Last 12 months
Inside the activity.
4 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 3 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2019 Filed Jul 5, 2019 17:01 UTC |
Norwood Felicia FExec VP & President, GBD
|
Tax withholdingCommon Stock | 176 | $280.66 | $49,396.16 |
DisclosureSEC source: 0001127602-19-024046 · form4.xml · nonDerivative · entry 1 Norwood Felicia F · CIK 0001743548 · Exec VP & President, GBD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,382 | $0.00 Strike: $131.80 | $0.00 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · derivative · entry 9 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,382 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,552 | $0.00 Strike: $166.97 | $0.00 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · derivative · entry 8 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,106 Underlying: Common Stock · 2,552 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,892 | $0.00 Strike: $232.04 | $0.00 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · derivative · entry 7 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 Underlying: Common Stock · 1,892 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option represents a right to purchase a total of 11,354 shares, and is exercisable in six semi-annual installments, with four installments of 1,892 shares each and two installments of 1,893 shares each, beginning on September 1, 2018, which is the six-month anniversary of the option grant date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $108.35 | $0.00 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · derivative · entry 6 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,064 Underlying: Common Stock · 1,000 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option represents a right to purchase a total of 21,191 shares, and is exercisable in six semi-annual installments with one installment of 3,531 shares and five installments of 3,532 shares each beginning on December 2, 2014, which is the six-month anniversary of the date on which the option was granted. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
SaleCommon Stock | 8,826 | $283.92 | $2,505,877.92 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · nonDerivative · entry 5 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,183 F1 · price: This transaction was executed in multiple trades at prices ranging from $283.92 to $284.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionCommon Stock | 3,382 | $131.80 | $445,747.60 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · nonDerivative · entry 4 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionCommon Stock | 2,552 | $166.97 | $426,107.44 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · nonDerivative · entry 3 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionCommon Stock | 1,892 | $232.04 | $439,019.68 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · nonDerivative · entry 2 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:22 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Exercise / conversionCommon Stock | 1,000 | $108.35 | $108,350.00 |
DisclosureSEC source: 0001127602-19-021556 · form4.xml · nonDerivative · entry 1 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:44 UTC |
Gallina John EEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,033 | $276.44 | $562,002.52 |
DisclosureSEC source: 0001127602-19-020730 · form4.xml · nonDerivative · entry 2 Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:41 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 406 | $0.00 Strike: $131.80 | $0.00 |
DisclosureSEC source: 0001127602-19-020320 · form4.xml · derivative · entry 5 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 406 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option represents a right to purchase a total of 2,432 shares, and is exercisable in six semi-annual installments, with four installments of 405 shares each and two installments of 406 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:41 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 357 | $0.00 Strike: $166.97 | $0.00 |
DisclosureSEC source: 0001127602-19-020320 · form4.xml · derivative · entry 4 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714 Underlying: Common Stock · 357 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option represents a right to purchase a total of 2,141 shares, and is exercisable in six semi-annual installments, with one installment of 356 shares and five installments of 357 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:41 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
|
SaleCommon Stock | 763 | $279.00 | $212,877.00 |
DisclosureSEC source: 0001127602-19-020320 · form4.xml · nonDerivative · entry 3 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:41 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 406 | $131.80 | $53,510.80 |
DisclosureSEC source: 0001127602-19-020320 · form4.xml · nonDerivative · entry 2 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:41 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 357 | $166.97 | $59,608.29 |
DisclosureSEC source: 0001127602-19-020320 · form4.xml · nonDerivative · entry 1 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 23, 2019 20:04 UTC |
PERU RAMIRO GDirector
|
SaleCommon Stock | 1,656 | $275.00 | $455,400.00 |
DisclosureSEC source: 0001127602-19-019588 · form4.xml · nonDerivative · entry 1 PERU RAMIRO G · CIK 0001192045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,173 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $275.00 to $275.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:21 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018997 · form4.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,814 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:19 UTC |
PERU RAMIRO GDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018993 · form4.xml · nonDerivative · entry 1 PERU RAMIRO G · CIK 0001192045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,829 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:18 UTC |
Neri Antonio FDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018990 · form4.xml · nonDerivative · entry 1 Neri Antonio F · CIK 0001648401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,847 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:15 UTC |
Jallal BahijaDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018989 · form4.xml · nonDerivative · entry 1 Jallal Bahija · CIK 0001730038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:13 UTC |
HAY LEWIS IIIDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018985 · form4.xml · nonDerivative · entry 1 HAY LEWIS III · CIK 0001182705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,429 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:14 UTC |
HILL JULIE ADirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018987 · form4.xml · nonDerivative · entry 1 HILL JULIE A · CIK 0001243394 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,580 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:11 UTC |
Dixon Robert L JRDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018982 · form4.xml · nonDerivative · entry 1 Dixon Robert L JR · CIK 0001524849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,491 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:08 UTC |
CLARK R KERRYDirector
|
GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018977 · form4.xml · nonDerivative · entry 1 CLARK R KERRY · CIK 0001180776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,562 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:06 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
Tax withholdingCommon Stock | 185 | $287.66 | $53,217.10 |
DisclosureSEC source: 0001127602-19-014908 · form4.xml · nonDerivative · entry 1 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,743.1293 F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. Read SEC document |
| March 20, 2019 Filed Jun 4, 2019 20:44 UTC |
Gallina John EEVP & Chief Financial Officer
|
GiftCommon Stock | 2,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020730 · form4.xml · nonDerivative · entry 1 Gallina John E · CIK 0001433032 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,784 Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,362 | $0.00 Strike: $146.93 | $0.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · derivative · entry 15 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,362 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: ? The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with four installments of 2,794 shares each and two installments of 2,793 shares each, beginning on 9/2/2015, which is the six-month anniversary of option grant date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 400 | $308.35 | $123,340.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 13 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,928.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F13 · price: This transaction was executed in multiple trades at prices ranging from $308.23 to $308.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 600 | $307.54 | $184,524.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 12 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,328.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F12 · price: This transaction was executed in multiple trades at prices ranging from $307.17 to $308.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 1,101 | $306.32 | $337,258.32 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 11 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,928.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F11 · price: This transaction was executed in multiple trades at prices ranging from $305.79 to $306.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 600 | $304.09 | $182,454.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 10 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,029.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F10 · price: This transaction was executed in multiple trades at prices ranging from $303.93 to $304.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 1,500 | $303.22 | $454,830.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 9 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,629.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F9 · price: This transaction was executed in multiple trades at prices ranging from $302.92 to $303.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 2,500 | $302.32 | $755,800.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 8 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,129.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F8 · price: This transaction was executed in multiple trades at prices ranging from $301.88 to $302.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 500 | $301.46 | $150,730.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 7 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,629.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F7 · price: This transaction was executed in multiple trades at prices ranging from $300.87 to $301.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
SaleCommon Stock | 500 | $300.12 | $150,060.00 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 6 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,129.1293 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. F6 · price: This transaction was executed in multiple trades at prices ranging from $299.70 to $300.62 The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC |
MCCARTHY GLORIA MEVP & Chief Administrative Off
|
Exercise / conversionCommon Stock | 1,362 | $146.93 | $200,118.66 |
DisclosureSEC source: 0001127602-19-009904 · form4.xml · nonDerivative · entry 5 MCCARTHY GLORIA M · CIK 0001203671 · EVP & Chief Administrative Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,629.1293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:11 UTC |
Norwood Felicia FExec VP & President, GBD
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GrantEmployee Stock Option (Right to Buy) · Derivative | 10,313 | $0.00 Strike: $307.68 | $0.00 |
DisclosureSEC source: 0001127602-19-009907 · form4.xml · derivative · entry 2 Norwood Felicia F · CIK 0001743548 · Exec VP & President, GBD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 Underlying: Common Stock · 10,313 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option represents a right to purchase a total of 10,313 shares, and is exercisable in three annual installments, with one installment of 3,437 shares and two installments of 3,438 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:11 UTC |
Norwood Felicia FExec VP & President, GBD
|
GrantCommon Stock | 2,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009907 · form4.xml · nonDerivative · entry 1 Norwood Felicia F · CIK 0001743548 · Exec VP & President, GBD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,019 F1 · shares: Represents restricted share units. Restrictions lapse as follows: 745 shares each on 3/1/2020, 3/1/2021 and 3/1/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:13 UTC |
Patel Prakash REVP & President, DBG
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GrantEmployee Stock Option (Right to Buy) · Derivative | 9,378 | $0.00 Strike: $307.68 | $0.00 |
DisclosureSEC source: 0001127602-19-009912 · form4.xml · derivative · entry 2 Patel Prakash R · CIK 0001751045 · EVP & President, DBG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,378 Underlying: Common Stock · 9,378 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option represents a right to purchase a total of 9,378 shares, and is exercisable in three annual installments of 3,126 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:13 UTC |
Patel Prakash REVP & President, DBG
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009912 · form4.xml · nonDerivative · entry 1 Patel Prakash R · CIK 0001751045 · EVP & President, DBG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,218 F1 · shares: Represents restricted share units. Restrictions lapse as follows: 677 shares each on 3/1/2020 and 3/1/2021, and 678 on 3/1/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:17 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
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GrantEmployee Stock Option (Right to Buy) · Derivative | 9,378 | $0.00 Strike: $307.68 | $0.00 |
DisclosureSEC source: 0001127602-19-009925 · form4.xml · derivative · entry 4 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,378 Underlying: Common Stock · 9,378 shares Expires 2029-03-01 F4 · derivative.exercise_date: The option represents a right to purchase a total of 9,378 shares, and is exercisable in three annual installments of 3,126 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:17 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009925 · form4.xml · nonDerivative · entry 3 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,183 F3 · shares: Represents restricted share units. Restrictions lapse as follows: 677 shares each on 3/1/2020 and 3/1/2021, and 678 on 3/1/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:17 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
GrantCommon Stock | 10,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009925 · form4.xml · nonDerivative · entry 2 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,151 F2 · shares: Represents performance based restricted share units. Restrictions lapse on 3/1/19. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:17 UTC |
ZIELINSKI THOMAS CEVP & General Counsel
|
Tax withholdingCommon Stock | 6,071 | $307.68 | $1,867,925.28 |
DisclosureSEC source: 0001127602-19-009925 · form4.xml · nonDerivative · entry 1 ZIELINSKI THOMAS C · CIK 0001234091 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,013 F1 · shares: PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:16 UTC |
STARK LEAHEVP & CHRO
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GrantEmployee Stock Option (Right to Buy) · Derivative | 7,499 | $0.00 Strike: $307.68 | $0.00 |
DisclosureSEC source: 0001127602-19-009921 · form4.xml · derivative · entry 2 STARK LEAH · CIK 0001679575 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499 Underlying: Common Stock · 7,499 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option represents a right to purchase a total of 7,499 shares, and is exercisable in three annual installments, with one installment of 2,499 shares and two installments of 2,500 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:16 UTC |
STARK LEAHEVP & CHRO
|
GrantCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009921 · form4.xml · nonDerivative · entry 1 STARK LEAH · CIK 0001679575 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626 F1 · shares: Represents restricted share units. Restrictions lapse as follows: 542 shares each on 3/1/2020, 3/1/2021 and 3/1/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:14 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
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GrantEmployee Stock Option (Right to Buy) · Derivative | 1,403 | $0.00 Strike: $307.68 | $0.00 |
DisclosureSEC source: 0001127602-19-009916 · form4.xml · derivative · entry 4 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Underlying: Common Stock · 1,403 shares Expires 2029-03-01 F4 · derivative.exercise_date: The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:14 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
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GrantCommon Stock | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009916 · form4.xml · nonDerivative · entry 3 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938 F3 · shares: Represents restricted share units. Restrictions lapse as follows: 101 shares on 3/1/2020, and 102 shares each on 3/1/2021 and 3/1/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:14 UTC |
Penczek Ronald WSVP, Chief Accounting Officer
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GrantCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009916 · form4.xml · nonDerivative · entry 2 Penczek Ronald W · CIK 0001659075 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,633 F2 · shares: Represents performance based restricted share units. Restrictions lapse on 3/1/19. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.