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person · Reporting owner

D'Ambrosio Donald Eric

Disclosed activity across 2 companies

Tapewire entity
155933
SEC CIK
0001701944

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Emmaus Life Sciences, Inc.MYND · Entity 205Chief Financial OfficerJune 25, 2019June 26, 2019
Telemynd, Inc.NONE · Entity 155932Chief Financial OfficerJuly 16, 2019July 18, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Emmaus Life Sciences, Inc.

Report date June 25, 2019 · Filed June 26, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
EMPLOYEE STOCK OPTION (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.18 · Expires 2029-06-25Direct10,000 Reported balance After 2019-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-25 · Grant · Acquired 10,000 · Balance 10,000

F1: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date.

Telemynd, Inc.

Report date July 16, 2019 · Filed July 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,500 Reported balance After 2019-07-16 transaction · row 1
1 source row

Row 1 · 2019-07-16 · Other · Acquired 7,500 · Balance 7,500

F1: Telemynd, Inc. ("Telemynd") was formerly a wholly-owned subsidiary of MYnd Analytics, Inc. ("MYnd"). On July 15, 2019, pursuant to the Amended and Restated Separation and Distribution Agreement, dated as of March 27, 2019, between MYnd and Telemynd, the Reporting Person received a pro rata distribution of common stock of Telemynd.

Filing footnotes · ownership attribution and instrument terms

F1: Telemynd, Inc. ("Telemynd") was formerly a wholly-owned subsidiary of MYnd Analytics, Inc. ("MYnd"). On July 15, 2019, pursuant to the Amended and Restated Separation and Distribution Agreement, dated as of March 27, 2019, between MYnd and Telemynd, the Reporting Person received a pro rata distribution of common stock of Telemynd.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2019 Filed Jul 18, 2019 18:44 UTC Telemynd, Inc. NONE · Entity 155932 OtherCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-013139 · ownership.xml · nonDerivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Telemynd, Inc. ("Telemynd") was formerly a wholly-owned subsidiary of MYnd Analytics, Inc. ("MYnd"). On July 15, 2019, pursuant to the Amended and Restated Separation and Distribution Agreement, dated as of March 27, 2019, between MYnd and Telemynd, the Reporting Person received a pro rata distribution of common stock of Telemynd.

F1 · price: Telemynd, Inc. ("Telemynd") was formerly a wholly-owned subsidiary of MYnd Analytics, Inc. ("MYnd"). On July 15, 2019, pursuant to the Amended and Restated Separation and Distribution Agreement, dated as of March 27, 2019, between MYnd and Telemynd, the Reporting Person received a pro rata distribution of common stock of Telemynd.

Read SEC document
June 25, 2019 Filed Jun 26, 2019 23:26 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEMPLOYEE STOCK OPTION (right to purchase) · Derivative 10,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0001213900-19-011554 · ownership.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-06-25

F1 · shares: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date.

F1 · derivative.expiration_date: On June 25, 2019, the Reporting Person was granted an option to purchase 10,000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. All of the options vested on the grant date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:31 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEMPLOYEE STOCK OPTION (right to purchase) · Derivative 26,500 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001615774-18-013954 · s114542_form4.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 26,500 shares

Expires 2028-12-03

F1 · shares: On December 03, 2018, the Reporting Person was granted an option to purchase 26,500 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. 8,834 of the options vested on the grant date (December 3, 2018), with 8,833 vesting on the first anniversary of the grant date and 8,833 vesting on the second anniversary of the grant date.

F1 · derivative.expiration_date: On December 03, 2018, the Reporting Person was granted an option to purchase 26,500 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. 8,834 of the options vested on the grant date (December 3, 2018), with 8,833 vesting on the first anniversary of the grant date and 8,833 vesting on the second anniversary of the grant date.

F1 · balance_after: On December 03, 2018, the Reporting Person was granted an option to purchase 26,500 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan. 8,834 of the options vested on the grant date (December 3, 2018), with 8,833 vesting on the first anniversary of the grant date and 8,833 vesting on the second anniversary of the grant date.

Read SEC document
October 08, 2018 Filed Oct 11, 2018 00:08 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEMPLOYEE STOCK OPTION (right to purchase) · Derivative 30,000 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0001615774-18-010695 · s113233_form4.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-10-08

F1 · shares: On October 8, 2018, the Reporting Person was granted an option to purchase 30000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan, subject to shareholder approval of an amendment increasing the total shares available for grant thereunder. 5000 of the options vested on the grant date, with the remainder vesting upon the satisfaction of specified performance targets.

F1 · derivative.expiration_date: On October 8, 2018, the Reporting Person was granted an option to purchase 30000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan, subject to shareholder approval of an amendment increasing the total shares available for grant thereunder. 5000 of the options vested on the grant date, with the remainder vesting upon the satisfaction of specified performance targets.

F1 · balance_after: On October 8, 2018, the Reporting Person was granted an option to purchase 30000 shares of common stock under the MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan, subject to shareholder approval of an amendment increasing the total shares available for grant thereunder. 5000 of the options vested on the grant date, with the remainder vesting upon the satisfaction of specified performance targets.

Read SEC document
April 04, 2018 Filed Apr 26, 2018 21:19 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEmployee Stock Option (right to purchase) · Derivative 18,000 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001615774-18-002939 · s109818_form4.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-04-04

F1 · shares: On April 4, 2018, the reporting person was granted an option to purchase 18,000 shares of common stock. The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. Three of the four milestones have been satisfied.

F1 · balance_after: On April 4, 2018, the reporting person was granted an option to purchase 18,000 shares of common stock. The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. Three of the four milestones have been satisfied.

Read SEC document
November 13, 2017 Filed Nov 20, 2017 22:50 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001615774-17-006923 · s108240_form4.xml · nonDerivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Granted pursuant to compensatory arrangements.

Read SEC document
September 18, 2017 Filed May 11, 2018 21:02 UTC Amendment Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEmployee Stock Option (right to purchase) · Derivative 18,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001615774-18-003639 · s110117_form4a.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2027-09-18

F1 · shares: On September 18,2017, the reporting person was granted an option to purchase 18,000 shares of common stock. The grant of these options was contingent upon shareholder approval of an amendment to MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan (the "Plan") at the Company's 2018 Annual Meeting of Shareholders, increasing the total number of shares available for grant and an increase to the evergreen provision of the Plan. Such shareholder approval was obtained at the Company's 2018 Annual Meeting of Shareholders on April 4, 2018.The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. The performance criteria for three of the four installments have been met, resulting in the vesting of an option to purchase 13,500 shares of common stock, as of the date of this filing.

F1 · balance_after: On September 18,2017, the reporting person was granted an option to purchase 18,000 shares of common stock. The grant of these options was contingent upon shareholder approval of an amendment to MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan (the "Plan") at the Company's 2018 Annual Meeting of Shareholders, increasing the total number of shares available for grant and an increase to the evergreen provision of the Plan. Such shareholder approval was obtained at the Company's 2018 Annual Meeting of Shareholders on April 4, 2018.The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. The performance criteria for three of the four installments have been met, resulting in the vesting of an option to purchase 13,500 shares of common stock, as of the date of this filing.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:55 UTC Emmaus Life Sciences, Inc. MYND · Entity 205 GrantEmployee Stock Option (right to purchase) · Derivative 3,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001615774-17-003709 · s106848_form4.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires 2027-03-31

F1 · balance_after: In March 2017, the reporting person was granted an option to purchase 18,000 shares of common stock (the "Option Grant"). As previously reported, the Option Grant vests as to 15,000 shares in 36 equal monthly installments from March 31, 2017. Vesting of the Option Grant as to the remaining 3,000 shares was subject to satisfaction by the issuer of a performance condition. The performance condition was met on July 14, 2017, resulting in vesting of the Option Grant as to the remaining 3,000 shares.

Read SEC document
March 31, 2017 Filed Apr 5, 2017 00:09 UTC Emmaus Life Sciences, Inc. MYAN · Entity 205 GrantEmployee Stock Option (right to purchase) · Derivative 15,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001615774-17-001494 · s105793_form4.xml · derivative · entry 1

D'Ambrosio Donald Eric · CIK 0001701944 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments from March 31, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.