Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2020 Filed Sep 16, 2020 20:01 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 21,550 | $14.03 | $302,346.50 |
DisclosureSEC source: 0001104659-20-105654 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,795 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.32. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:02 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 3,450 | $14.01 | $48,334.50 |
DisclosureSEC source: 0001104659-20-104811 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,345 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.03. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 10, 2020 Filed Sep 16, 2020 20:01 UTC Amendment |
SINHA GUNJANDirector
|
SaleCommon Stock | 3,450 | $14.01 | $48,334.50 |
DisclosureSEC source: 0001104659-20-105658 · a4a.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,345 F1 · date: The original Form 4 filed on September 10, 2020 is amended by this Form 4 amendment to correctly report the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. No other changes have been made to the original Form 4. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.03. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 20:02 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 16,100 | $13.62 | $219,282.00 |
DisclosureSEC source: 0001104659-20-101367 · a4.xml · nonDerivative · entry 2 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,795 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020. F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.79. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:02 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 3,900 | $13.53 | $52,767.00 |
DisclosureSEC source: 0001104659-20-101367 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,895 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2020. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.60. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $11.15 | $22,300.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F3 · date: Represents average price. These shares were sold in multiple transactions ranging in price from $11.09 to $11.22. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.09 to $11.22. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $11.15 | $33,450.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F2 · date: Represents average price. These shares were sold in multiple transactions ranging in price from $11.09 to $11.22. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.09 to $11.22. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-096864 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.24 | $20,480.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F3 · date: Represents average price. These shares were sold in multiple transactions ranging in price from $10.05 to $10.39. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.05 to $10.39. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.14 | $30,420.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F2 · date: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-084500 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| July 02, 2020 Filed Jul 15, 2020 20:02 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 20,000 | $11.51 | $230,200.00 |
DisclosureSEC source: 0001104659-20-083746 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,795 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.61. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:05 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 30,000 | $10.16 | $304,800.00 |
DisclosureSEC source: 0001104659-20-023875 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,795 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.92 to $10.20. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-000345 · a4.xml · derivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-20-000345 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2019. F3 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-000345 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.96 | $7,960.00 |
DisclosureSEC source: 0001104659-20-000345 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2019. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $7.90 to $8.17. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 21:02 UTC Amendment |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-000847 · a4a.xml · derivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 21:02 UTC Amendment |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-20-000847 · a4a.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F3 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 21:02 UTC Amendment |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-000847 · a4a.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 21:02 UTC Amendment |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.96 | $7,960.00 |
DisclosureSEC source: 0001104659-20-000847 · a4a.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $7.90 to $8.17. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-073415 · a4.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 9, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-19-073415 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-19-073415 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.64 | $7,640.00 |
DisclosureSEC source: 0001104659-19-069519 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:05 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-061091 · a4.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 9, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-19-061091 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents actual price. These shares were sold in multiple transaction, each at a price of $8.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:05 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-19-061091 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.65 | $7,650.00 |
DisclosureSEC source: 0001104659-19-058975 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-052556 · a4.xml · derivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-19-052556 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents actual price. These shares were sold in multiple transactions, each at a price of $8.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-19-052556 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.88 | $7,880.00 |
DisclosureSEC source: 0001104659-19-052556 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 20:05 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-049081 · a4.xml · derivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: Common Stock · 4,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 20:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 4,000 | $8.00 | $32,000.00 |
DisclosureSEC source: 0001104659-19-049081 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents actual price. These shares were sold in multiple transactions, each at a price of $8.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 20:05 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $2.50 | $10,000.00 |
DisclosureSEC source: 0001104659-19-049081 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.25 | $7,250.00 |
DisclosureSEC source: 0001104659-19-048682 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:05 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.83 | $7,830.00 |
DisclosureSEC source: 0001104659-19-043323 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:14 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-19-039031 · a4.xml · derivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at the rate of 1/48th of the total shares each month. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:14 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $8.00 | $16,000.00 |
DisclosureSEC source: 0001104659-19-039031 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices raning from $7.85 to $7.93. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:14 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-19-039031 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:14 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 1,000 | $7.88 | $7,880.00 |
DisclosureSEC source: 0001104659-19-039031 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2018. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:05 UTC |
NARANG PROMODSVP, Product and Technologies
|
Exercise / conversionStock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001104659-19-034630 · a4.xml · derivative · entry 3 NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,000 shares Expires 2019-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 72,000 shares, became exercisable beginning on August 8, 2013 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:05 UTC |
NARANG PROMODSVP, Product and Technologies
|
SaleCommon Stock | 22,650 | $8.03 | $181,879.50 |
DisclosureSEC source: 0001104659-19-034630 · a4.xml · nonDerivative · entry 2 NARANG PROMOD · CIK 0001259394 · SVP, Product and Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,468 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 and $8.11. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.