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Nasdaq · USD

ENTA

ENANTA PHARMACEUTICALS INC

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5673
SEC CIK
0001177648
Parsed reports
332

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 22:37 UTC
Or Yat SunSr. VP & CSO
SaleCommon Stock 269 $43.92 $11,814.48
Disclosure

SEC source: 0001062993-23-007221 · form4.xml · nonDerivative · entry 2

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,358

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.86 to $43.96, inclusive.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:37 UTC
Or Yat SunSr. VP & CSO
Exercise / conversionCommon Stock 13,925 $14.00 $194,950.00
Disclosure

SEC source: 0001062993-23-007221 · form4.xml · nonDerivative · entry 1

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 27,912 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · derivative · entry 5

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,912 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, half of which became exercisable upon the achievement of several clinical milestones during the four-year performance period after the date of grant.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 1,566 $46.13 $72,239.58
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 4

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.54, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 15,649 $45.31 $709,056.19
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,376

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 10,697 $44.81 $479,332.57
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,025

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.39 to $44.99, inclusive.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 22:26 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionCommon Stock 27,912 $14.00 $390,768.00
Disclosure

SEC source: 0001062993-23-006867 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:21 UTC
Vance TerryDirector
GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006097 · form4.xml · derivative · entry 1

Vance Terry · CIK 0001572282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:20 UTC GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006095 · form4.xml · derivative · entry 1

Russell Lesley · CIK 0001374636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:19 UTC GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006093 · form4.xml · derivative · entry 1

Peterson Kristine · CIK 0001508596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:18 UTC GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006091 · form4.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:16 UTC GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006089 · form4.xml · derivative · entry 1

FOLETTA MARK G · CIK 0001236389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:15 UTC GrantStock Option (right to buy) · Derivative 10,800 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001062993-23-006087 · form4.xml · derivative · entry 1

CARTER BRUCE L A · CIK 0001225503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2033-03-02

F1 · derivative.exercise_date: Such option will become exercisable monthly in substantially equal installments over one year, beginning from the date of grant (March 2, 2023), with the final monthly installment vesting on the nearest trading day on the Nasdaq Global Select Market preceding the 2024 annual meeting of stockholders.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:51 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
Tax withholdingCommon Stock 6,725 $52.77 $354,878.25
Disclosure

SEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 3

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,138

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:51 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
GrantCommon Stock 11,747 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 2

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,863

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:51 UTC
Kieffer Tara LynnSr. VP, New Product Dev.
GrantCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003719 · form4.xml · nonDerivative · entry 1

Kieffer Tara Lynn · CIK 0001834835 · Sr. VP, New Product Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,116

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:54 UTC
Luu BrendanSr. VP, Business Dev.
Tax withholdingCommon Stock 6,416 $52.77 $338,572.32
Disclosure

SEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 3

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,614

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:54 UTC
Luu BrendanSr. VP, Business Dev.
GrantCommon Stock 11,360 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 2

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,030

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:54 UTC
Luu BrendanSr. VP, Business Dev.
GrantCommon Stock 8,945 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003721 · form4.xml · nonDerivative · entry 1

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,670

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:49 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
Tax withholdingCommon Stock 6,735 $52.77 $355,405.95
Disclosure

SEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 3

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,313

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:49 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
GrantCommon Stock 11,747 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 2

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,048

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:49 UTC
Gardiner Nathaniel S.Sr. VP & General Counsel
GrantCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003717 · form4.xml · nonDerivative · entry 1

Gardiner Nathaniel S. · CIK 0001607643 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,301

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:46 UTC
Or Yat SunSr. VP & CSO
Tax withholdingCommon Stock 7,752 $52.77 $409,073.04
Disclosure

SEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 3

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,702

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:46 UTC
Or Yat SunSr. VP & CSO
GrantCommon Stock 13,017 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 2

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,454

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:46 UTC
Or Yat SunSr. VP & CSO
GrantCommon Stock 10,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003715 · form4.xml · nonDerivative · entry 1

Or Yat Sun · CIK 0001571212 · Sr. VP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,437

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:44 UTC
MELLETT PAUL JTreasurer and CFO
Tax withholdingCommon Stock 6,904 $52.77 $364,324.08
Disclosure

SEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 3

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,556

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:44 UTC
MELLETT PAUL JTreasurer and CFO
GrantCommon Stock 11,747 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,460

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:44 UTC
MELLETT PAUL JTreasurer and CFO
GrantCommon Stock 9,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003713 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,713

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment
Luly Jay R.Director · President and CEO
Tax withholdingCommon Stock 20,591 $52.77 $1,086,587.07
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F4 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment
Luly Jay R.Director · President and CEO
GrantCommon Stock 29,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,401

F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions.

F3 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 02:42 UTC Amendment
Luly Jay R.Director · President and CEO
GrantCommon Stock 22,950 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003712 · form4a.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,255

F1 · shares: This Form 4/A is being filed to correct an administrative error in the reported number of securities granted and the amount of securities beneficially owned following the transactions.

F2 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC
Luly Jay R.Director · President and CEO
Tax withholdingCommon Stock 20,591 $52.77 $1,086,587.07
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,219

F3 · shares: Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC
Luly Jay R.Director · President and CEO
GrantCommon Stock 16,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,810

F2 · shares: Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 18, 2020 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 16, 2023 01:56 UTC
Luly Jay R.Director · President and CEO
GrantCommon Stock 15,285 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003705 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,590

F1 · shares: Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 18, 2020 that vested as a result of the achievement of a research and development milestone in calendar 2022 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 13, 2023.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:58 UTC
MELLETT PAUL JTreasurer and CFO
SaleCommon Stock 800 $54.41 $43,528.00
Disclosure

SEC source: 0001062993-23-002936 · form4.xml · nonDerivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,463

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.09 to $54.85, inclusive.

Read SEC document
February 09, 2023 Filed Feb 14, 2023 00:58 UTC
MELLETT PAUL JTreasurer and CFO
SaleCommon Stock 4,200 $53.64 $225,288.00
Disclosure

SEC source: 0001062993-23-002936 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $54.05, inclusive.

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January 09, 2023 Filed Jan 11, 2023 00:11 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,812 $0.00 Strike: $14.18 $0.00
Disclosure

SEC source: 0001062993-23-000800 · form4.xml · derivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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January 09, 2023 Filed Jan 11, 2023 00:11 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionCommon Stock 2,812 $14.18 $39,874.16
Disclosure

SEC source: 0001062993-23-000800 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 19, 2022 Filed Dec 20, 2022 00:53 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,148 $0.00 Strike: $14.18 $0.00
Disclosure

SEC source: 0001062993-22-024175 · form4.xml · derivative · entry 2

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,148 shares

Expires 2022-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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December 19, 2022 Filed Dec 20, 2022 00:53 UTC
MELLETT PAUL JTreasurer and CFO
Exercise / conversionCommon Stock 4,148 $14.18 $58,818.64
Disclosure

SEC source: 0001062993-22-024175 · form4.xml · nonDerivative · entry 1

MELLETT PAUL J · CIK 0001185034 · Treasurer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 19, 2022 Filed Dec 20, 2022 00:50 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001062993-22-024173 · form4.xml · derivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 14,500 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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December 19, 2022 Filed Dec 20, 2022 00:50 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionCommon Stock 14,500 $27.58 $399,910.00
Disclosure

SEC source: 0001062993-22-024173 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 13,851 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · derivative · entry 7

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,912

Underlying: Common Stock · 13,851 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On March 21, 2013, the reporting person was granted an option to purchase 83,526 shares of common stock, which becomes reportable on Form 4 only if and to the extent that the option becomes exercisable. The option becomes exercisable in up to nine installments, based on Enanta's achievement of certain clinical milestones with respect to three or more programs that progress in clinical development. As of the date of this filing, a total of 50% of the shares subject to the option have become exercisable.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,149 $0.00 Strike: $14.18 $0.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · derivative · entry 6

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,149 shares

Expires 2022-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of the shares subject to the option are fully vested and exercisable.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 13,603 $45.49 $618,800.47
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 5

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,805

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.85, inclusive.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 8,597 $44.54 $382,910.38
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 4

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,408

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $44.04 to $44.93, inclusive.

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December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
SaleCommon Stock 7,800 $43.59 $340,002.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 3

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,005

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $43.29 to $43.99, inclusive.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionCommon Stock 13,851 $14.00 $193,914.00
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 2

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 02:44 UTC
Luly Jay R.Director · President and CEO
Exercise / conversionCommon Stock 16,149 $14.18 $228,992.82
Disclosure

SEC source: 0001062993-22-024037 · form4.xml · nonDerivative · entry 1

Luly Jay R. · CIK 0001571211 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:30 UTC
Luu BrendanSr. VP, Business Dev.
Tax withholdingCommon Stock 498 $44.33 $22,076.34
Disclosure

SEC source: 0001062993-22-023369 · form4.xml · nonDerivative · entry 1

Luu Brendan · CIK 0001842369 · Sr. VP, Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

F1 · shares: Represents the number of shares of ENTA common stock forfeited by the reporting person to cover withholding taxes due as a result of settlement of a portion of the restricted stock unit award granted on November 19, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.