lan_01032018.xml · derivative · entry 2 Langer Arthur M · CIK 0001643882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:42 UTC |
Langer Arthur MDirector
|
Exercise / conversionCommon Stock | 7,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000047 · form410211002lan_01032018.xml · nonDerivative · entry 1 Langer Arthur M · CIK 0001643882 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:37 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000046 · form410211002ebe_01032018.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:37 UTC |
Eberwein Jeffrey E.Director · 10% owner
Lone Star Value Investors LP10% owner
Lone Star Value Investors GP LLC10% owner
Lone Star Value Management LLC10% owner
Lone Star Value Co-Invest I, LP10% owner
|
Exercise / conversionCommon Stock | 9,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000046 · form410211002ebe_01032018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:32 UTC |
Balakrishnan VenkatramanDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000045 · form410211002bal_01032018.xml · derivative · entry 2 Balakrishnan Venkatraman · CIK 0001678929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:32 UTC |
Balakrishnan VenkatramanDirector
|
Exercise / conversionCommon Stock | 9,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000045 · form410211002bal_01032018.xml · nonDerivative · entry 1 Balakrishnan Venkatraman · CIK 0001678929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:28 UTC |
Angelis DimitriosDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,602 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000043 · form410211002ang_01032018.xml · derivative · entry 2 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:28 UTC |
Angelis DimitriosDirector
|
Exercise / conversionCommon Stock | 8,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000043 · form410211002ang_01032018.xml · nonDerivative · entry 1 Angelis Dimitrios · CIK 0001595628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.