Last 12 months
Inside the activity.
6 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 1 |
| Jun 2026 | 1 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 5, 2019 00:14 UTC |
MORA RICHARDDirector
|
Exercise / conversionCommon Stock | 49,788 | $2.58 | $128,453.04 |
DisclosureSEC source: 0001463101-19-000012 · wf-form4_155174487611754.xml · nonDerivative · entry 1 MORA RICHARD · CIK 0001599770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 00:02 UTC |
RANHOFF DAVID AVP & Chief Commercial Officer
|
Tax withholdingRestricted Stock Units | 105,602 | $5.46 | $576,312.35 |
DisclosureSEC source: 0001463101-18-000126 · wf-form4_154414093005953.xml · nonDerivative · entry 1 RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,398 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the RSUs granted on December 1, 2017. The remaining RSUs corrected vesting schedule is as follows: 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest on each six-month anniversary of November 11, 2017, provided that the grantee remains in Continuous Service (as defined in the Plan) from the date of grant through each such vesting date. Read SEC document |
| December 03, 2018 Filed Mar 27, 2019 01:35 UTC Amendment |
Branderiz EricVP & Chief Financial Officer
|
SaleCommon Stock | 2,210 | $5.58 | $12,331.80 |
DisclosureSEC source: 0001463101-19-000044 · wf-form4a_155365052306559.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,211 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. F5 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has remitted to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,222.13. Read SEC document |
| December 03, 2018 Filed Mar 27, 2019 01:26 UTC Amendment |
Kothandaraman BadrinarayananDirector · President & CEO
|
SaleCommon Stock | 2,370 | $5.58 | $13,224.60 |
DisclosureSEC source: 0001463101-19-000041 · wf-form4a_155364995255914.xml · nonDerivative · entry 2 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,839 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. F5 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,659.71. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:45 UTC |
Branderiz EricVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,210 | $5.58 | $12,331.80 |
DisclosureSEC source: 0001463101-18-000124 · wf-form4_154388070460433.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,211 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:45 UTC |
Branderiz EricVP & Chief Financial Officer
|
GrantCommon Stock | 6,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000124 · wf-form4_154388070460433.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,421 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:35 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
Tax withholdingCommon Stock | 2,370 | $5.58 | $13,224.60 |
DisclosureSEC source: 0001463101-18-000122 · wf-form4_154388012326973.xml · nonDerivative · entry 2 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,839 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:35 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantCommon Stock | 6,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000122 · wf-form4_154388012326973.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,209 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:18 UTC |
RANHOFF DAVID AVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 2,016 | $5.58 | $11,249.28 |
DisclosureSEC source: 0001463101-18-000120 · wf-form4_154387909765745.xml · nonDerivative · entry 2 RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,305 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 23:18 UTC |
RANHOFF DAVID AVP & Chief Commercial Officer
|
GrantCommon Stock | 5,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000120 · wf-form4_154387909765745.xml · nonDerivative · entry 1 RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,321 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| November 30, 2018 Filed Mar 27, 2019 01:35 UTC Amendment |
Branderiz EricVP & Chief Financial Officer
|
GrantCommon Stock | 6,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000044 · wf-form4a_155365052306559.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,421 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. F3 · balance_after: Includes 300,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| November 30, 2018 Filed Mar 27, 2019 01:26 UTC Amendment |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantCommon Stock | 6,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000041 · wf-form4a_155364995255914.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,209 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. F3 · balance_after: Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 17:24 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
PurchaseCommon Stock | 15,000 | $5.69 | $85,275.00 |
DisclosureSEC source: 0001463101-18-000118 · wf-form4_154169782679645.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,440 Read SEC document |
| October 25, 2018 Filed Mar 15, 2019 20:15 UTC |
Yang MandyChief Accounting Officer
|
GrantRestricted Stock Units | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000035 · wf-form4_155268091265588.xml · nonDerivative · entry 1 Yang Mandy · CIK 0001645551 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · shares: The RSUs will vest as follows: (a) 25% of the shares (rounded down to the nearest whole share) shall vest on the Initial Vesting Date of the 15th of the month one year following hiring date and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date. Read SEC document |
| September 04, 2018 Filed Mar 27, 2019 01:32 UTC Amendment |
Branderiz EricVP & Chief Financial Officer
|
SaleCommon Stock | 6,863 | $4.86 | $33,354.18 |
DisclosureSEC source: 0001463101-19-000043 · wf-form4a_155365031466374.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,109 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| September 04, 2018 Filed Mar 27, 2019 01:23 UTC Amendment |
Kothandaraman BadrinarayananDirector · President & CEO
|
SaleCommon Stock | 10,114 | $4.86 | $49,154.04 |
DisclosureSEC source: 0001463101-19-000040 · wf-form4a_155364979885415.xml · nonDerivative · entry 2 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,440 F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:33 UTC |
RANHOFF DAVID AVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 7,853 | $4.86 | $38,165.58 |
DisclosureSEC source: 0001463101-18-000094 · wf-form4_153610400287353.xml · nonDerivative · entry 2 RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,564 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:33 UTC |
RANHOFF DAVID AVP & Chief Commercial Officer
|
GrantCommon Stock | 22,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000094 · wf-form4_153610400287353.xml · nonDerivative · entry 1 RANHOFF DAVID A · CIK 0001216875 · VP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,417 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:34 UTC |
Branderiz EricVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 6,863 | $4.86 | $33,354.18 |
DisclosureSEC source: 0001463101-18-000095 · wf-form4_153610403332711.xml · nonDerivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,109 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:34 UTC |
Branderiz EricVP & Chief Financial Officer
|
GrantCommon Stock | 18,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000095 · wf-form4_153610403332711.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,972 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:31 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
Tax withholdingCommon Stock | 10,114 | $4.86 | $49,154.04 |
DisclosureSEC source: 0001463101-18-000091 · wf-form4_153610388955743.xml · nonDerivative · entry 2 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,440 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:31 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantCommon Stock | 28,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000091 · wf-form4_153610388955743.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,554 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. Read SEC document |
| August 31, 2018 Filed Mar 27, 2019 01:32 UTC Amendment |
Branderiz EricVP & Chief Financial Officer
|
GrantCommon Stock | 18,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000043 · wf-form4a_155365031466374.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,972 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. F3 · balance_after: Includes 300,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| August 31, 2018 Filed Mar 27, 2019 01:23 UTC Amendment |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantCommon Stock | 28,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-19-000040 · wf-form4a_155364979885415.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,554 F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date. F3 · balance_after: Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 15:21 UTC |
Branderiz EricVP & Chief Financial Officer
|
PurchaseCommon Stock | 19,880 | $5.03 | $99,936.76 |
DisclosureSEC source: 0001463101-18-000089 · wf-form4_153503766649574.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,880 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.02 to $5.04. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:11 UTC |
Rodgers Thurman JDirector
|
Grant4% Convertible Senior Notes due 2023 · Derivative | 5,000,000 | $5,000,000.00 | $25,000,000,000,000.00 |
DisclosureSEC source: 0001463101-18-000087 · wf-form4_153479948831276.xml · derivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000,000 Underlying: Common Stock · 900,090 shares Expires not disclosed F1 · derivative.exercise_price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture. F2 · derivative.exercise_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date. F2 · derivative.expiration_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date. F1 · derivative.underlying_shares: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture. F3 · ownership.nature: The Convertible Notes are owned by the Rodgers Massey Revocable Trust dtd 4/4/11, for which the Reporting Person and his souse serve as trustee. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 16:51 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
PurchaseCommon Stock | 15,000 | $4.88 | $73,195.50 |
DisclosureSEC source: 0001463101-18-000085 · wf-form4_153478390198349.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,677 Read SEC document |
| August 20, 2018 Filed Mar 27, 2019 01:20 UTC Amendment |
Kothandaraman BadrinarayananDirector · President & CEO
|
PurchaseCommon Stock | 15,000 | $4.88 | $73,195.50 |
DisclosureSEC source: 0001463101-19-000039 · wf-form4a_155364960112864.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,677 F1 · balance_after: Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 15:35 UTC |
MORA RICHARDDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-18-000077 · wf-form4_153365610119046.xml · derivative · entry 2 MORA RICHARD · CIK 0001599770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,052 Underlying: Common Stock · 60,000 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Issued under the 2011 Equity Incentive Plan. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 15:35 UTC |
MORA RICHARDDirector
|
Exercise / conversionCommon Stock | 60,000 | $0.70 | $42,000.00 |
DisclosureSEC source: 0001463101-18-000077 · wf-form4_153365610119046.xml · nonDerivative · entry 1 MORA RICHARD · CIK 0001599770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:10 UTC |
Branderiz EricVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000065 · wf-form4_152822938553549.xml · derivative · entry 3 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F6 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and up to 150% vesting if greater than 100% of goals are completed. F6 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and up to 150% vesting if greater than 100% of goals are completed. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions not met. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:10 UTC |
Branderiz EricVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000065 · wf-form4_152822938553549.xml · derivative · entry 2 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F4 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F4 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions not met. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:10 UTC |
Branderiz EricVP & Chief Financial Officer
|
GrantRestricted Stock Units | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000065 · wf-form4_152822938553549.xml · nonDerivative · entry 1 Branderiz Eric · CIK 0001352816 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs will vest as follows: (a) 25% of the shares (rounded down to the nearest whole share) shall vest on the Initial Vesting Date ofthe 15th of the month one year following hiring date and (b) thereafter 12.5% of the shares (rounded down to the nearest whole share, except for the last vesting installment) shall vest and become exercisable on each six-month anniversary of the Initial Vesting Date, provided that the grantee remains in Continuous Service (as defined in the Plan) from the Date of Grant through each such vesting date. Read SEC document |
| May 21, 2018 Filed May 21, 2018 22:15 UTC Amendment |
GOMO STEVEN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 31,609 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-18-000058 · wf-form4a_152694087862534.xml · derivative · entry 1 GOMO STEVEN J · CIK 0001224095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,277 Underlying: Common Stock · 31,609 shares Expires 2025-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: Edited to correct a typo in original filing of same date. F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). F2 · derivative.underlying_shares: Edited to correct a typo in original filing of same date. F2 · balance_after: Edited to correct a typo in original filing of same date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:16 UTC |
MORA RICHARDDirector
|
GrantOption (right to buy) · Derivative | 24,954 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-18-000056 · wf-form4_152693736858664.xml · derivative · entry 1 MORA RICHARD · CIK 0001599770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,006 Underlying: Common Stock · 24,954 shares Expires 2025-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:10 UTC |
Kortlang Benjamin JohnDirector
|
GrantOption (right to buy) · Derivative | 24,954 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-18-000055 · wf-form4_152693701115088.xml · derivative · entry 1 Kortlang Benjamin John · CIK 0001543816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,006 Underlying: Common Stock · 24,954 shares Expires 2025-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:56 UTC |
Rodgers Thurman JDirector
|
GrantOption (right to buy) · Derivative | 24,954 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-18-000053 · wf-form4_152693613331040.xml · derivative · entry 1 RODGERS THURMAN J · CIK 0001183967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,006 Underlying: Common Stock · 24,954 shares Expires 2024-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| May 17, 2018 Filed May 21, 2018 21:04 UTC |
GOMO STEVEN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 31,509 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001463101-18-000054 · wf-form4_152693665929412.xml · derivative · entry 1 GOMO STEVEN J · CIK 0001224095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,177 Underlying: Common Stock · 31,509 shares Expires 2024-05-17 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| May 15, 2018 Filed May 16, 2018 23:03 UTC |
Garcia HumbertoVP and CFO
|
Tax withholdingRestricted Stock Units | 8,742 | $5.41 | $47,294.22 |
DisclosureSEC source: 0001463101-18-000049 · wf-form4_152651172555019.xml · nonDerivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,721 F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on September 28, 2017. F3 · balance_after: Balance includes a non-reportable acquisition of 2,000 shares purchased through the Company's 2011 Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 23:03 UTC |
Garcia HumbertoVP and CFO
|
Tax withholdingRestricted Stock Units | 4,661 | $5.41 | $25,216.01 |
DisclosureSEC source: 0001463101-18-000049 · wf-form4_152651172555019.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,463 F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) granted on May 1, 2017. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC |
Garcia HumbertoVP and CFO
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · derivative · entry 3 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2019-03-29 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F6 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F6 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC |
Garcia HumbertoVP and CFO
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · derivative · entry 2 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units. F4 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00. F4 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions are not met. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:56 UTC |
Garcia HumbertoVP and CFO
|
GrantRestricted Stock Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000036 · wf-form4_152287898881921.xml · nonDerivative · entry 1 Garcia Humberto · CIK 0001682076 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,124 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs will vest as follows: 50% on March 29, 2019 and 50% on March 29, 2020, subject to the employee remaining an employee in good standing in the same or a similar role on such vesting dates. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 01:36 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000034 · wf-form4_152280574731964.xml · derivative · entry 3 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units F6 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and up to 150% vesting if greater than 100% of goals are completed. F6 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and up to 150% vesting if greater than 100% of goals are completed. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions not met. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 01:36 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000034 · wf-form4_152280574731964.xml · derivative · entry 2 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires not disclosed F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · security: Grant is of performance-based stock units F4 · derivative.exercise_price: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F4 · derivative.exercise_date: Performance shares are eligible to vest on March 29, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, is VWAP is between $3.01 and $6.00. F5 · derivative.expiration_date: RSUs expire March 29, 2019 if, or to the extent, vesting conditions not met. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 01:36 UTC |
Kothandaraman BadrinarayananDirector · President & CEO
|
GrantRestricted Stock Units | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001463101-18-000034 · wf-form4_152280574731964.xml · nonDerivative · entry 1 Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,677 F1 · security: Issued pursuant to the 2011 Equity Incentive Plan. F2 · shares: The RSUs will vest as follows: 50% on March 29, 2019 and 50% on March 29, 2020, subject to the employee remaining an employee in good standing in the same or a similar role on such vesting dates. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC |
Weber John HowardDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 49,788 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · derivative · entry 6 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,776 Underlying: Common Stock · 49,788 shares Expires 2023-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). F4 · balance_after: Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC |
Weber John HowardDirector
|
Exercise / conversionOption (right to buy) · Derivative | 27,763 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · derivative · entry 5 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,564 Underlying: Common Stock · 27,763 shares Expires 2024-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Issued pursuant to the 2011 Equity Incentive Plan. F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC |
Weber John HowardDirector
|
SaleCommon Stock | 49,788 | $3.88 | $192,938.46 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 4 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 23:13 UTC |
Weber John HowardDirector
|
Exercise / conversionCommon Stock | 49,788 | $2.58 | $128,453.04 |
DisclosureSEC source: 0001463101-18-000019 · wf-form4_152046436579618.xml · nonDerivative · entry 3 Weber John Howard · CIK 0001564288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.