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Nasdaq · USD

ECHO

EchoStar CORP

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3188
SEC CIK
0001415404
Parsed reports
316

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025025
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2024 Filed Jun 28, 2024 20:36 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 16,298,707 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018453 · form4-06282024_080625.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 15,104,784

Underlying: Class A Common Stock · 16,298,707 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT holds 15,104,784 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT holds 15,104,784 Class B shares and is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the trustee of the 2023 June GRAT.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 20:38 UTC GiftClass B Common Stock · Derivative 16,298,707 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018455 · form4-06282024_080612.xml · derivative · entry 1

Ergen Two-Year June 2023 DISH GRAT · CIK 0001983723 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,104,784

Underlying: Class A Common Stock · 16,298,707 shares

Expires not disclosed

F1 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 DISH GRAT (the "2023 June GRAT"), 16,298,707 Class B shares were distributed as an annuity to Mr. Ergen on June 26, 2024. Following this distribution, the 2023 June GRAT beneficially owns 15,104,784 Class B shares. The 2023 June GRAT is scheduled to expire in accordance with its terms on June 26, 2025. Mrs. Cantey M. Ergen serves as the Trustee of such GRAT.

F1 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 7,572,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,281,418

Underlying: Class A Common Stock · 7,572,328 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 7,572,328 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 6,927,672

Underlying: Class A Common Stock · 7,572,328 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2023 SATS GRAT (the "2023 June GRAT"), 7,572,328 Class B shares held by the 2023 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2023 June GRAT holds 6,927,672 Class B shares and is scheduled to expire pursuant to its terms on June 23, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 2,687,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,709,090

Underlying: Class A Common Stock · 2,687,900 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 01:45 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 2,687,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018281 · form4-06272024_010658.xml · derivative · entry 8

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,687,900 shares

Expires not disclosed

F7 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · kind: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

F7 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F7 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · ownership.nature: Pursuant to the terms of the Ergen Two-Year June 2022 DISH GRAT (the "2022 June GRAT"), all 2,687,900 Class B shares held by the 2022 June GRAT were distributed as an annuity to Mr. Ergen on June 24, 2024. Following this distribution, the 2022 June GRAT expired pursuant to its terms.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 12

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 6,000,000

Underlying: Class A Common Stock · 6,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 11

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,190

Underlying: Class A Common Stock · 6,000,000 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: On May 13, 2024, Charles W. Ergen established the Ergen Two-Year May 2024 SATS GRAT (the "2024 May GRAT") and contributed 6,000,000 Class B shares to the 2024 May GRAT. The 2024 May GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The 2024 May GRAT is scheduled to expire in accordance with its terms on May 13, 2026. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 2,261,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,021,190

Underlying: Class A Common Stock · 2,261,098 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 2,261,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 7,563,458

Underlying: Class A Common Stock · 2,261,098 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass A Common Stock 9,122,802 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 2

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,353,060

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:42 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass A Common Stock 9,122,802 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013274 · form4-05152024_100557.xml · nonDerivative · entry 1

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

F1 · ownership.nature: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares held by the 2023 May GRAT were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT holds 7,563,458 Class B shares and is scheduled to expire on May 12, 2025. Mrs. Cantey M. Ergen serves as the trustee of such GRAT.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:44 UTC GiftClass B Common Stock · Derivative 2,261,098 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013277 · form4-05152024_100520.xml · derivative · entry 2

Ergen Two-Year May 2023 DISH GRAT · CIK 0001977990 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,563,458

Underlying: Class A Common Stock · 2,261,098 shares

Expires not disclosed

F2 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT beneficially owns 7,563,458 Class B shares. The 2023 May GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the Trustee of such GRAT.

F2 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
May 13, 2024 Filed May 15, 2024 22:44 UTC GiftClass A Common Stock 9,122,802 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013277 · form4-05152024_100520.xml · nonDerivative · entry 1

Ergen Two-Year May 2023 DISH GRAT · CIK 0001977990 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Ergen Two-Year May 2023 DISH GRAT (the "2023 May GRAT"), 9,122,802 Class A shares and 2,261,098 Class B shares were distributed as an annuity to Mr. Ergen on May 13, 2024. Following this distribution, the 2023 May GRAT beneficially owns 7,563,458 Class B shares. The 2023 May GRAT is scheduled to expire in accordance with its terms on May 12, 2025. Mrs. Cantey M. Ergen serves as the Trustee of such GRAT.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:43 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 3,693,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 10

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,760,092

Underlying: Class A Common Stock · 3,693,428 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:43 UTC
ERGEN CHARLES WDirector · CHAIRMAN · 10% owner
ERGEN CANTEYDirector · 10% owner · SENIOR ADVISOR
GiftClass B Common Stock · Derivative 3,693,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010108 · form4-04032024_090414.xml · derivative · entry 9

ERGEN CHARLES W · CIK 0000904548 · Director · CHAIRMAN · 10% owner

ERGEN CANTEY · CIK 0001138538 · Director · 10% owner · SENIOR ADVISOR

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · I

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,693,428 shares

Expires not disclosed

F8 · derivative.exercise_price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · kind: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

F8 · price: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.exercise_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F8 · derivative.expiration_date: The holder of Class B shares may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration.

F9 · ownership.nature: Pursuant to the terms of the Ergen Two-Year March 2022 SATS GRAT (the "2022 March GRAT"), all 3,693,428 Class B shares held by the 2022 March GRAT were distributed as an annuity to Mr. Ergen on April 1, 2024, and the 2022 March GRAT expired in accordance with its terms.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
GrantEmployee Stock Option (Right to Buy) · Derivative 7,017 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 6

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Class A Common Stock · 7,017 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
GrantEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 5

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
GrantEmployee Stock Option (Right to Buy) · Derivative 12,630 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 4

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,630

Underlying: Class A Common Stock · 12,630 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 17,543 $0.00 Strike: $52.36 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 3

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,543 shares

Expires 2033-07-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2024, July 1, 2025, July 1, 2026, July 1, 2027 and July 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 14,034 $0.00 Strike: $52.36 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 2

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,034 shares

Expires 2032-07-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:50 UTC
Schanman GaryEVP, G PRES, VIDEO SRVS
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 28,070 $0.00 Strike: $52.36 $0.00
Disclosure

SEC source: 0001415889-24-010122 · form4-04032024_090436.xml · derivative · entry 1

Schanman Gary · CIK 0002003129 · EVP, G PRES, VIDEO SRVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,070 shares

Expires 2032-07-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F2 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
GrantEmployee Stock Option (Right to Buy) · Derivative 17,543 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 7

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,543

Underlying: Class A Common Stock · 17,543 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
GrantEmployee Stock Option (Right to Buy) · Derivative 67,745 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 6

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,745

Underlying: Class A Common Stock · 67,745 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F7 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
GrantEmployee Stock Option (Right To Buy) · Derivative 91,202 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 5

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,202

Underlying: Class A Common Stock · 91,202 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 35,086 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 4

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,086 shares

Expires 2032-02-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 1,871 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 3

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,871 shares

Expires 2032-07-22

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 29,824 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 2

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,824 shares

Expires 2032-07-22

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 17:46 UTC
Swieringa JohnPRES & COO DISH WIRELESS
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 109,709 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010112 · form4-04032024_090433.xml · derivative · entry 1

Swieringa John · CIK 0001661534 · PRES & COO DISH WIRELESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 109,709 shares

Expires 2032-07-22

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F2 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:49 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010212 · form4-04042024_120457.xml · derivative · entry 1

BYE STEPHEN J · CIK 0001602724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:47 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010210 · form4-04042024_120442.xml · derivative · entry 1

Hershman Lisa W. · CIK 0001738958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:38 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010208 · form4-04042024_120400.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:32 UTC
Ortolf Tom ADirector
GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010206 · form4-04042024_120432.xml · derivative · entry 1

Ortolf Tom A · CIK 0001327225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:31 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010202 · form4-04042024_120457.xml · derivative · entry 1

Abernathy Kathleen Q · CIK 0001358901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:24 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010194 · form4-04042024_120417.xml · derivative · entry 1

Wade William David · CIK 0001697157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 4, 2024 00:15 UTC GrantNon-Employee Director Stock Option · Derivative 10,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010192 · form4-04042024_120420.xml · derivative · entry 1

Brokaw George R · CIK 0001589074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-04-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of the grant.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
GrantEmployee Stock Option (Right to Buy) · Derivative 7,017 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 8

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,017

Underlying: Class A Common Stock · 7,017 shares

Expires 2034-04-01

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
GrantEmployee Stock Option (Right to Buy) · Derivative 54,177 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 7

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,177

Underlying: Class A Common Stock · 54,177 shares

Expires 2034-04-01

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F8 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
GrantEmployee Stock Option (Right To Buy) · Derivative 55,062 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 6

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,062

Underlying: Class A Common Stock · 55,062 shares

Expires 2034-04-01

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F7 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 14,034 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 5

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,034 shares

Expires 2032-02-01

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2026 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 1,871 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 4

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,871 shares

Expires 2032-07-22

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2023 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 35,087 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 3

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,087 shares

Expires 2032-07-22

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024, July 1, 2025, July 1, 2026 and July 1, 2027.

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April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
Disposition to issuerEmployee Stock Option (Right To Buy) · Derivative 65,264 $0.00 Strike: $57.01 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 2

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 65,264 shares

Expires 2032-07-22

F2 · kind: These transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 20% per year on each of July 1, 2023, July 1, 2024 and July 1, 2025.

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April 01, 2024 Filed Apr 3, 2024 21:56 UTC
ORBAN PAUL WEVP, CFO, DISH
GrantEmployee Stock Option (Right To Buy) · Derivative 100,000 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010133 · form4-04032024_090402.xml · derivative · entry 1

ORBAN PAUL W · CIK 0001197815 · EVP, CFO, DISH

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2034-04-01

F1 · derivative.exercise_date: The shares underlying the options vest at the rate of 20% per year, commencing upon April 1, 2025.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
GrantEmployee Stock Option (Right to Buy) · Derivative 20,300 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 7

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Class A Common Stock · 20,300 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F8 · derivative.exercise_date: The shares underlying these options vest 25% per year on each of April 1, 2025, April 1, 2026, April 1, 2027 and April 1, 2028.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
GrantEmployee Stock Option (Right to Buy) · Derivative 68,520 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 6

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,520

Underlying: Class A Common Stock · 68,520 shares

Expires 2034-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F7 · derivative.exercise_date: 40% of the shares underlying these options vested immediately upon the grant date. The remaining 60% of the shares underlying these options vest 30% per year on each of April 1, 2025 and April 1, 2026.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 61,885 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 5

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 61,885 shares

Expires 2026-01-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F6 · derivative.exercise_date: The options vested in five annual installments beginning on January 1, 2017 and became fully vested on January 1, 2021.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 7,713 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 4

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,713 shares

Expires 2029-10-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F5 · derivative.exercise_date: The option vested as to 2,571 shares on October 1, 2022 and vests as to 2,571 shares on each of October 1, 2023 and October 1, 2024.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 17,287 $0.00 Strike: $38.89 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 3

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,287 shares

Expires 2029-10-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F4 · derivative.exercise_date: The option vested as to 5,000 shares on each of October 1, 2020 and October 1, 2021 and as to 2,429 shares on October 1, 2022, and will vest as to 2,429 shares on each of October 1, 2023 and October 1, 2024.

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April 01, 2024 Filed Apr 3, 2024 21:54 UTC
Gaske PaulCOO, HUGHES
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 11,898 $0.00 Strike: $25.21 $0.00
Disclosure

SEC source: 0001415889-24-010131 · form4-04032024_090441.xml · derivative · entry 2

Gaske Paul · CIK 0001353340 · COO, HUGHES

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,898 shares

Expires 2032-04-01

F1 · kind: The transactions reported herein reflect the exchange of "underwater" options to acquire shares of the Issuer's Class A Common Stock pursuant to the terms and conditions set forth in the Issuer's Offer to Exchange Eligible Stock Options dated March 4, 2024, which expired on April 1, 2024 (the "Exchange"). Effective April 1, 2024, the Issuer cancelled the options the Reporting Person elected to exchange and granted to the Reporting Person new options with, among other new terms, a new exercise price, a different vesting schedule and in certain cases a different number of options, for options that are not subject to achievement of certain performance criteria. The new exercise price is $14.04, which is the closing price of the Issuer's Class A Common Stock on April 1, 2024.

F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on April 1, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.