Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 5, 2021 19:56 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
GrantCommon Stock | 26,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018139 · doc4.xml · nonDerivative · entry 1 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,649 F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:55 UTC |
Bounds Cary MDirector · Chief Executive Officer & COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 211,055 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001209191-21-018137 · doc4.xml · derivative · entry 2 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,055 Underlying: Common Stock · 211,055 shares Expires 2031-03-03 F2 · shares: On March 3, 2021, the reporting person was granted an option to purchase 211,055 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:55 UTC |
Bounds Cary MDirector · Chief Executive Officer & COO
|
GrantCommon Stock | 133,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018137 · doc4.xml · nonDerivative · entry 1 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,733 F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary date of the grant. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:54 UTC |
Silver Michael GEVP, Gen. Counsel & Corp. Sect
|
GrantEmployee Stock Option (right to buy) · Derivative | 52,764 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001209191-21-018135 · doc4.xml · derivative · entry 2 Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,764 Underlying: Common Stock · 52,764 shares Expires 2031-03-03 F2 · shares: On March 3, 2021, the reporting person was granted an option to purchase 52,764 shares of common stock. The option vests in three equal annual installments beginning on the first anniversary of the date of grant based upon satisfaction of stock price appreciation of 15.0%, 32.5% and 52.5%, respectively, using a 30-day average stock price from the stock price on the date of the grant. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:54 UTC |
Silver Michael GEVP, Gen. Counsel & Corp. Sect
|
GrantCommon Stock | 33,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018135 · doc4.xml · nonDerivative · entry 1 Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,599 F1 · shares: Represents shares of restricted stock granted to the reporting person pursuant to the VAALCO Energy, Inc. 2020 Long Term Incentive Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:17 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Tax withholdingCommon Stock | 5,952 | $3.24 | $19,284.48 |
DisclosureSEC source: 0001209191-21-016215 · doc4.xml · nonDerivative · entry 1 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,534 F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:27 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Tax withholdingCommon Stock | 1,061 | $3.24 | $3,437.64 |
DisclosureSEC source: 0001209191-21-016290 · doc4.xml · nonDerivative · entry 1 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,424 F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:46 UTC |
Bounds Cary MDirector · Chief Executive Officer & COO
|
Tax withholdingCommon Stock | 19,427 | $3.24 | $62,943.48 |
DisclosureSEC source: 0001209191-21-016114 · doc4.xml · nonDerivative · entry 1 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,975 F1 · timeliness: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,315 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · derivative · entry 7 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,315 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,315 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · derivative · entry 6 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,315 Underlying: Common Stock · 18,315 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,315 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · derivative · entry 5 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,630 Underlying: Common Stock · 18,315 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Tax withholdingCommon Stock | 37,229 | $1.92 | $71,479.68 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · nonDerivative · entry 4 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,485 Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionCommon Stock | 18,315 | $1.04 | $19,047.60 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · nonDerivative · entry 3 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionCommon Stock | 18,315 | $1.04 | $19,047.60 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · nonDerivative · entry 2 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 20:40 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionCommon Stock | 18,315 | $1.04 | $19,047.60 |
DisclosureSEC source: 0001209191-21-002690 · doc4.xml · nonDerivative · entry 1 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 59,860 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · derivative · entry 12 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,860 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 59,860 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · derivative · entry 11 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,860 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 59,860 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · derivative · entry 10 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,860 Underlying: Common Stock · 59,860 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 59,860 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · derivative · entry 9 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,720 Underlying: Common Stock · 59,860 shares Expires 2021-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 39,027 | $1.91 | $74,541.57 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 8 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,402 Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 59,860 | $1.04 | $62,254.40 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 7 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 59,860 | $1.91 | $114,332.60 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 6 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,569 F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 59,860 | $1.91 | $114,332.60 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 5 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,429 F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 59,860 | $1.91 | $114,332.60 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 4 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,289 F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 59,860 | $1.04 | $62,254.40 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 3 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 59,860 | $1.04 | $62,254.40 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 2 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 01:52 UTC |
Bounds Cary MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 59,860 | $1.04 | $62,254.40 |
DisclosureSEC source: 0001209191-21-002640 · doc4.xml · nonDerivative · entry 1 Bounds Cary M · CIK 0001647090 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents exercise of cash-settled SARs, which is treated as the simultaneous purchase for the number of shares for which SARs are exercised and the sale of the same number of shares. No shares were purchased or sold. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,455 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 21 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,455 Underlying: Common Stock · 10,455 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,455 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 20 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,910 Underlying: Common Stock · 10,455 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,146 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 19 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,146 shares Expires 2022-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,146 | $0.00 Strike: $0.93 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 18 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,146 Underlying: Common Stock · 26,146 shares Expires 2022-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionStock Appreciation Right · Derivative | 20,910 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 17 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,910 Underlying: Common Stock · 20,910 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionStock Appreciation Right · Derivative | 20,910 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 16 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,820 Underlying: Common Stock · 20,910 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionStock Appreciation Right · Derivative | 84,407 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 15 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,407 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Mar 9, 2021 19:22 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Exercise / conversionStock Appreciation Right · Derivative | 84,407 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001209191-21-018892 · doc4.xml · derivative · entry 14 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,407 Underlying: Common Stock · 84,407 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 30,011 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · derivative · entry 6 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,011 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 30,011 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · derivative · entry 5 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,011 shares Expires 2023-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Disposition to issuerCommon Stock | 30,011 | $1.77 | $53,119.47 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · nonDerivative · entry 4 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,769 Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Disposition to issuerCommon Stock | 30,011 | $1.77 | $53,119.47 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · nonDerivative · entry 3 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,780 Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionCommon Stock | 30,011 | $0.86 | $25,809.46 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · nonDerivative · entry 2 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:29 UTC |
Prochnow Elizabeth DChief Financial Officer
|
Exercise / conversionCommon Stock | 30,011 | $0.86 | $25,809.46 |
DisclosureSEC source: 0001209191-20-059923 · doc4.xml · nonDerivative · entry 1 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 18:09 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
|
Tax withholdingCommon Stock | 3,273 | $0.82 | $2,683.86 |
DisclosureSEC source: 0001209191-20-056541 · doc4.xml · nonDerivative · entry 1 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,486 F1 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:39 UTC |
Maxwell George W.M.Director
|
GrantCommon Stock | 64,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039363 · doc4.xml · nonDerivative · entry 1 Maxwell George W.M. · CIK 0001815725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,041 F1 · shares: Vested on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant (but not less than fifty (50) weeks following the Date of Grant), provided that the Participant then is, and continuously from the Date of Grant Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:35 UTC |
FAWTHROP ANDREW LAWRENCEDirector
|
GrantCommon Stock | 65,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039361 · doc4.xml · nonDerivative · entry 1 FAWTHROP ANDREW LAWRENCE · CIK 0001623935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,618 F1 · shares: Vested on the earlier of the first anniversary of the Date of Grant or the first Annual Stockholders Meeting following the Date of Grant (but not less than fifty (50) weeks following the Date of Grant), provided that the Participant then is, and continuously from the Date of Grant Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:25 UTC |
Silver Michael GEVP, Gen. Counsel & Corp. Sect
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GrantEmployee Stock Options · Derivative | 84,677 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-20-039355 · doc4.xml · derivative · entry 2 Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,677 Underlying: Common Stock · 84,677 shares Expires 2023-06-25 F2 · shares: Stock options issued on June 25, 2020 vest in equal installments annually on June 25, 2021, June 25, 2022 and June 25, 2023 and upon satisfaction of stock price appreciation of 15%, 32.5% and 52.5%, respectably, using a 30 day average stock price from the stock price on the date of the grant. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:25 UTC |
Silver Michael GEVP, Gen. Counsel & Corp. Sect
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GrantCommon Stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039355 · doc4.xml · nonDerivative · entry 1 Silver Michael G · CIK 0001772934 · EVP, Gen. Counsel & Corp. Sect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,160 F1 · shares: The Company granted shares of restricted stock under the Company's 2020 Long-Term Incentive Compensation Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:21 UTC |
Prochnow Elizabeth DChief Financial Officer
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GrantEmployee Stock Options · Derivative | 84,677 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-20-039353 · doc4.xml · derivative · entry 2 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,677 Underlying: Common Stock · 84,677 shares Expires 2024-06-25 F2 · shares: Stock options issued on June 25, 2020 vest in equal installments annually on June 25, 2021, June 25, 2022 and June 25, 2023 and upon satisfaction of stock price appreciation of 15%, 32.5% and 52.5%, respectably, using a 30 day average stock price from the stock price on the date of the grant Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:21 UTC |
Prochnow Elizabeth DChief Financial Officer
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GrantCommon Stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039353 · doc4.xml · nonDerivative · entry 1 Prochnow Elizabeth D · CIK 0001243048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,769 F1 · shares: The Company granted shares of restricted stock under the Company's 2020 Long-Term Incentive Compensation Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:18 UTC |
Doornik JasonCAO & Controller
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GrantCommon Stock | 39,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039349 · doc4.xml · nonDerivative · entry 1 Doornik Jason · CIK 0001778801 · CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,400 F1 · shares: The Company granted shares of restricted stock under the Company's 2020 Long-Term Incentive Compensation Plan. The shares vest in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 01:01 UTC |
DesAutels DavidExecutive VP, Corp. Dev.
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GrantEmployee Stock Options · Derivative | 66,129 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-20-039336 · doc4.xml · derivative · entry 2 DesAutels David · CIK 0001769860 · Executive VP, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,129 Underlying: Common Stock · 66,129 shares Expires 2023-06-25 F2 · shares: Stock options issued on June 25, 2020 vest in equal installments annually on June 25, 2021, June 25, 2022 and June 25, 2023 and upon satisfaction of stock price appreciation of 15%, 32.5% and 52.5%, respectably, using a 30 day average stock price from the stock price on the date of the grant Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.