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ELV

Elevance Health, Inc.

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2934
SEC CIK
0001156039
Parsed reports
385

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202612
Apr 202600
May 202601
Jun 202602
Jul 202630
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2022 Filed Feb 8, 2022 21:34 UTC
Penczek Ronald WCAO & Controller
Exercise / conversionCommon Stock 653 $271.27 $177,139.31
Disclosure

SEC source: 0001156039-22-000006 · wf-form4_164435608164172.xml · nonDerivative · entry 4

Penczek Ronald W · CIK 0001659075 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:34 UTC
Penczek Ronald WCAO & Controller
Exercise / conversionCommon Stock 357 $166.97 $59,608.29
Disclosure

SEC source: 0001156039-22-000006 · wf-form4_164435608164172.xml · nonDerivative · entry 3

Penczek Ronald W · CIK 0001659075 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:34 UTC
Penczek Ronald WCAO & Controller
Exercise / conversionCommon Stock 935 $307.68 $287,680.80
Disclosure

SEC source: 0001156039-22-000006 · wf-form4_164435608164172.xml · nonDerivative · entry 2

Penczek Ronald W · CIK 0001659075 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 21:34 UTC
Penczek Ronald WCAO & Controller
Exercise / conversionCommon Stock 818 $232.04 $189,808.72
Disclosure

SEC source: 0001156039-22-000006 · wf-form4_164435608164172.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 21:32 UTC
Norwood Felicia FEVP & President, GBD
Tax withholdingCommon Stock 1,754 $467.15 $819,381.10
Disclosure

SEC source: 0001156039-22-000004 · wf-form4_164133190194460.xml · nonDerivative · entry 1

Norwood Felicia F · CIK 0001743548 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,256

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 21:31 UTC
STARK LEAHEVP & CHRO
Tax withholdingCommon Stock 482 $467.15 $225,166.30
Disclosure

SEC source: 0001156039-22-000003 · wf-form4_164133185295265.xml · nonDerivative · entry 1

STARK LEAH · CIK 0001679575 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,403

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 21:30 UTC
Todt Blair WilliamsEVP and Chief Legal Officer
Tax withholdingCommon Stock 79 $404.65 $31,967.35
Disclosure

SEC source: 0001156039-21-000099 · wf-form4_163856703191771.xml · nonDerivative · entry 1

Todt Blair Williams · CIK 0001456430 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:31 UTC
Haytaian Peter DEVP & Pres., DBG & IngenioRx
GrantEmployee Stock Option (Right to Buy) · Derivative 4,786 $0.00 Strike: $428.76 $0.00
Disclosure

SEC source: 0001156039-21-000097 · wf-form4_163597146574460.xml · derivative · entry 2

Haytaian Peter D · CIK 0001608538 · EVP & Pres., DBG & IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,786

Underlying: Common Stock · 4,786 shares

Expires 2031-11-01

F2 · derivative.exercise_date: The option represents a right to purchase a total of 4,786 shares, and is exercisable in three annual installments, with two installments of 1,595 shares each and one installment of 1,596 shares, beginning on 11/01/2022, which is the one-year anniversary of the option grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:31 UTC
Haytaian Peter DEVP & Pres., DBG & IngenioRx
GrantCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000097 · wf-form4_163597146574460.xml · nonDerivative · entry 1

Haytaian Peter D · CIK 0001608538 · EVP & Pres., DBG & IngenioRx

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,711

F1 · shares: Represents restricted share units. Restrictions lapse as follows: 389 shares each on 11/1/2022, 11/1/2023 and 11/1/2024.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:30 UTC
Kendrick Charles Morgan JREVP & President, Commercial
GrantEmployee Stock Option (Right to Buy) · Derivative 2,152 $0.00 Strike: $428.76 $0.00
Disclosure

SEC source: 0001156039-21-000096 · wf-form4_163597144126050.xml · derivative · entry 2

Kendrick Charles Morgan JR · CIK 0001887908 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152

Underlying: Common Stock · 2,152 shares

Expires 2031-11-01

F2 · derivative.exercise_date: The option represents a right to purchase a total of 2,152 shares, and is exercisable in three annual installments, with two installments of 717 shares each and one installment of 718 shares, beginning on 11/01/2022, which is the one-year anniversary of the option grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:30 UTC
Kendrick Charles Morgan JREVP & President, Commercial
GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000096 · wf-form4_163597144126050.xml · nonDerivative · entry 1

Kendrick Charles Morgan JR · CIK 0001887908 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,474

F1 · shares: Represents restricted share units. Restrictions lapse as follows: 175 shares each on 11/01/2022, 11/01/2023 and 11/01/2024.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:30 UTC
Penczek Ronald WSVP, Chief Accounting Officer
SaleCommon Stock 1,150 $436.00 $501,400.00
Disclosure

SEC source: 0001156039-21-000093 · wf-form4_163553940496237.xml · nonDerivative · entry 1

Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · balance_after: Balance includes 7.79 shares acquired on March 25, 2021, 7.34 shares acquired on June 25, 2021 and 7.37 shares acquired on September 24, 2021 through a dividend reinvestment plan.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:30 UTC
Alter Jeffrey D.EVP, IngenioRx & Anthem Health
Tax withholdingCommon Stock 311 $375.93 $116,914.23
Disclosure

SEC source: 0001156039-21-000086 · wf-form4_163337940335465.xml · nonDerivative · entry 1

Alter Jeffrey D. · CIK 0001813868 · EVP, IngenioRx & Anthem Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

F2 · balance_after: Includes 22.60 shares acquired under the Anthem, Inc. Employee Stock Purchase Plan, in transactions exempt under Rule 16b-3.

Read SEC document
September 04, 2021 Filed Sep 8, 2021 20:31 UTC
Patel Prakash REVP & President, DBG
Tax withholdingCommon Stock 3,507 $377.71 $1,324,628.97
Disclosure

SEC source: 0001156039-21-000084 · wf-form4_163113303376480.xml · nonDerivative · entry 1

Patel Prakash R · CIK 0001751045 · EVP & President, DBG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,230

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:31 UTC GrantCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000082 · wf-form4_163070101226035.xml · nonDerivative · entry 1

DeVore Susan D. · CIK 0001587697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

F1 · shares: Phantom stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of the annual meeting of shareholders that immediately precedes the Director's election date or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 20:32 UTC PurchaseCommon Stock 1,300 $384.36 $499,668.00
Disclosure

SEC source: 0001156039-21-000078 · wf-form4_162733150730245.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

F1 · price: This transaction was executed in multiple trades at prices ranging from $384.30 to $384.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:30 UTC
Norwood Felicia FEVP & President, GBD
Tax withholdingCommon Stock 5,543 $387.20 $2,146,249.60
Disclosure

SEC source: 0001156039-21-000072 · wf-form4_162568982597252.xml · nonDerivative · entry 1

Norwood Felicia F · CIK 0001743548 · EVP & President, GBD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,010

F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:34 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000067 · wf-form4_162223405897442.xml · nonDerivative · entry 1

Neri Antonio F · CIK 0001648401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:34 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000066 · wf-form4_162223402613558.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:33 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000065 · wf-form4_162223398271151.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,955

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:32 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000064 · wf-form4_162223395568201.xml · nonDerivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,754

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:32 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000063 · wf-form4_162223392463770.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,471

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:32 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000062 · wf-form4_162223389478151.xml · nonDerivative · entry 1

Tallett Elizabeth E · CIK 0001192460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:31 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000061 · wf-form4_162223385163189.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,621

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:30 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000060 · wf-form4_162223381300697.xml · nonDerivative · entry 1

Jallal Bahija · CIK 0001730038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program.

F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.

Read SEC document
May 25, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
GiftCommon Stock 3,301 $0.00 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 11

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,019

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC SaleCommon Stock 1,308 $398.02 $520,610.16
Disclosure

SEC source: 0001156039-21-000051 · wf-form4_162206107658418.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,462

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April, 22, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,761 $0.00 Strike: $232.04 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · derivative · entry 16

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,761 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option represents a right to purchase a total of 14,761 shares and is exercisable in six semi-annual installments, with five installments of 2,460 shares each and one installment of 2,461 shares beginning on September 1, 2018, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,908 $0.00 Strike: $166.97 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · derivative · entry 15

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,908 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option represents a right to purchase a total of 19,908 shares and is exercisable in six semi-annual installments of 3,318 shares each beginning on September 1, 2017, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,038 $0.00 Strike: $132.51 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · derivative · entry 14

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,038 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option represents a right to purchase a total of 8,074 shares and is exercisable in six semi-annual installments, with two installments of 1,345 shares each and four installments of 1,346 shares each beginning on December 1, 2016, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,962 $0.00 Strike: $131.80 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · derivative · entry 13

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,962 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option represents a right to purchase a total of 5,883 shares and is exercisable in six semi-annual installments, with three installments of 980 shares each and three installments of 981 shares each beginning on September 1, 2016, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,775 $0.00 Strike: $146.93 $0.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · derivative · entry 12

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,775 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option represents a right to purchase a total of 5,775 shares and is exercisable in six semi-annual installments, with three installments of 962 shares each and three installments of 963 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
SaleCommon Stock 4,100 $397.91 $1,631,431.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 10

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $397.50 to $398.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
SaleCommon Stock 1,100 $396.50 $436,150.00
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 9

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $396.23 to $396.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
SaleCommon Stock 15,262 $395.67 $6,038,715.54
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 8

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $395.23 to $396.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
SaleCommon Stock 8,163 $394.62 $3,221,283.06
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 7

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,782

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $394.18 to $395.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
SaleCommon Stock 17,819 $393.56 $7,012,845.64
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 6

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,945

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $393.17 to $394.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 14,761 $232.04 $3,425,142.44
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 5

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 19,908 $166.97 $3,324,038.76
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 4

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,038 $132.51 $535,075.38
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 3

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,962 $131.80 $258,591.60
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 2

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2021 Filed May 26, 2021 20:31 UTC
Gallina John EEVP & Chief Financial Officer
Exercise / conversionCommon Stock 5,775 $146.93 $848,520.75
Disclosure

SEC source: 0001156039-21-000050 · wf-form4_162206103641936.xml · nonDerivative · entry 1

Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 21, 2021 Filed May 24, 2021 20:30 UTC SaleCommon Stock 590 $392.87 $231,793.30
Disclosure

SEC source: 0001156039-21-000046 · wf-form4_162188823998139.xml · nonDerivative · entry 1

Dixon Robert L JR · CIK 0001524849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,978

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May 20, 2021 Filed May 24, 2021 20:31 UTC
HILL JULIE ADirector
SaleCommon Stock 1,308 $394.00 $515,352.00
Disclosure

SEC source: 0001156039-21-000047 · wf-form4_162188826101708.xml · nonDerivative · entry 1

HILL JULIE A · CIK 0001243394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,213

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $131.80 $0.00
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · derivative · entry 11

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 22,500 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,593 $0.00 Strike: $146.93 $0.00
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · derivative · entry 10

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,593 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option represents a right to purchase a total of 22,353 shares and is exercisable in six semi-annual installments, with three installments of 3,725 shares each and three installments of 3,726 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 2,329 $352.84 $821,764.36
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · nonDerivative · entry 9

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,544

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 400 $351.32 $140,528.00
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · nonDerivative · entry 8

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,873

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.

F7 · price: This transaction was executed in multiple trades at prices ranging from $350.99 to $351.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 7,891 $350.21 $2,763,507.11
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · nonDerivative · entry 7

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $349.97 to $350.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 20:31 UTC
Haytaian Peter DEVP & President, Commercial
SaleCommon Stock 26,777 $349.53 $9,359,364.81
Disclosure

SEC source: 0001156039-21-000038 · wf-form4_161653145347931.xml · nonDerivative · entry 6

Haytaian Peter D · CIK 0001608538 · EVP & President, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February, 1, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $348.97 to $349.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.