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person · Reporting owner

DEFRANCO JAMES

Disclosed activity across 2 companies

Tapewire entity
31810
SEC CIK
0001090537

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EchoStar CORPECHO · Entity 3188DirectorJuly 01, 2026July 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EchoStar CORP

Report date July 01, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,870 Ending reported balance After 2026-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-01 · Grant · Acquired 198 · Balance 1,886

F1: Represents the acquisition of restricted stock units (RSUs). The RSUs vest at the rate of 25% per year beginning on July 1, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2: The reported transaction involved the reporting person's receipt of a grant of 198 RSUs. The total reported in Column 5 includes the 198 newly awarded RSUs and 306,951 shares of Class A Common Stock.

Row 2 · 2026-07-01 · Tax withholding · Disposed 16 · Balance 1,870

F3: Represents shares withheld to cover certain tax obligations in connection with the vesting of the anniversary awards.

Class A Common StockSEC Table I · non-derivativeIndirectI49,948 Reported balance Holding disclosure · report date 2026-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 49,948

F4: By 401(K).

Class A Common StockSEC Table I · non-derivativeIndirectI815,582 Reported balance Holding disclosure · report date 2026-07-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 815,582

F5: The shares are held by the reporting person as a general partner of a limited partnership.

Class A Common StockSEC Table I · non-derivativeIndirectI598,907 Reported balance Holding disclosure · report date 2026-07-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 598,907

F6: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Class A Common StockSEC Table I · non-derivativeIndirectI1,883,387 Reported balance Holding disclosure · report date 2026-07-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,883,387

F7: The shares are held by the reporting person as a general partner of a different limited partnership.

Class A Common StockSEC Table I · non-derivativeIndirectI1,375,437 Reported balance Holding disclosure · report date 2026-07-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,375,437

F8: The shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the acquisition of restricted stock units (RSUs). The RSUs vest at the rate of 25% per year beginning on July 1, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2: The reported transaction involved the reporting person's receipt of a grant of 198 RSUs. The total reported in Column 5 includes the 198 newly awarded RSUs and 306,951 shares of Class A Common Stock.

F3: Represents shares withheld to cover certain tax obligations in connection with the vesting of the anniversary awards.

F4: By 401(K).

F5: The shares are held by the reporting person as a general partner of a limited partnership.

F6: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

F7: The shares are held by the reporting person as a general partner of a different limited partnership.

F8: The shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DISH Network CORP

Report date December 31, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-31 transaction · row 1
1 source row

Row 1 · 2023-12-31 · Disposition to issuer · Disposed 304,707 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-12-31 · Disposition to issuer · Disposed 131,469 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: By 401(k).

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-12-31 · Disposition to issuer · Disposed 2,324,412 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3: The shares are held by the reporting person as a general partner of a limited partnership.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-12-31 · Disposition to issuer · Disposed 55,185 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F4: The shares are held by the reporting person in an irrevocable trust for the benefit of the reporting person's children and grandchildren. The reporting person disclaims beneficial ownership of the shares.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2023-12-31 · Disposition to issuer · Disposed 1,706,888 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F5: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2023-12-31 · Disposition to issuer · Disposed 5,367,658 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F6: The shares are held by the reporting person as a general partner of a different limited partnership.

Class A Common StockSEC Table I · non-derivativeIndirectI0 Reported balance After 2023-12-31 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2023-12-31 · Disposition to issuer · Disposed 3,050,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F7: These shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.93 · Expires 2027-01-01Direct0 Reported balance After 2023-12-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-12-31 · Disposition to issuer · Disposed 60,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F8: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.42 · Expires 2028-10-01Direct0 Reported balance After 2023-12-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-12-31 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F9: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-01-01Direct157 Reported balance After 2023-12-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-12-31 · Disposition to issuer · Disposed 157 · Balance 157

F10: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F11: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2: By 401(k).

F3: The shares are held by the reporting person as a general partner of a limited partnership.

F4: The shares are held by the reporting person in an irrevocable trust for the benefit of the reporting person's children and grandchildren. The reporting person disclaims beneficial ownership of the shares.

F5: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

F6: The shares are held by the reporting person as a general partner of a different limited partnership.

F7: These shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

F8: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F9: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

F10: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F11: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 7, 2026 06:00 UTC EchoStar CORP ECHO · Entity 3188 Tax withholdingClass A Common Stock 16 $100.88 $1,614.08
Disclosure

SEC source: 0001090537-26-000001 · form4-07072026_060708.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870

F3 · kind: Represents shares withheld to cover certain tax obligations in connection with the vesting of the anniversary awards.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 06:00 UTC EchoStar CORP ECHO · Entity 3188 GrantClass A Common Stock 198 Not disclosed Not disclosed
Disclosure

SEC source: 0001090537-26-000001 · form4-07072026_060708.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,886

F1 · kind: Represents the acquisition of restricted stock units (RSUs). The RSUs vest at the rate of 25% per year beginning on July 1, 2026. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F2 · price: The reported transaction involved the reporting person's receipt of a grant of 198 RSUs. The total reported in Column 5 includes the 198 newly awarded RSUs and 306,951 shares of Class A Common Stock.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 18:00 UTC EchoStar CORP SATS · Entity 3188 PurchaseClass A Common Stock 110,000 $13.48 $1,482,800.00
Disclosure

SEC source: 0001415889-24-007697 · form4-03122024_060301.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,951

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.41 to $13.54. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:30 UTC EchoStar CORP SATS · Entity 3188 PurchaseClass A Common Stock 20,000 $13.44 $268,800.00
Disclosure

SEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,951

F2 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.42 to $13.46. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:30 UTC EchoStar CORP SATS · Entity 3188 PurchaseClass A Common Stock 70,000 $13.14 $919,800.00
Disclosure

SEC source: 0001415889-24-007467 · form4-03082024_090301.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,951

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $13.12 to $13.16. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionRestricted Stock Units · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 13

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 55 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F12 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 Tax withholdingClass A Common Stock 18 $16.57 $298.26
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 9

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,951

F14 · kind: Represents shares withheld to cover certain tax obligations in connection with vested Restricted Stock Units Listed in Table II.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 Exercise / conversionClass A Common Stock 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 8

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerRestricted Stock Units · Derivative 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · derivative · entry 10

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157

Underlying: Class A Common Stock · 157 shares

Expires 2024-01-01

F10 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F11 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022. Pursuant to the Merger Agreement, at the Effective Time, each RSU held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 100,000 Not disclosed Strike: $35.42 Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · derivative · entry 9

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires 2028-10-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F9 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

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December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $57.93 Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · derivative · entry 8

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,000 shares

Expires 2027-01-01

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F8 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities. Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Issuer Class A Common Stock held by the Reporting Person was converted into a corresponding award with respect to EchoStar Class A Common Stock.

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December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 3,050,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 7

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F7 · ownership.nature: These shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 5,367,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 6

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F6 · ownership.nature: The shares are held by the reporting person as a general partner of a different limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 1,706,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 5

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F5 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 55,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 4

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F4 · ownership.nature: The shares are held by the reporting person in an irrevocable trust for the benefit of the reporting person's children and grandchildren. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 2,324,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F3 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 131,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

F2 · ownership.nature: By 401(k).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:00 UTC DISH Network CORP DISH · Entity 95602 Disposition to issuerClass A Common Stock 304,707 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-000456 · form4-01042024_010118.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, EchoStar Corporation, a Nevada corporation ("EchoStar") and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of EchoStar ("Merger Sub"), on December 31, 2023, Merger Sub merged with and into the Issuer with the Issuer surviving the merger as a wholly owned subsidiary of EchoStar (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock, par value $0.01 per share, of the Issuer ("Issuer Class A Common Stock") held by the Reporting Person was converted into the right to receive 0.350877 shares of Class A Common Stock, par value $0.001 per share, of EchoStar ("EchoStar Class A Common Stock").

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantRestricted Stock Units · Derivative 55 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 12

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55

Underlying: Class A Common Stock · 55 shares

Expires 2024-01-01

F11 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.

F13 · price: Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

F12 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

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December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantEmployee Stock Option (Right to Buy) · Derivative 35,087 Not disclosed Strike: $100.95 Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 11

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Class A Common Stock · 35,087 shares

Expires 2028-10-01

F9 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F10 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantEmployee Stock Option (Right to Buy) · Derivative 21,052 Not disclosed Strike: $165.11 Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · derivative · entry 10

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,052

Underlying: Class A Common Stock · 21,052 shares

Expires 2027-01-01

F9 · price: Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection of the Merger Agreement. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.

F8 · derivative.exercise_date: The grant was subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 1,070,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 7

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 1,070,174

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F7 · ownership.nature: The shares are held by the reporting person as the manager of a different limited liability company ("LLC II"). As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 1,883,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 6

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 1,883,387

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F6 · ownership.nature: The shares are held by the reporting person as a general partner of a different limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 598,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 5

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 598,907

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F5 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 19,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 4

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 29,363

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F4 · ownership.nature: The shares are held by the reporting person in an irrevocable trust for the benefit of his children and grandchildren. The reporting person disclaims beneficial ownership of the shares

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 815,582 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 815,582

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F3 · ownership.nature: The share are held by the reporting person as a general partner of a limited partnership.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 46,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 49,833

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

F2 · ownership.nature: By 401(k).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 19:30 UTC EchoStar CORP SATS · Entity 3188 GrantClass A Common Stock 106,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-001018 · tm2333986-26_4seq1.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,914

F1 · price: Received in exchange for shares of Class A Common Stock, par value $.01 par value per share (DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection of the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:06 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009919 · form4-06162023_080642.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,707

F2 · kind: Represents shares withheld to cover certain tax obligations in connection with the performance bonus.

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June 14, 2023 Filed Jun 16, 2023 16:06 UTC DISH Network CORP DISH · Entity 95602 GrantClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009919 · form4-06162023_080642.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,742

F1 · kind: The reporting person acquired 100 Class A shares on June 14, 2023 granted to the reporting person as a performance bonus.

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June 01, 2023 Filed Jun 5, 2023 16:26 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 300,000 $6.00 $1,800,000.00
Disclosure

SEC source: 0001415889-23-009220 · form4-06052023_080626.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,642

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $5.92 to $6.09. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
May 12, 2023 Filed May 15, 2023 17:11 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 400,000 $6.14 $2,456,000.00
Disclosure

SEC source: 0001415889-23-008047 · form4-05152023_090549.xml · nonDerivative · entry 4

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 3,050,000

F6 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $6.11 to $6.16. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares are held by the reporting person as the manager of a limited liability company ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

Read SEC document
May 12, 2023 Filed May 15, 2023 17:11 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 600,000 $6.15 $3,690,000.00
Disclosure

SEC source: 0001415889-23-008047 · form4-05152023_090549.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 5,367,658

F5 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $6.12 to $6.17. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

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May 11, 2023 Filed May 15, 2023 17:11 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 1,000,000 $6.23 $6,230,000.00
Disclosure

SEC source: 0001415889-23-008047 · form4-05152023_090549.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 2,650,000

F3 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $6.11 to $6.36. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F4 · ownership.nature: These shares are held by the reporting person as the manager of a limited liability company ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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May 11, 2023 Filed May 15, 2023 17:11 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 1,000,000 $6.21 $6,210,000.00
Disclosure

SEC source: 0001415889-23-008047 · form4-05152023_090549.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 4,767,658

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $6.18 to $6.30. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

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March 24, 2023 Filed Mar 27, 2023 18:22 UTC DISH Network CORP DISH · Entity 95602 GiftClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005456 · form4-03272023_100327.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 1,650,000

F1 · kind: On March 24, 2023, the reporting person gifted 600,000 shares to a LLC for no additional consideration.

F2 · ownership.nature: These shares are held by the reporting person as the manager of a limited liability company ("LLC"). As manager of the LLC, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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March 24, 2023 Filed Mar 27, 2023 18:22 UTC DISH Network CORP DISH · Entity 95602 GiftClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005456 · form4-03272023_100327.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,642

F1 · kind: On March 24, 2023, the reporting person gifted 600,000 shares to a LLC for no additional consideration.

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March 08, 2023 Filed Mar 8, 2023 18:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 150,000 $11.46 $1,719,000.00
Disclosure

SEC source: 0001415889-23-004543 · form4-03082023_110339.xml · nonDerivative · entry 4

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 3,767,658

F5 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $11.36 to $11.52. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

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March 07, 2023 Filed Mar 8, 2023 18:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 100,000 $11.36 $1,136,000.00
Disclosure

SEC source: 0001415889-23-004543 · form4-03082023_110339.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,642

F4 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $11.33 to $11.38. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

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March 06, 2023 Filed Mar 8, 2023 18:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 500,000 $10.88 $5,440,000.00
Disclosure

SEC source: 0001415889-23-004543 · form4-03082023_110339.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,642

F3 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $10.81 to $10.98. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

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March 06, 2023 Filed Mar 8, 2023 18:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 50,000 $10.96 $548,000.00
Disclosure

SEC source: 0001415889-23-004543 · form4-03082023_110339.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 3,617,658

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $10.95 to $10.97. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

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March 02, 2023 Filed Mar 6, 2023 17:54 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 1,450,000 $10.84 $15,718,000.00
Disclosure

SEC source: 0001415889-23-004340 · form4-03062023_100330.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 3,567,658

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $10.65 to $11.09. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as a general partner of a limited partnership.

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January 01, 2023 Filed Jan 3, 2023 17:40 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionRestricted Stock Units · Derivative 157 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000136 · form4-01032023_100148.xml · derivative · entry 9

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Class A Common Stock · 157 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F9 · kind: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

F9 · derivative.exercise_date: The RSUs vest in three equal annual installments, commencing upon January 1, 2022.

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January 01, 2023 Filed Jan 3, 2023 17:40 UTC DISH Network CORP DISH · Entity 95602 Tax withholdingClass A Common Stock 55 $14.04 $772.20
Disclosure

SEC source: 0001415889-23-000136 · form4-01032023_100148.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642

F2 · kind: Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II.

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January 01, 2023 Filed Jan 3, 2023 17:40 UTC DISH Network CORP DISH · Entity 95602 Exercise / conversionClass A Common Stock 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000136 · form4-01032023_100148.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting.

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September 06, 2022 Filed Sep 8, 2022 20:42 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 110,000 $16.73 $1,840,300.00
Disclosure

SEC source: 0001415889-22-009470 · form4-09082022_050941.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 131,327

F1 · ownership.nature: By 401(K).

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August 22, 2022 Filed Aug 24, 2022 16:36 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 144,328 $17.82 $2,571,924.96
Disclosure

SEC source: 0001415889-22-008997 · form4-08242022_010802.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 1,050,000

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $17.73 to $17.86. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). The reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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August 19, 2022 Filed Aug 23, 2022 17:03 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 100,000 $18.29 $1,829,000.00
Disclosure

SEC source: 0001415889-22-008974 · form4-08232022_020837.xml · nonDerivative · entry 2

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 905,672

F3 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $18.28 to $18.30. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). The reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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August 19, 2022 Filed Aug 23, 2022 17:03 UTC DISH Network CORP DISH · Entity 95602 PurchaseClass A Common Stock 91,735 $17.93 $1,644,808.55
Disclosure

SEC source: 0001415889-22-008974 · form4-08232022_020837.xml · nonDerivative · entry 1

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 805,672

F1 · price: Based on a weighted average purchase price. The shares reported in this transaction were purchased at prices ranging from $17.86 to $18.04. Information regarding the number of shares purchased at each separate price will be made available upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F2 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC"). The reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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August 18, 2022 Filed Aug 22, 2022 17:36 UTC DISH Network CORP DISH · Entity 95602 GiftClass A Common Stock 1,706,888 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008941 · form4-08222022_020826.xml · nonDerivative · entry 3

DEFRANCO JAMES · CIK 0001090537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · I

Disclosed balance after: 1,706,888

F3 · kind: On August 18, 2022, the reporting person gifted 1,706,888 shares to a limited liability company ("LLC II") for no additional consideration. The reporting person is the manager of the LLC II. As manager of the LLC II, the reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

F4 · ownership.nature: The shares are held by the reporting person as the manager of a limited liability corporation ("LLC II"). The reporting person has sole voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of the shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.