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ECOLAB INC.

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Tapewire entity
2954
SEC CIK
0000031462
Parsed reports
1,260

Last 12 months

Inside the activity.

7 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202510
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202621
Jun 202621
Jul 202601
Aug 202602
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2023 Filed Jun 15, 2023 20:36 UTC SaleCommon Stock 2,400 $181.33 $435,192.00
Disclosure

SEC source: 0001415889-23-009836 · form4-06152023_080629.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,974.54

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:36 UTC Exercise / conversionCommon Stock 2,400 $104.85 $251,640.00
Disclosure

SEC source: 0001415889-23-009836 · form4-06152023_080629.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,374.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 18, 2023 22:20 UTC
Peterson GailSVP - GLOBAL MKTG & COMMS
SaleCommon Stock 934 $175.00 $163,450.00
Disclosure

SEC source: 0001415889-23-008302 · form4-05182023_100533.xml · nonDerivative · entry 1

Peterson Gail · CIK 0001837080 · SVP - GLOBAL MKTG & COMMS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567

Read SEC document
May 10, 2023 Filed May 12, 2023 21:08 UTC
Busch Angela MEVP - CORP STRAT & BUS DEV
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001415889-23-007912 · form4-05122023_090530.xml · derivative · entry 4

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Common Stock · 3,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:08 UTC
Busch Angela MEVP - CORP STRAT & BUS DEV
SaleCommon Stock 3,000 $175.00 $525,000.00
Disclosure

SEC source: 0001415889-23-007912 · form4-05122023_090530.xml · nonDerivative · entry 2

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,680

Read SEC document
May 10, 2023 Filed May 12, 2023 21:08 UTC
Busch Angela MEVP - CORP STRAT & BUS DEV
Exercise / conversionCommon Stock 3,000 $103.27 $309,795.00
Disclosure

SEC source: 0001415889-23-007912 · form4-05122023_090530.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 12, 2023 21:06 UTC
Alfano Nicholas J.EVP & PRES - GLOBAL INDUSTRIAL
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,098 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001415889-23-007910 · form4-05122023_090517.xml · derivative · entry 4

Alfano Nicholas J. · CIK 0001972462 · EVP & PRES - GLOBAL INDUSTRIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,098 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

Read SEC document
May 08, 2023 Filed May 12, 2023 21:06 UTC
Alfano Nicholas J.EVP & PRES - GLOBAL INDUSTRIAL
SaleCommon Stock 1,098 $175.00 $192,150.00
Disclosure

SEC source: 0001415889-23-007910 · form4-05122023_090517.xml · nonDerivative · entry 2

Alfano Nicholas J. · CIK 0001972462 · EVP & PRES - GLOBAL INDUSTRIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,717

Read SEC document
May 08, 2023 Filed May 12, 2023 21:06 UTC
Alfano Nicholas J.EVP & PRES - GLOBAL INDUSTRIAL
Exercise / conversionCommon Stock 1,098 $107.69 $118,238.13
Disclosure

SEC source: 0001415889-23-007910 · form4-05122023_090517.xml · nonDerivative · entry 1

Alfano Nicholas J. · CIK 0001972462 · EVP & PRES - GLOBAL INDUSTRIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total includes 8.676 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
May 06, 2023 Filed May 9, 2023 21:03 UTC
Sved GergelyEVP & PRES - HC & LIFE SCI
Exercise / conversionRestricted Stock Units · Derivative 1,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007672 · form4-05092023_090514.xml · derivative · entry 3

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,855 shares

Expires 2023-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 6, 2020, the reporting person was granted 1,855 restricted stock units vesting as to 100% of the units on the third anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F1 · price: On May 6, 2020, the reporting person was granted 1,855 restricted stock units vesting as to 100% of the units on the third anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 6, 2020, the reporting person was granted 1,855 restricted stock units vesting as to 100% of the units on the third anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 6, 2020, the reporting person was granted 1,855 restricted stock units vesting as to 100% of the units on the third anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
May 06, 2023 Filed May 9, 2023 21:03 UTC
Sved GergelyEVP & PRES - HC & LIFE SCI
Tax withholdingCommon Stock 1,045 $173.74 $181,555.17
Disclosure

SEC source: 0001415889-23-007672 · form4-05092023_090514.xml · nonDerivative · entry 2

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 06, 2023 Filed May 9, 2023 21:03 UTC
Sved GergelyEVP & PRES - HC & LIFE SCI
Exercise / conversionCommon Stock 1,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007672 · form4-05092023_090514.xml · nonDerivative · entry 1

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 6, 2020, the reporting person was granted 1,855 restricted stock units vesting as to 100% of the units on the third anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
May 05, 2023 Filed May 5, 2023 22:24 UTC
Beck ChristopheDirector · CHAIRMAN & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,830 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001415889-23-007488 · form4-05052023_100536.xml · derivative · entry 5

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,830 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

Read SEC document
May 05, 2023 Filed May 5, 2023 22:24 UTC
Beck ChristopheDirector · CHAIRMAN & CEO
SaleCommon Stock 6,254 $174.16 $1,089,177.88
Disclosure

SEC source: 0001415889-23-007488 · form4-05052023_100536.xml · nonDerivative · entry 3

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,043

F2 · price: This transaction was executed in multiple trades at prices ranging from $173.870 to $174.590, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 05, 2023 Filed May 5, 2023 22:24 UTC
Beck ChristopheDirector · CHAIRMAN & CEO
SaleCommon Stock 28,196 $173.33 $4,887,325.46
Disclosure

SEC source: 0001415889-23-007488 · form4-05052023_100536.xml · nonDerivative · entry 2

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,297

F1 · price: This transaction was executed in multiple trades at prices ranging from $172.870 to $173.865, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 05, 2023 Filed May 5, 2023 22:24 UTC
Beck ChristopheDirector · CHAIRMAN & CEO
Exercise / conversionCommon Stock 25,830 $103.27 $2,667,334.95
Disclosure

SEC source: 0001415889-23-007488 · form4-05052023_100536.xml · nonDerivative · entry 1

Beck Christophe · CIK 0001471500 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:46 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007511 · form4-05052023_100547.xml · derivative · entry 2

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:45 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007509 · form4-05052023_100507.xml · derivative · entry 2

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:44 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007507 · form4-05052023_100555.xml · derivative · entry 4

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:36 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007504 · form4-05052023_100552.xml · derivative · entry 2

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:35 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007502 · form4-05052023_100513.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:33 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007500 · form4-05052023_100547.xml · derivative · entry 2

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:30 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007497 · form4-05052023_100532.xml · derivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:29 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007495 · form4-05052023_100505.xml · derivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:27 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 554 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007493 · form4-05052023_100514.xml · derivative · entry 3

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 554 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:27 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007493 · form4-05052023_100514.xml · derivative · entry 2

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:26 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007491 · form4-05052023_100550.xml · derivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:20 UTC GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007482 · form4-05052023_100510.xml · derivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
May 04, 2023 Filed May 5, 2023 22:21 UTC
BECK BARBARADirector
GrantNon-Employee Director Stock Option (Right to Buy) · Derivative 1,410 $0.00 Strike: $172.21 $0.00
Disclosure

SEC source: 0001415889-23-007484 · form4-05052023_100532.xml · derivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 1,410 shares

Expires 2033-05-04

F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 22:09 UTC Exercise / conversionNon-Employee Stock Option (Right to Buy) · Derivative 3,200 $84.27 Strike: $84.27 $269,648.00
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · derivative · entry 3

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.

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April 05, 2023 Filed Apr 7, 2023 22:09 UTC Tax withholdingCommon Stock 1,632 $165.15 $269,524.80
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · nonDerivative · entry 2

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,127.82

F1 · kind: Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

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April 05, 2023 Filed Apr 7, 2023 22:09 UTC Exercise / conversionCommon Stock 3,200 $84.27 $269,648.00
Disclosure

SEC source: 0001415889-23-006379 · form4-04072023_100408.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,759.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2023 Filed Apr 4, 2023 22:33 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006132 · form4-04042023_100402.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,181.64

F1 · balance_after: Includes 46.94 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 22:30 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006128 · form4-04042023_100458.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,921.52

F1 · balance_after: Includes 22.48 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 22:27 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006126 · form4-04042023_100438.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,918.47

F1 · balance_after: Includes 74.10 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

F2 · balance_after: The total includes 29.0231 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934.

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March 31, 2023 Filed Apr 4, 2023 22:21 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006122 · form4-04042023_100419.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,727.3

F1 · balance_after: Includes 14.91 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 22:17 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006120 · form4-04042023_100434.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,639.97

F1 · balance_after: Includes 19.87 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 22:02 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006112 · form4-04042023_100418.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,535.78

F1 · balance_after: Includes 17.32 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:57 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006102 · form4-04042023_090404.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,559.82

F1 · balance_after: Includes 28.39 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:54 UTC GrantCommon Stock 182.03 $164.81 $30,000.36
Disclosure

SEC source: 0001415889-23-006100 · form4-04042023_090418.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,974.54

F1 · balance_after: Includes 79.95 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:54 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006100 · form4-04042023_090418.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,712.56

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March 31, 2023 Filed Apr 4, 2023 21:49 UTC GrantCommon Stock 182.03 $164.81 $30,000.36
Disclosure

SEC source: 0001415889-23-006098 · form4-04042023_090430.xml · nonDerivative · entry 2

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427.64

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March 31, 2023 Filed Apr 4, 2023 21:49 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006098 · form4-04042023_090430.xml · nonDerivative · entry 1

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245.61

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March 31, 2023 Filed Apr 4, 2023 21:45 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006093 · form4-04042023_090408.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,062.7

F1 · balance_after: Includes 28.48 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:41 UTC
BECK BARBARADirector
GrantCommon Stock 212.37 $164.81 $35,000.70
Disclosure

SEC source: 0001415889-23-006090 · form4-04042023_090456.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,084.93

F1 · balance_after: Includes 104.25 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:41 UTC
BECK BARBARADirector
GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006090 · form4-04042023_090456.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,768.31

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March 31, 2023 Filed Apr 4, 2023 21:38 UTC GrantCommon Stock 182.03 $164.81 $30,000.36
Disclosure

SEC source: 0001415889-23-006088 · form4-04042023_090420.xml · nonDerivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,710.33

F1 · balance_after: Includes 16.96 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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March 31, 2023 Filed Apr 4, 2023 21:38 UTC GrantCommon Stock 189.61 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006088 · form4-04042023_090420.xml · nonDerivative · entry 1

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,511.34

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March 03, 2023 Filed Mar 3, 2023 22:54 UTC
Berger Larry LEVP & CHIEF TECHNICAL OFFICER
SaleCommon Stock 4,404 $162.95 $717,627.40
Disclosure

SEC source: 0001415889-23-004188 · form4-03032023_100321.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,442

F2 · price: This transaction was executed in multiple trades at prices ranging from $162.810 to $163.100, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2023 Filed Mar 3, 2023 23:14 UTC
Sved GergelyEVP & PRES - HC & LIFE SCI
Tax withholdingCommon Stock 442 $158.95 $70,255.90
Disclosure

SEC source: 0001415889-23-004205 · form4-03032023_110340.xml · nonDerivative · entry 1

Sved Gergely · CIK 0001921436 · EVP & PRES - HC & LIFE SCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the settlement of vested performance-based restricted stock units in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.