ECL

SEC source: 0001415889-23-013923 · form4-10032023_091054.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,314.89

F1 · balance_after: Includes 19.57 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013918 · form4-10032023_091029.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,402.82

F1 · balance_after: Includes 61.88 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013915 · form4-10032023_091035.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,107.33

F1 · balance_after: Includes 13.36 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013913 · form4-10032023_091020.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,028.74

F1 · balance_after: Includes 17.43 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013910 · form4-10032023_091051.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,270.06

F1 · balance_after: Includes 15.34 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013907 · form4-10032023_091027.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,531.62

F1 · balance_after: Includes 24.42 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013904 · form4-10032023_091019.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,808.81

F1 · balance_after: Includes 67.77 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013904 · form4-10032023_091019.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,564.6

SEC source: 0001415889-23-013893 · form4-10032023_081016.xml · nonDerivative · entry 2

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,118.78

F1 · balance_after: Includes 1.21 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013893 · form4-10032023_081016.xml · nonDerivative · entry 1

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941.13

SEC source: 0001415889-23-013891 · form4-10032023_081052.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,018.63

F1 · balance_after: Includes 87.87 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013891 · form4-10032023_081052.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,724.91

SEC source: 0001415889-23-013889 · form4-10032023_081041.xml · nonDerivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,456.85

F1 · balance_after: Includes 16.14 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-013889 · form4-10032023_081041.xml · nonDerivative · entry 1

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,249.57

SEC source: 0001415889-23-013228 · form4-09132023_080916.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ecolab Savings Plan

Disclosed balance after: 0

F1 · shares: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan). Includes 13.069 UNITS acquired since the reporting person's last report. (The number of 1,489.977 UNITS are the equivalent of approximately 2,742 SHARES of the issuer's Common Stock.)

F2 · price: The price reported in Column 4 is the sale price per UNIT. The equivalent price per share of the issuer's Common Stock is $183.85.

SEC source: 0001415889-23-011982 · form4-08092023_090856.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,070.93

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Stock · 2,690 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents the first (out of three) vesting of units from the grant of 8,072 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,866

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-011864 · form4-08042023_080814.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · EVP, GC & SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-011861 · form4-08042023_080852.xml · derivative · entry 3

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,610

Underlying: Common Stock · 4,305 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the first (out of three) vesting of units from the grant of 12,915 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · price: Represents the first (out of three) vesting of units from the grant of 12,915 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents the first (out of three) vesting of units from the grant of 12,915 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents the first (out of three) vesting of units from the grant of 12,915 restricted stock units made on August 3, 2022. The vesting schedule for the grant provided for the units to vest, subject to continued employment, as to one-third of the units (excluding any fractional portion less than one unit), on each of the first and second anniversaries of the date of grant and as to the remaining units on the third anniversary of the date of grant. Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001415889-23-011861 · form4-08042023_080852.xml · nonDerivative · entry 2

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,538

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

SEC source: 0001415889-23-011861 · form4-08042023_080852.xml · nonDerivative · entry 1

Marsh Laurie M · CIK 0001479289 · EVP - HUMAN RESOURCES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-010802 · form4-07052023_090723.xml · nonDerivative · entry 1

ZILLMER JOHN J · CIK 0001188262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,394.72

F1 · balance_after: Includes 44.96 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010796 · form4-07052023_090725.xml · nonDerivative · entry 1

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,111.53

F1 · balance_after: Includes 21.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010791 · form4-07052023_090755.xml · nonDerivative · entry 1

REICH VICTORIA · CIK 0001217635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,157.15

F1 · balance_after: Includes 70.56 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010787 · form4-07052023_090725.xml · nonDerivative · entry 1

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,910.18

F1 · balance_after: Includes 14.76 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010785 · form4-07052023_090745.xml · nonDerivative · entry 1

McKibben Tracy B · CIK 0001584119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,827.52

F1 · balance_after: Includes 19.43 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010780 · form4-07052023_090741.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,420.93

F1 · balance_after: Includes 17.03 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010776 · form4-07052023_090735.xml · nonDerivative · entry 1

LARSON MICHAEL · CIK 0001098825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,323.41

F1 · balance_after: Includes 27.47 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010771 · form4-07052023_080731.xml · nonDerivative · entry 2

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,380.81

F1 · balance_after: Includes 76.75 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010771 · form4-07052023_080731.xml · nonDerivative · entry 1

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,142.66

SEC source: 0001415889-23-010768 · form4-07052023_080756.xml · nonDerivative · entry 2

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757.34

F1 · balance_after: Includes 0.18 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010768 · form4-07052023_080756.xml · nonDerivative · entry 1

Green Eric Mark · CIK 0001336007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595.76

SEC source: 0001415889-23-010764 · form4-07052023_080727.xml · nonDerivative · entry 2

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,541.12

F1 · balance_after: Includes 99.77 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010764 · form4-07052023_080727.xml · nonDerivative · entry 1

BECK BARBARA · CIK 0001184925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,253.05

SEC source: 0001415889-23-010758 · form4-07052023_080720.xml · nonDerivative · entry 2

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,065.78

F1 · balance_after: Includes 17.36 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

SEC source: 0001415889-23-010758 · form4-07052023_080720.xml · nonDerivative · entry 1

Ballard Shari L · CIK 0001311220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,878.45

SEC source: 0001415889-23-010179 · form4-06222023_100645.xml · derivative · entry 4

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

SEC source: 0001415889-23-010179 · form4-06222023_100645.xml · nonDerivative · entry 2

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,007.307

F1 · kind: Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.

SEC source: 0001415889-23-010179 · form4-06222023_100645.xml · nonDerivative · entry 1

Kirkland Scott D · CIK 0001779234 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,516.307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · derivative · entry 6

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,819 shares

Expires 2027-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · derivative · entry 5

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,889 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 3

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,442

F1 · price: This transaction was executed in multiple trades at prices ranging from $181.500 to $182.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 2

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-009961 · form4-06162023_090617.xml · nonDerivative · entry 1

Berger Larry L · CIK 0001433832 · EVP & CHIEF TECHNICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-009841 · form4-06152023_080629.xml · derivative · entry 4

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,460 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.

SEC source: 0001415889-23-009841 · form4-06152023_080629.xml · nonDerivative · entry 2

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,680

SEC source: 0001415889-23-009841 · form4-06152023_080629.xml · nonDerivative · entry 1

Busch Angela M · CIK 0001740094 · EVP - CORP STRAT & BUS DEV

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-23-009826 · form4-06152023_080634.xml · nonDerivative · entry 1

MacLennan David · CIK 0001498535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,235.78

F1 · price: This transaction was executed in multiple trades at prices ranging from $180.17 to $180.226, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-23-009836 · form4-06152023_080629.xml · derivative · entry 3

HIGGINS ARTHUR J · CIK 0001142083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2024-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on May 8, 2014. It became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.