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EASTMAN CHEMICAL CO

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1780
SEC CIK
0000915389
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685

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 2, 2017 14:48 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 17,227 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005940 · doc4.xml · derivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,227

Underlying: Common Stock · 17,227 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:44 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
GrantEmployee Stock Option (right to buy) · Derivative 12,920 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005938 · doc4.xml · derivative · entry 1

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

Underlying: Common Stock · 12,920 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:42 UTC
Costa Mark JDirector · CEO and Board Chair
GrantEmployee Stock Option (right to buy) · Derivative 167,959 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005936 · doc4.xml · derivative · entry 1

Costa Mark J · CIK 0001364708 · Director · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,959

Underlying: Common Stock · 167,959 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:40 UTC
COX MARK KSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 15,074 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005934 · doc4.xml · derivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,074

Underlying: Common Stock · 15,074 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:38 UTC
LICH BRAD AEVP & Chief Comm. Officer
GrantEmployee Stock Option (right to buy) · Derivative 38,760 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005932 · doc4.xml · derivative · entry 1

LICH BRAD A · CIK 0001595845 · EVP & Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:32 UTC GrantEmployee Stock Option (right to buy) · Derivative 22,072 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005928 · doc4.xml · derivative · entry 1

Golden David A. · CIK 0001566694 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,072

Underlying: Common Stock · 22,072 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:36 UTC GrantEmployee Stock Option (right to buy) · Derivative 37,468 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005930 · doc4.xml · derivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,468

Underlying: Common Stock · 37,468 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 8,075 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 8

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,075

Underlying: Common Stock · 8,075 shares

Expires 2027-02-27

F5 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
GrantRestrictive Stock Units · Derivative 2,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 7

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F4 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment.

F4 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. King's continued employment.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · derivative · entry 6

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F2 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
SaleCommon Stock 5,000 $79.55 $397,750.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 3

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,831

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.50 to $79.70. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
SaleCommon Stock 3,000 $79.57 $238,710.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:24 UTC
King Scott V.CAO & Controller
Exercise / conversionCommon Stock 3,000 $39.84 $119,520.00
Disclosure

SEC source: 0000899243-17-005926 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:20 UTC
BOLDEA LUCIANSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 23,687 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005924 · doc4.xml · derivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,687

Underlying: Common Stock · 23,687 shares

Expires 2027-02-27

F2 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:20 UTC
BOLDEA LUCIANSenior Vice President
SaleCommon Stock 821 $80.08 $65,745.68
Disclosure

SEC source: 0000899243-17-005924 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $80.08 to $80.09. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:17 UTC GrantRestricted Stock Units · Derivative 12,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005922 · doc4.xml · derivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Common Stock · 12,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F3 · derivative.exercise_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. Crawford's continued employment.

F3 · derivative.expiration_date: The restricted stock units will vest and payout in unrestricted shares of Company stock on February 28, 2020, subject to Mr. Crawford's continued employment.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:17 UTC GrantEmployee Stock Option (right to buy) · Derivative 18,304 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005922 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,304

Underlying: Common Stock · 18,304 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 14:10 UTC
WARMACK DAMON CARYSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 17,227 $0.00 Strike: $80.25 $0.00
Disclosure

SEC source: 0000899243-17-005920 · doc4.xml · derivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,227

Underlying: Common Stock · 17,227 shares

Expires 2027-02-27

F1 · derivative.exercise_date: One-third of the option becomes exercisable on February 28, 2018, February 28, 2019, and February 28, 2020, respectively.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Exercise / conversionEmployee stock option (right to buy) · Derivative 1,868 $0.00 Strike: $18.30 $0.00
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · derivative · entry 7

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,868 shares

Expires 2018-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Exercise / conversionEmployee stock option (right to buy) · Derivative 9,100 $0.00 Strike: $27.82 $0.00
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · derivative · entry 6

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires 2019-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F3 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F3 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
SaleCommon Stock 1,868 $81.23 $151,737.64
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 4

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

F2 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $81.21 to $81.26. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Exercise / conversionCommon Stock 1,868 $18.30 $34,184.40
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 3

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
SaleCommon Stock 9,100 $81.27 $739,557.00
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 2

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $81.21 to $81.34. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
February 22, 2017 Filed Feb 23, 2017 17:05 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Exercise / conversionCommon Stock 9,100 $27.82 $253,162.00
Disclosure

SEC source: 0000899243-17-005056 · doc4.xml · nonDerivative · entry 1

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 14:58 UTC
King Scott V.CAO & Controller
Tax withholdingCommon Stock 430 $80.25 $34,507.50
Disclosure

SEC source: 0000899243-17-004674 · doc4.xml · nonDerivative · entry 2

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 14:58 UTC
King Scott V.CAO & Controller
GrantCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004674 · doc4.xml · nonDerivative · entry 1

King Scott V. · CIK 0001444370 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:46 UTC Tax withholdingCommon Stock 937 $80.25 $75,194.25
Disclosure

SEC source: 0000899243-17-004661 · doc4.xml · nonDerivative · entry 2

Golden David A. · CIK 0001566694 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,057

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:46 UTC GrantCommon Stock 3,381 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004661 · doc4.xml · nonDerivative · entry 1

Golden David A. · CIK 0001566694 · SVP, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,994

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:43 UTC
Costa Mark JCEO and Board Chair
SaleCommon Stock 16,250 $79.97 $1,299,512.50
Disclosure

SEC source: 0000899243-17-004659 · doc4.xml · nonDerivative · entry 3

Costa Mark J · CIK 0001364708 · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,991

F3 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $79.96 to $80.05. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:43 UTC
Costa Mark JCEO and Board Chair
Tax withholdingCommon Stock 6,860 $80.25 $550,515.00
Disclosure

SEC source: 0000899243-17-004659 · doc4.xml · nonDerivative · entry 2

Costa Mark J · CIK 0001364708 · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,241

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:43 UTC
Costa Mark JCEO and Board Chair
GrantCommon Stock 20,661 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004659 · doc4.xml · nonDerivative · entry 1

Costa Mark J · CIK 0001364708 · CEO and Board Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,101

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:42 UTC
WARMACK DAMON CARYSenior Vice President
Tax withholdingCommon Stock 276 $80.25 $22,149.00
Disclosure

SEC source: 0000899243-17-004657 · doc4.xml · nonDerivative · entry 2

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:42 UTC
WARMACK DAMON CARYSenior Vice President
GrantCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004657 · doc4.xml · nonDerivative · entry 1

WARMACK DAMON CARY · CIK 0001678132 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,416

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:41 UTC
BOLDEA LUCIANSenior Vice President
Tax withholdingCommon Stock 351 $80.25 $28,167.75
Disclosure

SEC source: 0000899243-17-004656 · doc4.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:41 UTC
BOLDEA LUCIANSenior Vice President
GrantCommon Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004656 · doc4.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:41 UTC Tax withholdingCommon Stock 2,033 $80.25 $163,148.25
Disclosure

SEC source: 0000899243-17-004655 · doc4.xml · nonDerivative · entry 2

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,461

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:41 UTC GrantCommon Stock 5,823 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004655 · doc4.xml · nonDerivative · entry 1

ESPELAND CURTIS E · CIK 0001240432 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,494

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:39 UTC Tax withholdingCommon Stock 404 $80.25 $32,421.00
Disclosure

SEC source: 0000899243-17-004653 · doc4.xml · nonDerivative · entry 2

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,691

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:39 UTC GrantCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004653 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN GLENN · CIK 0001596466 · SVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:37 UTC
Stuckey PerrySVP, Chf HR Ofcr
Tax withholdingCommon Stock 845 $80.25 $67,811.25
Disclosure

SEC source: 0000899243-17-004651 · doc4.xml · nonDerivative · entry 2

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 13:37 UTC
Stuckey PerrySVP, Chf HR Ofcr
GrantCommon Stock 3,006 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004651 · doc4.xml · nonDerivative · entry 1

Stuckey Perry · CIK 0001566727 · SVP, Chf HR Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

F2 · balance_after: Includes 256 shares acquired since February 19, 2016 resulting from automatic reinvestment of dividends.

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February 17, 2017 Filed Feb 21, 2017 13:37 UTC
LICH BRAD AChief Comm. Officer
Tax withholdingCommon Stock 922 $80.25 $73,990.50
Disclosure

SEC source: 0000899243-17-004650 · doc4.xml · nonDerivative · entry 2

LICH BRAD A · CIK 0001595845 · Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,893

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 17, 2017 Filed Feb 21, 2017 13:37 UTC
LICH BRAD AChief Comm. Officer
GrantCommon Stock 3,381 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004650 · doc4.xml · nonDerivative · entry 1

LICH BRAD A · CIK 0001595845 · Chief Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,815

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

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February 17, 2017 Filed Feb 21, 2017 13:34 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
Tax withholdingCommon Stock 549 $80.25 $44,057.25
Disclosure

SEC source: 0000899243-17-004647 · doc4.xml · nonDerivative · entry 2

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

F2 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 17, 2017 Filed Feb 21, 2017 13:34 UTC
Chung Michael HKSVP, Chief Int'l Ventures Ofcr
GrantCommon Stock 1,878 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004647 · doc4.xml · nonDerivative · entry 1

Chung Michael HK · CIK 0001509922 · SVP, Chief Int'l Ventures Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,516

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

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February 17, 2017 Filed Feb 21, 2017 13:20 UTC
COX MARK KSenior Vice President
Tax withholdingCommon Stock 341 $80.25 $27,365.25
Disclosure

SEC source: 0000899243-17-004641 · doc4.xml · nonDerivative · entry 2

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,940

F3 · shares: Shares of common stock withheld in payment of tax liability incident to payout under performance shares.

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February 17, 2017 Filed Feb 21, 2017 13:20 UTC
COX MARK KSenior Vice President
GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004641 · doc4.xml · nonDerivative · entry 1

COX MARK K · CIK 0001595866 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,281

F1 · shares: Payout under performance shares awarded at beginning of three-year (2014-2016) performance period.

F2 · balance_after: Includes 136 shares acquired since February 19, 2016 resulting from automatic reinvestment of dividends.

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February 14, 2017 Filed Feb 15, 2017 18:36 UTC Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0000899243-17-004152 · doc4.xml · derivative · entry 3

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2017-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

F1 · derivative.underlying_shares: The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.

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February 14, 2017 Filed Feb 15, 2017 18:36 UTC SaleCommon Stock 4,000 $80.08 $320,320.00
Disclosure

SEC source: 0000899243-17-004152 · doc4.xml · nonDerivative · entry 2

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,604

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February 14, 2017 Filed Feb 15, 2017 18:36 UTC Exercise / conversionCommon Stock 4,000 $33.36 $133,440.00
Disclosure

SEC source: 0000899243-17-004152 · doc4.xml · nonDerivative · entry 1

KLING LEWIS M · CIK 0001248042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.