Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 465 | $2.64 | $1,227.60 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 8 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,931 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 200 | $2.63 | $526.00 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 7 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,466 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 800 | $2.62 | $2,096.00 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 6 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,266 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 300 | $2.60 | $780.00 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,466 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 198 | $2.65 | $524.70 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,166 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 1,102 | $2.64 | $2,909.28 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,968 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 2,800 | $2.62 | $7,336.00 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,866 Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 21:34 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 200 | $2.74 | $548.00 |
DisclosureSEC source: 0001209191-19-047559 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,066 F1 · ownership.direct: The shares shown and all other shares shown in this Report as owned directly include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 16:40 UTC |
LEE WILLIS CDirector · Vice Chairman & COO
|
PurchaseCommon stock, $0.001 par value | 600 | $2.62 | $1,572.00 |
DisclosureSEC source: 0001209191-19-047679 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,384 Read SEC document |
| August 27, 2019 Filed Sep 9, 2019 17:48 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 25,900 | $2.65 | $68,635.00 |
DisclosureSEC source: 0001209191-19-048861 · doc4a.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223,293 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.74, inclusive. Read SEC document |
| August 27, 2019 Filed Sep 9, 2019 17:48 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 4,100 | $2.63 | $10,783.00 |
DisclosureSEC source: 0001209191-19-048861 · doc4a.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,197,393 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.65, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| August 27, 2019 Filed Sep 9, 2019 17:46 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 4,000 | $2.65 | $10,600.00 |
DisclosureSEC source: 0001209191-19-048859 · doc4a.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,193,293 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.70, inclusive. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.33 | $333.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 13 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,166 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.22 | $322.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 12 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,066 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 300 | $3.26 | $978.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 11 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,966 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 200 | $3.22 | $644.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 10 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,666 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 1,700 | $3.22 | $5,465.50 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 9 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,466 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 800 | $3.20 | $2,560.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 8 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,766 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.19 | $319.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 7 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,966 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 600 | $3.18 | $1,908.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 6 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,866 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 900 | $3.17 | $2,853.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,266 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 300 | $3.16 | $948.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,366 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 400 | $3.15 | $1,260.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,066 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.14 | $314.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,666 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:33 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 400 | $3.11 | $1,244.00 |
DisclosureSEC source: 0001209191-19-047558 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,566 F1 · ownership.direct: The shares shown and all other shares shown in this Report as owned directly include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| August 26, 2019 Filed Sep 9, 2019 17:46 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,000 | $3.19 | $19,140.00 |
DisclosureSEC source: 0001209191-19-048859 · doc4a.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,189,293 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.11 to $3.33, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (3) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 3,167 | $3.40 | $10,767.80 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 18 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,181,626 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 193 | $3.39 | $654.27 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 17 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178,459 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 2,740 | $3.35 | $9,179.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 16 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178,266 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.34 | $334.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 15 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175,526 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.32 | $332.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 14 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175,426 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, 40.001 par value | 200 | $3.32 | $663.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 13 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175,326 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 16:27 UTC |
LEE WILLIS CDirector · Vice Chairman & COO
|
PurchaseCommon stock, $0.001 par value | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0001209191-19-047235 · doc4.xml · nonDerivative · entry 1 LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,784 Read SEC document |
| August 21, 2019 Filed Sep 9, 2019 17:40 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,500 | $3.37 | $21,905.00 |
DisclosureSEC source: 0001209191-19-048857 · doc4a.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183,293 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.315 to $3.40, inclusive. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 3,846 | $3.40 | $13,076.40 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 12 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175,126 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 25 | $3.39 | $84.75 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 11 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,171,280 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.38 | $338.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 10 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,171,255 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 1,600 | $3.37 | $5,392.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 9 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,171,155 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 914 | $3.36 | $3,071.04 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 8 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,169,555 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 15 | $3.34 | $50.10 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 7 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,168,641 Read SEC document |
| August 20, 2019 Filed Sep 9, 2019 17:40 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,500 | $3.39 | $22,035.00 |
DisclosureSEC source: 0001209191-19-048857 · doc4a.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,176,793 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.34 to $3.40, inclusive. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 5,100 | $3.40 | $17,340.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 6 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,168,626 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.39 | $338.50 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,163,526 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.38 | $337.50 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 4 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,163,426 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 1,000 | $3.37 | $3,370.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 3 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,163,326 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.36 | $336.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 2 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162,326 Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 20:43 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 100 | $3.34 | $334.00 |
DisclosureSEC source: 0001209191-19-047002 · doc4.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,162,226 F1 · ownership.direct: The shares shown and all other shares shown in this Report as owned directly include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| August 19, 2019 Filed Sep 9, 2019 17:40 UTC Amendment |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
PurchaseCommon stock, $0.001 par value | 6,500 | $3.39 | $22,035.00 |
DisclosureSEC source: 0001209191-19-048857 · doc4a.xml · nonDerivative · entry 1 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,170,293 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.34 to $3.40, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.direct: The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Read SEC document |
| July 17, 2019 Filed Sep 26, 2019 18:51 UTC |
Niihara YutakaDirector · Chairman and CEO · 10% owner
|
GiftCommon stock, $0.001 par value | 46,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050858 · doc4.xml · nonDerivative · entry 5 Niihara Yutaka · CIK 0001517691 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian shares Disclosed balance after: 0 F5 · ownership.nature: The shares shown were transferred by Dr. Niihara to his adult children who do not share his household. Dr. Niihara previously held the shares as custodian for his children. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 23:26 UTC |
D'Ambrosio Donald EricChief Financial Officer
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GrantEMPLOYEE STOCK OPTION (right to purchase) · Derivative | 10,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001213900-19-011554 · ownership.xml · derivative · entry 1 D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-06-25 F1 · shares: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date. F1 · derivative.expiration_date: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.