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Nasdaq · USD

ENTA

ENANTA PHARMACEUTICALS INC

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5673
SEC CIK
0001177648
Parsed reports
332

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 6, 2022 00:27 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
Tax withholdingCommon Stock 498 $44.33 $22,076.34
Disclosure

SEC source: 0001062993-22-023367 · form4.xml · nonDerivative · entry 1

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,866

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 19, 2021.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:25 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
Tax withholdingCommon Stock 1,055 $44.33 $46,768.15
Disclosure

SEC source: 0001062993-22-023365 · form4.xml · nonDerivative · entry 1

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,051

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:22 UTC
Or Yat SunSr. VP & CSO
Tax withholdingCommon Stock 1,055 $44.33 $46,768.15
Disclosure

SEC source: 0001062993-22-023363 · form4.xml · nonDerivative · entry 1

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,187

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:20 UTC
MELLETT PAUL JTreasurer and CFO
Tax withholdingCommon Stock 1,055 $44.33 $46,768.15
Disclosure

SEC source: 0001062993-22-023361 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,503

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:17 UTC
Luly Jay R.Director · President and CEO
Tax withholdingCommon Stock 5,659 $44.33 $250,863.47
Disclosure

SEC source: 0001062993-22-023359 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,805

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit awards granted on November 20, 2020 and November 19, 2021.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:41 UTC
Luu BrendanSr. VP, Business Dev.
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022861 · form4.xml · derivative · entry 2

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

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November 23, 2022 Filed Nov 28, 2022 23:41 UTC
Luu BrendanSr. VP, Business Dev.
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022861 · form4.xml · nonDerivative · entry 1

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,223

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:38 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022859 · form4.xml · derivative · entry 2

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:38 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022859 · form4.xml · nonDerivative · entry 1

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,364

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:34 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022857 · form4.xml · derivative · entry 3

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-11-23

F3 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:34 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022857 · form4.xml · nonDerivative · entry 1

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,106

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:23 UTC
Or Yat SunSr. VP & CSO
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022846 · form4.xml · derivative · entry 2

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:23 UTC
Or Yat SunSr. VP & CSO
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022846 · form4.xml · nonDerivative · entry 1

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,242

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:28 UTC
Rottinghaus Scott T.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022854 · form4.xml · derivative · entry 2

Rottinghaus Scott T. · CIK 0001942407 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:28 UTC
Rottinghaus Scott T.Chief Medical Officer
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022854 · form4.xml · nonDerivative · entry 1

Rottinghaus Scott T. · CIK 0001942407 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:20 UTC
MELLETT PAUL JTreasurer and CFO
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022841 · form4.xml · derivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:20 UTC
MELLETT PAUL JTreasurer and CFO
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022841 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,558

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:17 UTC
Luly Jay R.Director · President and CEO
GrantStock Option (right to buy) · Derivative 134,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001062993-22-022837 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Stock · 134,000 shares

Expires 2032-11-23

F2 · derivative.exercise_date: Such option will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 23, 2022).

Read SEC document
November 23, 2022 Filed Nov 28, 2022 23:17 UTC
Luly Jay R.Director · President and CEO
GrantCommon Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-022837 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,464

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs will vest and settle with respect to 25% of the award on December 4, 2023 and in substantially equal annual installments over the next three anniversaries thereafter.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 20:32 UTC
Rottinghaus Scott T.Chief Medical Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $71.27 $0.00
Disclosure

SEC source: 0001062993-22-017745 · form4.xml · derivative · entry 2

Rottinghaus Scott T. · CIK 0001942407 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-08-08

F2 · derivative.exercise_date: Twenty-five percent (25%) of such option will become exercisable on August 8, 2023 (the "Anniversary Date"), with the remainder to become exercisable quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over three years from the Anniversary Date (in each case subject to the optionholder's continued employment).

Read SEC document
August 08, 2022 Filed Aug 11, 2022 20:32 UTC
Rottinghaus Scott T.Chief Medical Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017745 · form4.xml · nonDerivative · entry 1

Rottinghaus Scott T. · CIK 0001942407 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Enanta Pharmaceuticals, Inc. ("Enanta") 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of Enanta common stock. The RSUs vest in equal annual installments over four years from the date of grant (August 8, 2022). The restricted stock unit shares that vest will be issued on the first September 1 after the applicable vesting date, subject to withholding of a portion of the vested shares to satisfy tax withholding requirements.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:01 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionStock Option (right to buy) · Derivative 3,480 $0.00 Strike: $11.77 $0.00
Disclosure

SEC source: 0001062993-22-015258 · form4.xml · derivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,480 shares

Expires 2022-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:01 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionCommon Stock 3,480 $11.77 $40,959.60
Disclosure

SEC source: 0001062993-22-015258 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 16,875 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 18

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 16,875 shares

Expires 2029-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option, representing a right to purchase a total of 30,000 shares, became or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 18, 2019).

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,625 $0.00 Strike: $43.57 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 17

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,175

Underlying: Common Stock · 9,625 shares

Expires 2030-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option, representing a right to purchase a total of 30,800 shares, became or will become exercisable (subject to the optionholder's continued employment) quarterly in substantially equal installments (any fractional shares to be cumulated and to become exercisable at the end of the earliest succeeding quarterly period in which a whole share equivalent is accumulated) over four years from the date of grant (November 20, 2020).

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,285 $0.00 Strike: $48.52 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 16

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,285 shares

Expires 2027-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 9,009 $73.42 $661,440.78
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 12

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,982

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F7 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.91, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 3,200 $72.65 $232,480.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 11

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,991

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F6 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 18,076 $71.71 $1,296,229.96
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 10

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,191

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.99, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 2,500 $70.56 $176,400.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 9

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,267

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.06 to $70.99, inclusive.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 16,875 $63.35 $1,069,031.25
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 8

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 9,625 $43.57 $419,361.25
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 7

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 6,285 $48.52 $304,948.20
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 6

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,895 $0.00 Strike: $48.52 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 15

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,285

Underlying: Common Stock · 2,895 shares

Expires 2027-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 31,664 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 14

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,664 shares

Expires 2026-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $31.42 $0.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · derivative · entry 13

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2025-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 42,260 $71.32 $3,013,983.20
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 5

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,982

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.02 to $72.00, inclusive.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
SaleCommon Stock 8,299 $70.75 $587,154.25
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 4

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,242

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021 in contemplation of her previously announced retirement plan.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.12 to $71.00, inclusive.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 2,895 $48.52 $140,465.40
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 3

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 31,664 $30.00 $949,920.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 2

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 5, 2022 23:54 UTC
Adda NathalieSr. VP & Chief Medical Officer
Exercise / conversionCommon Stock 16,000 $31.42 $502,720.00
Disclosure

SEC source: 0001062993-22-009836 · form4.xml · nonDerivative · entry 1

Adda Nathalie · CIK 0001646976 · Sr. VP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $25.58 $0.00
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · derivative · entry 6

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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March 21, 2022 Filed Mar 22, 2022 21:52 UTC SaleCommon Stock 807 $69.52 $56,102.64
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · nonDerivative · entry 5

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.39 to $70.07, inclusive.

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March 21, 2022 Filed Mar 22, 2022 21:52 UTC SaleCommon Stock 2,210 $68.66 $151,738.60
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · nonDerivative · entry 4

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.509 to $68.76, inclusive.

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March 21, 2022 Filed Mar 22, 2022 21:52 UTC SaleCommon Stock 307 $67.23 $20,639.61
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · nonDerivative · entry 3

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.005 to $67.47, inclusive.

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March 21, 2022 Filed Mar 22, 2022 21:52 UTC SaleCommon Stock 2,676 $66.70 $178,489.20
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · nonDerivative · entry 2

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.28 to $66.99, inclusive.

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March 21, 2022 Filed Mar 22, 2022 21:52 UTC Exercise / conversionCommon Stock 6,000 $25.58 $153,480.00
Disclosure

SEC source: 0001062993-22-008344 · form4.xml · nonDerivative · entry 1

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:52 UTC
Vance TerryDirector
GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $68.22 $0.00
Disclosure

SEC source: 0001062993-22-007013 · form4.xml · derivative · entry 1

Vance Terry · CIK 0001572282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-03

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 3, 2022), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2023 annual meeting of stockholders.

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March 03, 2022 Filed Mar 7, 2022 23:50 UTC GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $68.22 $0.00
Disclosure

SEC source: 0001062993-22-007011 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-03

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 3, 2022), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2023 annual meeting of stockholders.

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March 03, 2022 Filed Mar 7, 2022 23:46 UTC GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $68.22 $0.00
Disclosure

SEC source: 0001062993-22-007007 · form4.xml · derivative · entry 1

Peterson Kristine · CIK 0001508596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-03

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 3, 2022), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2023 annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.