Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $10.35 | $20,700.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F3 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.25 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $10.35 | $31,050.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $10.26 to $10.51. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:06 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-037684 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $12.54 | $25,080.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $12.24 to $12.82. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $12.55 | $37,650.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $12.24 to $12.82. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:01 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-025192 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $11.39 | $22,780.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.30 to $11.50. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $11.38 | $34,140.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.30 to $11.50. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:02 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-21-005818 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $11.55 | $23,100.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.40 to $11.64. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $11.52 | $34,560.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.40 to $11.64. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-136819 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:02 UTC |
Darukhanavala Phiroz PDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001104659-20-134758 · a4.xml · derivative · entry 5 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested 100% on February 03, 2015 (four years after date of grant). Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:02 UTC |
Darukhanavala Phiroz PDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0001104659-20-134758 · a4.xml · derivative · entry 4 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100% on November 12, 2013 (one year after date of grant). Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:02 UTC |
Darukhanavala Phiroz PDirector
|
SaleCommon Stock | 25,500 | $11.35 | $289,425.00 |
DisclosureSEC source: 0001104659-20-134758 · a4.xml · nonDerivative · entry 3 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.81. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:02 UTC |
Darukhanavala Phiroz PDirector
|
Exercise / conversionCommon Stock | 25,000 | $1.50 | $37,500.00 |
DisclosureSEC source: 0001104659-20-134758 · a4.xml · nonDerivative · entry 2 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:02 UTC |
Darukhanavala Phiroz PDirector
|
Exercise / conversionCommon Stock | 500 | $4.42 | $2,210.00 |
DisclosureSEC source: 0001104659-20-134758 · a4.xml · nonDerivative · entry 1 Darukhanavala Phiroz P · CIK 0001512832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $11.37 | $22,740.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.07 to $11.60. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $11.37 | $34,110.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $11.07 to $11.60. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-126835 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $18.11 | $36,220.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $17.57 to $18.64. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $18.13 | $54,390.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: Represents average price. These shares were sold in multiple transactions ranging in price from $17.57 to $18.64. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:00 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-116063 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:00 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 30,000 | $18.02 | $540,600.00 |
DisclosureSEC source: 0001104659-20-114879 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,795 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 20:01 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 14,791 | $15.09 | $223,196.19 |
DisclosureSEC source: 0001104659-20-113055 · a4.xml · nonDerivative · entry 2 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,795 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. F3 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.19. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:01 UTC |
SINHA GUNJANDirector
|
SaleCommon Stock | 10,209 | $15.01 | $153,237.09 |
DisclosureSEC source: 0001104659-20-113055 · a4.xml · nonDerivative · entry 1 SINHA GUNJAN · CIK 0001107299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,586 F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020. F2 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · derivative · entry 6 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · derivative · entry 5 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,000 Underlying: Common Stock · 2,000 shares Expires 2027-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 2,000 | $14.13 | $28,260.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · nonDerivative · entry 4 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,187 F2 · date: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
SaleCommon Stock | 3,000 | $14.13 | $42,390.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · nonDerivative · entry 3 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,187 F2 · date: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · price: Represents actual price. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $2.50 | $5,000.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · nonDerivative · entry 2 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:33 UTC |
SMIT ERICChief Financial Officer
|
Exercise / conversionCommon Stock | 3,000 | $6.29 | $18,870.00 |
DisclosureSEC source: 0001104659-20-106124 · a4.xml · nonDerivative · entry 1 SMIT ERIC · CIK 0001259393 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.