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person · Reporting owner

Russell Lesley

Disclosed activity across 5 companies

Tapewire entity
61041
SEC CIK
0001374636

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAG PHARMACEUTICALS, INC.AMAG · Entity 145305DirectorJune 07, 2018June 08, 2018
ENANTA PHARMACEUTICALS INCENTA · Entity 5673DirectorMarch 11, 2026March 13, 2026
Scopus BioPharma Inc.SCPS · Entity 133074DirectorDecember 16, 2020December 28, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAG PHARMACEUTICALS, INC.

Report date June 07, 2018 · Filed June 08, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,913 Reported balance After 2018-06-07 transaction · row 1
1 source row

Row 1 · 2018-06-07 · Grant · Acquired 3,578 · Balance 24,913

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of AMAG Pharmaceuticals, Inc. (the "Issuer"). These shares of Common Stock are issuable pursuant to a grant of restricted stock units pursuant to the Issuer's Fourth Amended & Restated 2007 Equity Incentive Plan, as amended (the "Plan") that will vest in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders, however, delivery of the shares is deferred until the earlier of (a) one year from the date of grant and (b) the date of the director's separation from service to the Issuer.

F2: Not applicable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.45 · Expires 2028-06-07Direct7,543 Reported balance After 2018-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-07 · Grant · Acquired 7,543 · Balance 7,543

F2: Not applicable.

F3: Grant of stock option pursuant to the Plan. This option will vest and become exercisable in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of AMAG Pharmaceuticals, Inc. (the "Issuer"). These shares of Common Stock are issuable pursuant to a grant of restricted stock units pursuant to the Issuer's Fourth Amended & Restated 2007 Equity Incentive Plan, as amended (the "Plan") that will vest in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders, however, delivery of the shares is deferred until the earlier of (a) one year from the date of grant and (b) the date of the director's separation from service to the Issuer.

F2: Not applicable.

F3: Grant of stock option pursuant to the Plan. This option will vest and become exercisable in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders.

ENANTA PHARMACEUTICALS INC

Report date March 11, 2026 · Filed March 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.17 · Expires 2036-03-11Direct20,000 Reported balance After 2026-03-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-11 · Grant · Acquired 20,000 · Balance 20,000

F1: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 11, 2026), with the final monthly installment vesting no later than the nearest trading day on the Nasdaq Global Select Market preceding the 2027 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 11, 2026), with the final monthly installment vesting no later than the nearest trading day on the Nasdaq Global Select Market preceding the 2027 annual meeting of stockholders.

Scopus BioPharma Inc.

Report date December 16, 2020 · Filed December 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2025-12-15DirectNot disclosed Reported balance Holding disclosure · report date 2020-12-16 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENDOCYTE INC

Report date December 21, 2018 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-21 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-12-21 · Disposition to issuer · Disposed 7,800 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of October 17, 2018 (the "Merger Agreement"), by and among Endocyte, Inc. (the "Company"), Novartis AG ("Novartis") and Edinburgh Merger Corporation, a wholly owned subsidiary of Novartis ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on December 21, 2018, each share of Company common stock was converted into the right to receive an amount in cash equal to $24.00, without interest and less any applicable withholding taxes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-21 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2018-12-21 · Disposition to issuer · Disposed 3,300 · Balance 0

F2: This restricted stock unit ("RSU") award provided for vesting and settlement 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018 in the form of one share of Company common stock for each RSU. Pursuant to the Merger Agreement, at the Effective Time, each RSU outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to $24.00, multiplied by the number of shares of Company common stock subject to such RSU, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.63 · Expires 2023-01-04Direct0 Reported balance After 2018-12-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-12-21 · Disposition to issuer · Disposed 28,000 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2023-06-19Direct0 Reported balance After 2018-12-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-12-21 · Disposition to issuer · Disposed 14,000 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.69 · Expires 2024-05-15Direct0 Reported balance After 2018-12-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-12-21 · Disposition to issuer · Disposed 14,000 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.02 · Expires 2025-05-14Direct0 Reported balance After 2018-12-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-12-21 · Disposition to issuer · Disposed 13,500 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2026-05-05Direct0 Reported balance After 2018-12-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-12-21 · Disposition to issuer · Disposed 13,500 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.27 · Expires 2027-05-04Direct0 Reported balance After 2018-12-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-12-21 · Disposition to issuer · Disposed 19,500 · Balance 0

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.81 · Expires 2028-05-03Direct0 Reported balance After 2018-12-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-12-21 · Disposition to issuer · Disposed 19,500 · Balance 0

F4: This Company stock option was scheduled to vest 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of October 17, 2018 (the "Merger Agreement"), by and among Endocyte, Inc. (the "Company"), Novartis AG ("Novartis") and Edinburgh Merger Corporation, a wholly owned subsidiary of Novartis ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on December 21, 2018, each share of Company common stock was converted into the right to receive an amount in cash equal to $24.00, without interest and less any applicable withholding taxes.

F2: This restricted stock unit ("RSU") award provided for vesting and settlement 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018 in the form of one share of Company common stock for each RSU. Pursuant to the Merger Agreement, at the Effective Time, each RSU outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to $24.00, multiplied by the number of shares of Company common stock subject to such RSU, less any applicable withholding taxes.

F3: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F4: This Company stock option was scheduled to vest 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Innocoll Holdings plc

Report date July 24, 2017 · Filed July 26, 2017

Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-07-24 · Disposition to issuer · Disposed 187,142 · Balance 0

F1: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 7,142 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 180,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.12 · Expires 2026-04-18Direct0 Reported balance After 2017-07-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-24 · Disposition to issuer · Disposed 185,500 · Balance 0

F4: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 7,142 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 180,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

F4: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2026 Filed Mar 13, 2026 20:19 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0002064832-26-000142 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2036-03-11

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 11, 2026), with the final monthly installment vesting no later than the nearest trading day on the Nasdaq Global Select Market preceding the 2027 annual meeting of stockholders.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 21:43 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 15,700 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001062993-25-005506 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2035-03-13

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 13, 2025), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2026 annual meeting of stockholders.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:27 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 15,700 $0.00 Strike: $15.66 $0.00
Disclosure

SEC source: 0001062993-24-006050 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2034-03-06

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 6, 2024), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2025 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:20 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006095 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:50 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $68.22 $0.00
Disclosure

SEC source: 0001062993-22-007011 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-03-03

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 3, 2022), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2023 annual meeting of stockholders.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:37 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $49.92 $0.00
Disclosure

SEC source: 0001177648-21-000017 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2031-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2021), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2022 annual meeting of stockholders.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $51.04 $0.00
Disclosure

SEC source: 0001177648-20-000018 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-02-26

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (February 26, 2020), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2021 annual meeting of stockholders.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 01:06 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $102.54 $0.00
Disclosure

SEC source: 0001177648-19-000023 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-02-28

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (February 28, 2019), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2020 annual meeting of stockholders.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 19,500 $13.19 Strike: $10.81 $257,205.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 9

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2028-05-03

F4 · price: This Company stock option was scheduled to vest 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F4 · derivative.exercise_date: This Company stock option was scheduled to vest 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 19,500 $21.73 Strike: $2.27 $423,735.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 8

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2027-05-04

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 13,500 $20.65 Strike: $3.35 $278,775.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 7

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2026-05-05

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 13,500 $17.98 Strike: $6.02 $242,730.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 6

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2025-05-14

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 14,000 $17.31 Strike: $6.69 $242,340.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 5

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2024-05-15

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

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December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 14,000 $11.06 Strike: $12.94 $154,840.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 4

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2023-06-19

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

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December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerStock Option (right to buy) · Derivative 28,000 $14.37 Strike: $9.63 $402,360.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · derivative · entry 3

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2023-01-04

F3 · price: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

F3 · derivative.exercise_date: This Company stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to the excess of $24.00 over the exercise price with respect to such stock option, multiplied by the number of shares of Company common stock subject to such stock option, less any applicable withholding taxes.

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December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerCommon Stock 3,300 $24.00 $79,200.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · nonDerivative · entry 2

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This restricted stock unit ("RSU") award provided for vesting and settlement 100% on the business day prior to the Company's annual stockholder meeting following May 3, 2018 in the form of one share of Company common stock for each RSU. Pursuant to the Merger Agreement, at the Effective Time, each RSU outstanding immediately prior to the Effective Time was canceled and converted into the right to receive an amount in cash, without interest, equal to $24.00, multiplied by the number of shares of Company common stock subject to such RSU, less any applicable withholding taxes.

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December 21, 2018 Filed Dec 21, 2018 12:52 UTC ENDOCYTE INC ECYT · Entity 161591 Disposition to issuerCommon Stock 7,800 $24.00 $187,200.00
Disclosure

SEC source: 0001104659-18-074353 · a4.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of October 17, 2018 (the "Merger Agreement"), by and among Endocyte, Inc. (the "Company"), Novartis AG ("Novartis") and Edinburgh Merger Corporation, a wholly owned subsidiary of Novartis ("Merger Sub"), at the effective time (the "Effective Time") of the merger of Merger Sub with and into the Company, which Effective Time occurred on December 21, 2018, each share of Company common stock was converted into the right to receive an amount in cash equal to $24.00, without interest and less any applicable withholding taxes.

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June 07, 2018 Filed Jun 8, 2018 16:11 UTC AMAG PHARMACEUTICALS, INC. AMAG · Entity 145305 GrantStock Option (Right to Buy) · Derivative 7,543 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0000792977-18-000042 · wf-form4_152848867319627.xml · derivative · entry 2

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,543

Underlying: Common Stock · 7,543 shares

Expires 2028-06-07

F2 · price: Not applicable.

F3 · derivative.exercise_date: Grant of stock option pursuant to the Plan. This option will vest and become exercisable in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders.

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June 07, 2018 Filed Jun 8, 2018 16:11 UTC AMAG PHARMACEUTICALS, INC. AMAG · Entity 145305 GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000792977-18-000042 · wf-form4_152848867319627.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,913

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Common Stock of AMAG Pharmaceuticals, Inc. (the "Issuer"). These shares of Common Stock are issuable pursuant to a grant of restricted stock units pursuant to the Issuer's Fourth Amended & Restated 2007 Equity Incentive Plan, as amended (the "Plan") that will vest in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders, however, delivery of the shares is deferred until the earlier of (a) one year from the date of grant and (b) the date of the director's separation from service to the Issuer.

F2 · price: Not applicable.

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May 03, 2018 Filed May 4, 2018 17:04 UTC ENDOCYTE INC ECYT · Entity 161591 GrantStock Option (right to buy) · Derivative 19,500 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001179110-18-006313 · edgar.xml · derivative · entry 2

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2028-05-03

F2 · derivative.exercise_date: 100% of options vest on the business day prior to the next annual stockholder meeting following the date of grant.

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May 03, 2018 Filed May 4, 2018 17:04 UTC ENDOCYTE INC ECYT · Entity 161591 GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006313 · edgar.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

F1 · shares: Represents restricted stock units that will vest 100% on the business day prior to the next annual stockholder meeting following the date of grant, and will be paid in the form of one share of common stock for each restricted stock unit.

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February 28, 2018 Filed Mar 6, 2018 00:31 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $78.62 $0.00
Disclosure

SEC source: 0001177648-18-000017 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2028-02-28

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (February 28, 2018), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2019 annual meeting of stockholders.

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July 24, 2017 Filed Jul 26, 2017 19:02 UTC Innocoll Holdings plc INNL · Entity 12261 Disposition to issuerStock Option (right to buy) · Derivative 185,500 Not disclosed Strike: $8.12 Not disclosed
Disclosure

SEC source: 0001144204-17-038443 · v471494_4.xml · derivative · entry 2

Russell Lesley · CIK 0001374636 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.01 per share · 185,500 shares

Expires 2026-04-18

F4 · shares: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · price: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

F4 · derivative.underlying_shares: Immediately prior to the Effective Time, the Reporting Person beneficially owned unexercised options to purchase 185,500 Ordinary Shares (the "Options"). Pursuant to the terms of the Transaction Agreement, immediately prior to the Effective Time, the Options were cancelled without any consideration being payable in respect thereof.

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July 24, 2017 Filed Jul 26, 2017 19:02 UTC Innocoll Holdings plc INNL · Entity 12261 Disposition to issuerOrdinary Shares, par value $0.01 per share 187,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-038443 · v471494_4.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Immediately prior to the Effective Time (as defined below), the Reporting Person beneficially owned (i) 7,142 ordinary shares of the Issuer, par value $0.01 per share ("Ordinary Shares") , and (ii) 180,000 restricted stock units ("RSUs") issued under the Issuer's 2016 Omnibus Incentive Compensation Plan (the "Plan").

F2 · price: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3 · price: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

F2 · balance_after: Pursuant to the terms of the Transaction Agreement by and among the Issuer, Gurnet Point L.P., a Delaware limited partnership acting through its general partner Waypoint International GP LLC ("Gurnet Point"), and Lough Ree Technologies Limited, an Irish private limited company and wholly-owned subsidiary of Gurnet Point (the "Transaction Agreement"), each Ordinary Share that was beneficially owned by the Reporting Person immediately prior to the effective time of the scheme (the "Effective Time") now represents the right to receive (i) $1.75 in cash and (ii) a contingent value right which represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events, without interest and net of applicable tax withholdings (the "Consideration").

F3 · balance_after: Pursuant to the terms of the Transaction Agreement, each RSU that was beneficially owned by the Reporting Person immediately prior to the Effective Time, was cancelled and now represents the right to receive the Consideration.

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May 18, 2017 Filed May 22, 2017 19:10 UTC AMAG PHARMACEUTICALS, INC. AMAG · Entity 145305 GrantStock Option (Right to Buy) · Derivative 10,110 Not disclosed Strike: $19.25 Not disclosed
Disclosure

SEC source: 0001179110-17-007787 · edgar.xml · derivative · entry 2

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,110

Underlying: Common Stock · 10,110 shares

Expires 2027-05-18

F2 · price: Not applicable.

F3 · derivative.exercise_date: Grant of stock option pursuant to the Plan. This option will vest and become exercisable in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders.

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May 18, 2017 Filed May 22, 2017 19:10 UTC AMAG PHARMACEUTICALS, INC. AMAG · Entity 145305 GrantCommon Stock 4,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007787 · edgar.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,335

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Common Stock of AMAG Pharmaceuticals, Inc. (the "Issuer"). These shares of Common Stock are issuable pursuant to a grant of restricted stock units pursuant to the Issuer's Fourth Amended & Restated 2007 Equity Incentive Plan (the "Plan") that will vest in twelve equal monthly installments over one year beginning on the first day of the first full month following the Issuer's annual meeting of stockholders, however, delivery of the shares is deferred until the earlier of (a) one year from the date of grant and (b) the date of the director's separation from service to the Issuer.

F2 · price: Not applicable.

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May 04, 2017 Filed May 5, 2017 17:08 UTC ENDOCYTE INC ECYT · Entity 161591 GrantStock Option (right to buy) · Derivative 19,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001179110-17-006713 · edgar.xml · derivative · entry 2

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2027-05-04

F2 · derivative.exercise_date: 100% of options vest on the business day prior to the next annual stockholder meeting following the date of grant.

Read SEC document
May 04, 2017 Filed May 5, 2017 17:08 UTC ENDOCYTE INC ECYT · Entity 161591 GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006713 · edgar.xml · nonDerivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

F1 · shares: Represents restricted stock units that will vest 100% on the business day prior to the next annual stockholder meeting following the date of grant, and will be paid in the form of one share of common stock for each restricted stock unit.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:46 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $29.02 $0.00
Disclosure

SEC source: 0001177648-17-000020 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2026-11-18

F1 · derivative.exercise_date: Such option became and will become exercisable monthly in substantially equal installments over three years, beginning from November 18, 2016.

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November 18, 2016 Filed Nov 22, 2016 22:44 UTC ENANTA PHARMACEUTICALS INC ENTA · Entity 5673 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001177648-16-000005 · edgar.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-11-18

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over three years, beginning from the date of grant (November 18, 2016).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.