Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 22:37 UTC |
Or Yat SunSr. VP & CSO
|
SaleCommon Stock | 269 | $43.92 | $11,814.48 |
DisclosureSEC source: 0001062993-23-007221 · form4.xml · nonDerivative · entry 2 Or Yat Sun · CIK 0001571212 · Sr. VP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,358 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2022. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.86 to $43.96, inclusive. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:37 UTC |
Or Yat SunSr. VP & CSO
|
Exercise / conversionCommon Stock | 13,925 | $14.00 | $194,950.00 |
DisclosureSEC source: 0001062993-23-007221 · form4.xml · nonDerivative · entry 1 Or Yat Sun · CIK 0001571212 · Sr. VP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:26 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 27,912 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006867 · form4.xml · derivative · entry 5 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,912 shares Expires 2023-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, half of which became exercisable upon the achievement of several clinical milestones during the four-year performance period after the date of grant. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:26 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 1,566 | $46.13 | $72,239.58 |
DisclosureSEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 4 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,810 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.54, inclusive. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:26 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 15,649 | $45.31 | $709,056.19 |
DisclosureSEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 3 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,376 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:26 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 10,697 | $44.81 | $479,332.57 |
DisclosureSEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 2 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,025 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.39 to $44.99, inclusive. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 22:26 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionCommon Stock | 27,912 | $14.00 | $390,768.00 |
DisclosureSEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 1 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:21 UTC |
Vance TerryDirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006097 · form4.xml · derivative · entry 1 Vance Terry · CIK 0001572282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:20 UTC |
Russell LesleyDirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006095 · form4.xml · derivative · entry 1 Russell Lesley · CIK 0001374636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:19 UTC |
Peterson KristineDirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006093 · form4.xml · derivative · entry 1 Peterson Kristine · CIK 0001508596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:18 UTC |
Hata Yujiro SDirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006091 · form4.xml · derivative · entry 1 Hata Yujiro S · CIK 0001649119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:16 UTC |
FOLETTA MARK GDirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006089 · form4.xml · derivative · entry 1 FOLETTA MARK G · CIK 0001236389 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:15 UTC |
CARTER BRUCE L ADirector
|
GrantStock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001062993-23-006087 · form4.xml · derivative · entry 1 CARTER BRUCE L A · CIK 0001225503 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires 2033-03-02 F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:51 UTC |
Kieffer Tara LynnSr. VP, New Product Dev.
|
Tax withholdingCommon Stock | 6,725 | $52.77 | $354,878.25 |
DisclosureSEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 3 Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,138 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:51 UTC |
Kieffer Tara LynnSr. VP, New Product Dev.
|
GrantCommon Stock | 11,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 2 Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,863 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:51 UTC |
Kieffer Tara LynnSr. VP, New Product Dev.
|
GrantCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 1 Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,116 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:54 UTC |
Luu BrendanSr. VP, Business Dev.
|
Tax withholdingCommon Stock | 6,416 | $52.77 | $338,572.32 |
DisclosureSEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 3 Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,614 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:54 UTC |
Luu BrendanSr. VP, Business Dev.
|
GrantCommon Stock | 11,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 2 Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,030 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:54 UTC |
Luu BrendanSr. VP, Business Dev.
|
GrantCommon Stock | 8,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 1 Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,670 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:49 UTC |
Gardiner Nathaniel S.Sr. VP & General Counsel
|
Tax withholdingCommon Stock | 6,735 | $52.77 | $355,405.95 |
DisclosureSEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 3 Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,313 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:49 UTC |
Gardiner Nathaniel S.Sr. VP & General Counsel
|
GrantCommon Stock | 11,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 2 Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,048 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:49 UTC |
Gardiner Nathaniel S.Sr. VP & General Counsel
|
GrantCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 1 Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,301 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:46 UTC |
Or Yat SunSr. VP & CSO
|
Tax withholdingCommon Stock | 7,752 | $52.77 | $409,073.04 |
DisclosureSEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 3 Or Yat Sun · CIK 0001571212 · Sr. VP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,702 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:46 UTC |
Or Yat SunSr. VP & CSO
|
GrantCommon Stock | 13,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 2 Or Yat Sun · CIK 0001571212 · Sr. VP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,454 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:46 UTC |
Or Yat SunSr. VP & CSO
|
GrantCommon Stock | 10,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 1 Or Yat Sun · CIK 0001571212 · Sr. VP & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,437 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:44 UTC |
MELLETT PAUL JTreasurer and CFO
|
Tax withholdingCommon Stock | 6,904 | $52.77 | $364,324.08 |
DisclosureSEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 3 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,556 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:44 UTC |
MELLETT PAUL JTreasurer and CFO
|
GrantCommon Stock | 11,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 2 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,460 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:44 UTC |
MELLETT PAUL JTreasurer and CFO
|
GrantCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 1 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,713 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment |
Luly Jay R.Director · President and CEO
|
Tax withholdingCommon Stock | 20,591 | $52.77 | $1,086,587.07 |
DisclosureSEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 3 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,810 F4 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment |
Luly Jay R.Director · President and CEO
|
GrantCommon Stock | 29,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 2 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,401 F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions. F3 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment |
Luly Jay R.Director · President and CEO
|
GrantCommon Stock | 22,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 1 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,255 F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions. F2 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 01:56 UTC |
Luly Jay R.Director · President and CEO
|
Tax withholdingCommon Stock | 20,591 | $52.77 | $1,086,587.07 |
DisclosureSEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 3 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,219 F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 01:56 UTC |
Luly Jay R.Director · President and CEO
|
GrantCommon Stock | 16,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 2 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,810 F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 01:56 UTC |
Luly Jay R.Director · President and CEO
|
GrantCommon Stock | 15,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 1 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,590 F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 00:58 UTC |
MELLETT PAUL JTreasurer and CFO
|
SaleCommon Stock | 800 | $54.41 | $43,528.00 |
DisclosureSEC source: 0001062993-23-002936 · form4.xml · nonDerivative · entry 2 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,463 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2022. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.09 to $54.85, inclusive. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 00:58 UTC |
MELLETT PAUL JTreasurer and CFO
|
SaleCommon Stock | 4,200 | $53.64 | $225,288.00 |
DisclosureSEC source: 0001062993-23-002936 · form4.xml · nonDerivative · entry 1 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2022. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $54.05, inclusive. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 00:11 UTC |
MELLETT PAUL JTreasurer and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,812 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001062993-23-000800 · form4.xml · derivative · entry 2 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,812 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 00:11 UTC |
MELLETT PAUL JTreasurer and CFO
|
Exercise / conversionCommon Stock | 2,812 | $14.18 | $39,874.16 |
DisclosureSEC source: 0001062993-23-000800 · form4.xml · nonDerivative · entry 1 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 00:53 UTC |
MELLETT PAUL JTreasurer and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,148 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001062993-22-024175 · form4.xml · derivative · entry 2 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,148 shares Expires 2022-12-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 00:53 UTC |
MELLETT PAUL JTreasurer and CFO
|
Exercise / conversionCommon Stock | 4,148 | $14.18 | $58,818.64 |
DisclosureSEC source: 0001062993-22-024175 · form4.xml · nonDerivative · entry 1 MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 00:50 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,500 | $0.00 Strike: $27.58 | $0.00 |
DisclosureSEC source: 0001062993-22-024173 · form4.xml · derivative · entry 2 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 14,500 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 00:50 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionCommon Stock | 14,500 | $27.58 | $399,910.00 |
DisclosureSEC source: 0001062993-22-024173 · form4.xml · nonDerivative · entry 1 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,851 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · derivative · entry 7 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,912 Underlying: Common Stock · 13,851 shares Expires 2023-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. As of the date of this filing, a total of 50% of the shares subject to the option have become exercisable. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,149 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · derivative · entry 6 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,149 shares Expires 2022-12-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 13,603 | $45.49 | $618,800.47 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 5 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.85, inclusive. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 8,597 | $44.54 | $382,910.38 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 4 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,408 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.04 to $44.93, inclusive. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
SaleCommon Stock | 7,800 | $43.59 | $340,002.00 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 3 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,005 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $43.99, inclusive. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionCommon Stock | 13,851 | $14.00 | $193,914.00 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 2 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 02:44 UTC |
Luly Jay R.Director · President and CEO
|
Exercise / conversionCommon Stock | 16,149 | $14.18 | $228,992.82 |
DisclosureSEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 1 Luly Jay R. · CIK 0001571211 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 00:30 UTC |
Luu BrendanSr. VP, Business Dev.
|
Tax withholdingCommon Stock | 498 | $44.33 | $22,076.34 |
DisclosureSEC source: 0001062993-22-023369 · form4.xml · nonDerivative · entry 1 Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,725 F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 19, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.