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ECHO

EchoStar CORP

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3188
SEC CIK
0001415404
Parsed reports
316

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025025
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 3, 2024 23:55 UTC
ERGEN CHARLES WDirector · Chairman · 10% owner
GrantClass A Common Stock 30,028 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000997 · tm2333986-3_4seq1.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229,986

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantRestricted Stock Units · Derivative 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 12

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55

Underlying: Class A Common Stock · 55 shares

Expires 2024-01-01

F11 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F13 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F12 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 35,087 Not disclosed Strike: $100.95 Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 11

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Class A Common Stock · 35,087 shares

Expires 2028-10-01

F9 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F10 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 21,052 Not disclosed Strike: $165.11 Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 10

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,052

Underlying: Class A Common Stock · 21,052 shares

Expires 2027-01-01

F9 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F8 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 1,070,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 7

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 1,070,174

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F7 · ownership.nature: The shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 1,883,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 6

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 1,883,387

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F6 · ownership.nature: The shares are held by the reporting person as a general partner of a different limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 598,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 5

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 598,907

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F5 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 19,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 4

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 29,363

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F4 · ownership.nature: The shares are held by the reporting person in an irrevocable trust for the benefit of his children and grandchildren. The reporting person disclaims beneficial ownership of the shares

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 815,582 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 815,582

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F3 · ownership.nature: The share are held by the reporting person as a general partner of a limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 46,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 49,833

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F2 · ownership.nature: By 401(k).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC GrantClass A Common Stock 106,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,914

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
KELLY MICHAELExcVP/Grp Pres,Retail Wireless
GrantEmployee Stock Option (Option to Buy) · Derivative 148,817 Not disclosed Strike: $18.79 Not disclosed
Disclosure

SEC source: 0001104659-24-001010 · tm2333986-11_4seq1.xml · derivative · entry 3

KELLY MICHAEL · CIK 0001110592 · ExcVP/Grp Pres,Retail Wireless

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,817

Underlying: Class A Common Stock · 148,817 shares

Expires 2033-07-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2024, July 1, 2025, July 1, 2026, July 1, 2027 and July 1, 2028.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
KELLY MICHAELExcVP/Grp Pres,Retail Wireless
GrantEmployee Stock Option (Option to Buy) · Derivative 26,621 Not disclosed Strike: $18.79 Not disclosed
Disclosure

SEC source: 0001104659-24-001010 · tm2333986-11_4seq1.xml · derivative · entry 2

KELLY MICHAEL · CIK 0001110592 · ExcVP/Grp Pres,Retail Wireless

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,621

Underlying: Class A Common Stock · 26,621 shares

Expires 2033-07-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2024, July 1, 2025, July 1, 2026, July 1, 2027 and July 1, 2028.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
KELLY MICHAELExcVP/Grp Pres,Retail Wireless
GrantClass A Common Stock 53,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001010 · tm2333986-11_4seq1.xml · nonDerivative · entry 1

KELLY MICHAEL · CIK 0001110592 · ExcVP/Grp Pres,Retail Wireless

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,384

F1 · price: Received in exchange for shares of Class A Common Stock, par value $0.01 per share ("DISH Class A Common Stock") of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantRestricted Stock Units · Derivative 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 9

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16

Underlying: Class A Common Stock · 16 shares

Expires 2024-01-01

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F6 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F5 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing January 1, 2022.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $40.02 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 8

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2028-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $92.44 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 7

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2027-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $92.17 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 6

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2026-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantStock Option (Right to Buy) · Derivative 1,754 Not disclosed Strike: $101.09 Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · derivative · entry 5

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2025-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: The shares underlying the option were 100% vested at date of grant.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 988 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 2

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 1,189

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:57 UTC
ERGEN CANTEYDirector · 10% owner · Senior Advisor
GrantClass A Common Stock 156 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-000999 · tm2333986-8_4seq1.xml · nonDerivative · entry 1

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:02 UTC GrantClass B Common Stock · Derivative 19,999,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001004 · tm2333986-28_4seq1.xml · derivative · entry 1

Ergen Two-Year December 2023 SATS GRAT · CIK 0002006151 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,799,989

Underlying: Class A Common Stock · 19,999,989 shares

Expires not disclosed

F1 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2 · price: Received in exchange for shares of Class B Common Stock, par value $.01 par value per share ("DISH Class B Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of Issuer Class B Common Stock equal to 0.350877.

F1 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 14,033 Not disclosed Strike: $18.79 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 6

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,033

Underlying: Class A Common Stock · 14,033 shares

Expires 2033-07-01

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F4 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2024, July 1, 2025, July 1, 2026, July 1, 2027 and July 1, 2028.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 7,017 Not disclosed Strike: $52.36 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 5

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Class A Common Stock · 7,017 shares

Expires 2032-07-22

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 18,521 Not disclosed Strike: $52.36 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 4

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,521

Underlying: Class A Common Stock · 18,521 shares

Expires 2032-07-01

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F1 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 7,017 Not disclosed Strike: $52.36 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 3

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Class A Common Stock · 7,017 shares

Expires 2032-07-01

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 3,510 Not disclosed Strike: $18.79 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 2

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,510

Underlying: Class A Common Stock · 3,510 shares

Expires 2033-07-01

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F4 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2024, July 1, 2025, July 1, 2026, July 1, 2027 and July 1, 2028.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:07 UTC
Schanman GaryExcVP/Grp Pres,Video Services
GrantEmployee Stock Option (Right to Buy) · Derivative 9,549 Not disclosed Strike: $52.36 Not disclosed
Disclosure

SEC source: 0001104659-24-001014 · tm2333986-12_4seq1.xml · derivative · entry 1

Schanman Gary · CIK 0002003129 · ExcVP/Grp Pres,Video Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,549

Underlying: Class A Common Stock · 9,549 shares

Expires 2032-07-01

F2 · price: Received in exchange for a an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger").

F3 · price: At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) 0.350877 (the "Exchange Ratio"), at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F1 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:59 UTC GrantClass B Common Stock · Derivative 22,382,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001001 · tm2333986-27_4seq1.xml · derivative · entry 2

Telluray Holdings, LLC · CIK 0001747721 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,190,866

Underlying: Class A Common Stock · 22,382,661 shares

Expires not disclosed

F2 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F3 · price: Received in exchange for shares of DISH Class B Common Stock in connection with the Merger. At the Effective Time, each outstanding share of DISH Class B Common Stock was converted into the right to receive a number of shares of Issuer Class B Common Stock equal to the Exchange Ratio.

F2 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:59 UTC GrantClass A Common Stock 2,350,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001001 · tm2333986-27_4seq1.xml · nonDerivative · entry 1

Telluray Holdings, LLC · CIK 0001747721 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,350,696

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantRestricted Stock Units · Derivative 258 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 13

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258

Underlying: Class A Common Stock · 258 shares

Expires 2024-01-01

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F10 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantRestricted Stock Units · Derivative 28,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 12

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,070

Underlying: Class A Common Stock · 28,070 shares

Expires 2027-01-01

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F10 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F9 · derivative.exercise_date: The shares underlying the restricted stock units vest at a rate of 20% per year, commencing January 1, 2023.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 21,052 Not disclosed Strike: $165.11 Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 11

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,052

Underlying: Class A Common Stock · 21,052 shares

Expires 2027-01-01

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F7 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 35,200 Not disclosed Strike: $57.01 Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 10

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Class A Common Stock · 35,200 shares

Expires 2022-07-22

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F6 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 9,588 Not disclosed Strike: $57.01 Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 9

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,588

Underlying: Class A Common Stock · 9,588 shares

Expires 2032-07-22

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 29,824 Not disclosed Strike: $57.01 Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 8

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,824

Underlying: Class A Common Stock · 29,824 shares

Expires 2032-07-22

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F4 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantEmployee Stock Option (Right to Buy) · Derivative 109,709 Not disclosed Strike: $57.01 Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · derivative · entry 7

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,709

Underlying: Class A Common Stock · 109,709 shares

Expires 2032-07-22

F3 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F2 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantClass A Common Stock 721 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 2

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(K)

Disclosed balance after: 721

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:04 UTC
Swieringa JohnPresident, Technology and COO
GrantClass A Common Stock 5,548 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001006 · tm2333986-13_4seq1.xml · nonDerivative · entry 1

Swieringa John · CIK 0001661534 · President, Technology and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,548

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $40.02 Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 8

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2028-01-01

F4 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $92.46 Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 7

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2027-01-01

F4 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $92.17 Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 6

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2026-01-01

F4 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

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December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $101.09 Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 5

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2025-01-01

F4 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

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December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 1,754 Not disclosed Strike: $71.17 Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · derivative · entry 4

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Class A Common Stock · 1,754 shares

Expires 2024-01-01

F4 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

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December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantClass A Common Stock 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · nonDerivative · entry 3

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's child

Disclosed balance after: 70

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantClass A Common Stock 23,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · nonDerivative · entry 2

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Partnership

Disclosed balance after: 35,644

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

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December 31, 2023 Filed Jan 4, 2024 00:08 UTC
Ortolf Tom ADirector
GrantClass A Common Stock 3,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001015 · tm2333986-10_4seq1.xml · nonDerivative · entry 1

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,698

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

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December 31, 2023 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
GrantRestricted Stock Units · Derivative 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · derivative · entry 10

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189

Underlying: Class A Common Stock · 189 shares

Expires 2024-01-01

F8 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F10 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F9 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to Issuer Class A Common Stock.

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December 31, 2023 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
GrantEmployee Stock Option (Right to Buy) · Derivative 10,526 Not disclosed Strike: $165.11 Not disclosed
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · derivative · entry 9

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,526

Underlying: Class A Common Stock · 10,526 shares

Expires 2027-01-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio

F7 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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December 31, 2023 Filed Jan 4, 2024 00:06 UTC
ORBAN PAUL WEVP and CFO, DISH
GrantEmployee Stock Option (Right to Buy) · Derivative 14,148 Not disclosed Strike: $57.01 Not disclosed
Disclosure

SEC source: 0001104659-24-001013 · tm2333986-9_4seq1.xml · derivative · entry 8

ORBAN PAUL W · CIK 0001197815 · EVP and CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,148

Underlying: Class A Common Stock · 14,148 shares

Expires 2032-02-01

F3 · price: Received in exchange for a non-employee director stock option to acquire shares of DISH Class A Common Stock in connection with Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio

F6 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.