Last 12 months
Inside the activity.
1 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 25 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2017 Filed Jun 7, 2017 16:03 UTC |
DUGAN MICHAEL TDirector · CEO and President
|
SaleClass A Common Stock | 5,000 | $61.01 | $305,050.00 |
DisclosureSEC source: 0001090536-17-000002 · wf-form4_149686579404049.xml · nonDerivative · entry 2 DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017. F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $60.86 and $61.14. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 16:03 UTC |
DUGAN MICHAEL TDirector · CEO and President
|
SaleClass A Common Stock | 5,000 | $61.46 | $307,300.00 |
DisclosureSEC source: 0001090536-17-000002 · wf-form4_149686579404049.xml · nonDerivative · entry 1 DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017. F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $61.10 and $62.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 16:06 UTC |
DUGAN MICHAEL TDirector · CEO and President
|
SaleClass A Common Stock | 5,000 | $61.02 | $305,100.00 |
DisclosureSEC source: 0001090536-17-000001 · wf-form4_149669314420422.xml · nonDerivative · entry 2 DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017. F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $60.27 and $61.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:06 UTC |
DUGAN MICHAEL TDirector · CEO and President
|
SaleClass A Common Stock | 5,000 | $60.13 | $300,650.00 |
DisclosureSEC source: 0001090536-17-000001 · wf-form4_149669314420422.xml · nonDerivative · entry 1 DUGAN MICHAEL T · CIK 0001090536 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,092 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017. F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $60.02 and $60.34. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:07 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
SaleClass A Common Stock | 2,500 | $60.00 | $150,000.00 |
DisclosureSEC source: 0001184607-17-000006 · wf-form4_149669324757940.xml · nonDerivative · entry 1 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,539 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. F2 · balance_after: Includes 72 shares acquired under the Company's employee stock purchase plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:11 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GiftClass B Common Stock · Derivative | 7,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000904548-17-000008 · wf-form4_149634785538372.xml · derivative · entry 9 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 7,600,000 Underlying: Class A Common Shares · 7,600,000 shares Expires not disclosed F3 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · kind: On May 30, 2017, the reporting person established the 2017 GRAT and contributed a total of 7,600,000 Class B shares to such trust. F3 · price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F6 · ownership.nature: On May 30, 2017, the reporting person established the 2017 GRAT and contributed a total of 7,600,000 Class B shares to such trust. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:11 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GiftClass B Common Stock · Derivative | 7,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000904548-17-000008 · wf-form4_149634785538372.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,274,076 Underlying: Class A Common Stock · 7,600,000 shares Expires not disclosed F3 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F5 · kind: On May 30, 2017, the reporting person established the Ergen Three-Year 2017 SATS GRAT (the "2017 GRAT"), a grantor retained annuity trust, of which the reporting person's spouse is the trustee, and contributed a total of 7,600,000 Class B shares to such trust. F3 · price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:11 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GiftClass B Common Stock · Derivative | 2,680,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000904548-17-000008 · wf-form4_149634785538372.xml · derivative · entry 7 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,874,076 Underlying: Class A Common Stock · 2,680,131 shares Expires not disclosed F3 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · kind: Pursuant to the terms of the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), 2,680,131 shares were distributed as an annuity to Mr. Ergen on May 30, 2017, and the 2014 GRAT expired in accordance with its terms. F3 · price: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of their Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:28 UTC |
ERGEN THREE YEAR 2014 SATS GRAT10% owner · Joint Filing Group
Ergen Three Year 2015 SATS GRAT10% owner · Joint Filing Group
|
GiftClass B Common Stock · Derivative | 2,680,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001609883-17-000003 · wf-form4_149634891803681.xml · derivative · entry 1 ERGEN THREE YEAR 2014 SATS GRAT · CIK 0001609883 · 10% owner · Joint Filing Group Ergen Three Year 2015 SATS GRAT · CIK 0001659362 · 10% owner · Joint Filing Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,680,131 shares Expires not disclosed F1 · derivative.exercise_price: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · kind: Pursuant to the terms of the 2014 GRAT, all of the remaining 2,680,131 Class B shares were distributed as an annuity to Mr. Ergen on May 30, 2017 and the 2014 GRAT expired in accordance with its terms. F1 · price: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.exercise_date: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.expiration_date: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · ownership.direct: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on May 31, 2017) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. F4 · ownership.direct: These securities are owned directly by the 2014 GRAT. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:22 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,001 | $43.94 Strike: $43.94 | $219,743.94 |
DisclosureSEC source: 0001234890-17-000006 · wf-form4_149617571826985.xml · derivative · entry 4 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common Stock · 5,001 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2017, if the reporting person is either employed by the company or its subsidiaries or is a member of the board of directors of the company on each vesting date. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:22 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
SaleClass A Common Shares | 5,001 | $59.75 | $298,809.75 |
DisclosureSEC source: 0001234890-17-000006 · wf-form4_149617571826985.xml · nonDerivative · entry 2 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. Read SEC document |
| May 26, 2017 Filed May 30, 2017 20:22 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionClass A Common Shares | 5,001 | $43.94 | $219,743.94 |
DisclosureSEC source: 0001234890-17-000006 · wf-form4_149617571826985.xml · nonDerivative · entry 1 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $43.94 Strike: $43.94 | $439,400.00 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · derivative · entry 7 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,001 Underlying: Class A Common Stock · 10,000 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2017, if the reporting person is either employed by the company or its subsidiaries or is a member of the board of directors of the company on each vesting date. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
SaleClass A Common Shares | 10,000 | $58.50 | $585,000.00 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · nonDerivative · entry 4 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $58.25 and $58.75. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionClass A Common Shares | 10,000 | $43.94 | $439,400.00 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · nonDerivative · entry 3 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,999 | $43.94 Strike: $43.94 | $219,656.06 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · derivative · entry 6 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,001 Underlying: Class A Common Stock · 4,999 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2017, if the reporting person is either employed by the company or its subsidiaries or is a member of the board of directors of the company on each vesting date. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
SaleClass A Common Shares | 4,999 | $57.75 | $288,692.25 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · nonDerivative · entry 2 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
Exercise / conversionClass A Common Shares | 4,999 | $43.94 | $219,656.06 |
DisclosureSEC source: 0001234890-17-000004 · wf-form4_149557071468705.xml · nonDerivative · entry 1 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:21 UTC |
Manson DeanEVP, Gen. Counsel & Secretary
|
SaleClass A Common Shares | 421 | $58.01 | $24,422.21 |
DisclosureSEC source: 0001353333-17-000002 · wf-form4_149557087999439.xml · nonDerivative · entry 3 Manson Dean · CIK 0001353333 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F4 · shares: Since August 1, 2011, the reporting person acquired 421 shares under the Company's 401(k) plan. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:21 UTC |
Manson DeanEVP, Gen. Counsel & Secretary
|
SaleClass A Common Shares | 1,048 | $58.09 | $60,878.32 |
DisclosureSEC source: 0001353333-17-000002 · wf-form4_149557087999439.xml · nonDerivative · entry 2 Manson Dean · CIK 0001353333 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $58.08 and $58.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| May 17, 2017 Filed May 23, 2017 20:21 UTC |
Manson DeanEVP, Gen. Counsel & Secretary
|
GiftClass A Common Shares | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001353333-17-000002 · wf-form4_149557087999439.xml · nonDerivative · entry 1 Manson Dean · CIK 0001353333 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168 F1 · kind: Represents shares that the reporting person donated as a gift to a donor advised fund. F2 · shares: These shares were acquired under the Company's employee stock purchase plan. F2 · balance_after: These shares were acquired under the Company's employee stock purchase plan. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:18 UTC |
KAUL PRADMAN PDirector · President-Hughes Comm. Inc
|
SaleClass A Common Shares | 1,447 | $57.79 | $83,622.13 |
DisclosureSEC source: 0001234890-17-000002 · wf-form4_149513867459719.xml · nonDerivative · entry 1 KAUL PRADMAN P · CIK 0001234890 · Director · President-Hughes Comm. Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These shares were acquired under the Company's employee stock purchase plan. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:10 UTC |
Federico Anthony MDirector
|
Exercise / conversionNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001524438-17-000002 · wf-form4_149496542145028.xml · derivative · entry 3 Federico Anthony M · CIK 0001524438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2017-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:10 UTC |
Federico Anthony MDirector
|
SaleClass A Common Stock | 5,000 | $56.36 | $281,800.00 |
DisclosureSEC source: 0001524438-17-000002 · wf-form4_149496542145028.xml · nonDerivative · entry 2 Federico Anthony M · CIK 0001524438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146 F1 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $55.65 and $56.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:10 UTC |
Federico Anthony MDirector
|
Exercise / conversionClass A Common Stock | 5,000 | $26.42 | $132,100.00 |
DisclosureSEC source: 0001524438-17-000002 · wf-form4_149496542145028.xml · nonDerivative · entry 1 Federico Anthony M · CIK 0001524438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:07 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $56.95 | $0.00 |
DisclosureSEC source: 0000904548-17-000004 · wf-form4_149323723241625.xml · derivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 600,000 shares Expires 2027-04-01 F1 · kind: On April 1, 2017, the issuer granted to Mr. Ergen an option to purchase 1.1 million shares of Class A common stock as disclosed in the Form 4 filed by Mr. Ergen on April 4, 2017. Mr. Ergen has forfeited a portion of this option pro-rata across all vesting tranches. F2 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2018, if Mr. Ergen is Chairman of the Board of Directors of the issuer on each vesting date. F2 · balance_after: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2018, if Mr. Ergen is Chairman of the Board of Directors of the issuer on each vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:03 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,100,000 | $0.00 Strike: $56.95 | $0.00 |
DisclosureSEC source: 0000904548-17-000002 · wf-form4_149133620821970.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Class A Common Stock · 1,100,000 shares Expires 2027-04-01 F4 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on April 1, 2018, if Mr. Ergen is Chairman of the Board of Directors of the issuer on each vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:57 UTC |
Wade William DavidDirector
|
GrantNon-Employee Director Stock Option · Derivative | 10,000 | $0.00 Strike: $56.95 | $0.00 |
DisclosureSEC source: 0001697157-17-000004 · wf-form4_149133941556544.xml · derivative · entry 1 Wade William David · CIK 0001697157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Shares · 10,000 shares Expires 2022-04-01 F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:11 UTC |
Ortolf Tom ADirector
|
Exercise / conversionNon-Employee Director Stock Option · Derivative | 5,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001327225-17-000002 · wf-form4_148849269076782.xml · derivative · entry 4 Ortolf Tom A · CIK 0001327225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires 2017-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:11 UTC |
Ortolf Tom ADirector
|
SaleClass A Common Shares | 5,000 | $53.10 | $265,500.00 |
DisclosureSEC source: 0001327225-17-000002 · wf-form4_148849269076782.xml · nonDerivative · entry 2 Ortolf Tom A · CIK 0001327225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $53.09 and $53.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:11 UTC |
Ortolf Tom ADirector
|
Exercise / conversionClass A Common Stock | 5,000 | $26.42 | $132,100.00 |
DisclosureSEC source: 0001327225-17-000002 · wf-form4_148849269076782.xml · nonDerivative · entry 1 Ortolf Tom A · CIK 0001327225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Apr 4, 2017 20:03 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
OtherHughes Retail Preferred Tracking Stock | 6,290,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000904548-17-000002 · wf-form4_149133620821970.xml · nonDerivative · entry 1 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DISH Network L.L.C. Disclosed balance after: 0 F1 · ownership.nature: On February 28, 2017, the issuer and DISH Network Corporation ("DISH") and their respective subsidiaries consummated a transaction pursuant to which the issuer and its subsidiary received all the shares of the Hughes Retail Preferred Tracking Stock (the "Tracking Stock") owned by DISH and its subsidiary in exchange for 100% of the equity interests of two former subsidiaries of the issuer that held portions of the issuer's EchoStar Technologies businesses. The Tracking Stock was then retired. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:03 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001184607-17-000003 · wf-form4_148616301495950.xml · derivative · entry 4 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Class A Common Stock · 10,000 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on December 31, 2013. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:03 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
SaleClass A Common Stock | 10,000 | $55.00 | $550,000.00 |
DisclosureSEC source: 0001184607-17-000003 · wf-form4_148616301495950.xml · nonDerivative · entry 2 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,967 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:03 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
Exercise / conversionClass A Common Stock | 10,000 | $34.22 | $342,200.00 |
DisclosureSEC source: 0001184607-17-000003 · wf-form4_148616301495950.xml · nonDerivative · entry 1 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001184607-17-000001 · wf-form4_148356817389995.xml · derivative · entry 4 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Class A Common Shares · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On December 31, 2012, the reporting person was granted 33,333 restricted stock units. The shares underlying the restricted stock units vest at the rate of 20% per year, commencing on December 31, 2013. Pursuant to the terms of the reporting person's restricted stock unit agreement, on December 31, 2016, 6,667 of the reporting person's restricted stock units vested and were settled for an equal number of shares of Class A Common Stock. F3 · derivative.expiration_date: On December 31, 2012, the reporting person was granted 33,333 restricted stock units. The shares underlying the restricted stock units vest at the rate of 20% per year, commencing on December 31, 2013. Pursuant to the terms of the reporting person's restricted stock unit agreement, on December 31, 2016, 6,667 of the reporting person's restricted stock units vested and were settled for an equal number of shares of Class A Common Stock. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
Tax withholdingClass A Common Stock | 2,133 | $51.39 | $109,614.87 |
DisclosureSEC source: 0001184607-17-000001 · wf-form4_148356817389995.xml · nonDerivative · entry 2 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,967 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC |
RAYNER DAVIDEVP, CFO, COO & Treasurer
|
Exercise / conversionClass A Common Stock | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001184607-17-000001 · wf-form4_148356817389995.xml · nonDerivative · entry 1 RAYNER DAVID · CIK 0001184607 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one share of Class A Common Stock. F2 · balance_after: Includes 68 shares acquired under the Company's employee stock purchase plan. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:30 UTC |
ERGEN CHARLES WDirector · Chairman · 10% owner
|
GiftClass B Common Stock · Derivative | 1,995,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000904548-16-000018 · wf-form4_148071422016537.xml · derivative · entry 8 ERGEN CHARLES W · CIK 0000904548 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,193,945 Underlying: Class A Common Stock · 1,995,242 shares Expires not disclosed F4 · derivative.exercise_price: The holder of the shares of Class B stock may elect to convert any or all of his Class B shares into an equal number of Class A shares at any time for no additional consideration. F5 · kind: Pursuant to the terms of the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), 1,995,242 shares were distributed as an annuity to Mr. Ergen on November 30, 2016, with the 2015 GRAT retaining 7,004,758 Class B shares. The 2015 GRAT expires in accordance with its terms on November 30, 2018. F4 · price: The holder of the shares of Class B stock may elect to convert any or all of his Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · derivative.exercise_date: The holder of the shares of Class B stock may elect to convert any or all of his Class B shares into an equal number of Class A shares at any time for no additional consideration. F4 · derivative.expiration_date: The holder of the shares of Class B stock may elect to convert any or all of his Class B shares into an equal number of Class A shares at any time for no additional consideration. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:36 UTC |
Ergen Three Year 2015 SATS GRAT10% owner · Joint Filing Group
ERGEN THREE YEAR 2014 SATS GRATJoint Filing Group
|
GiftClass B Common Stock · Derivative | 1,995,242 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001659362-16-000008 · wf-form4_148071456663641.xml · derivative · entry 1 Ergen Three Year 2015 SATS GRAT · CIK 0001659362 · 10% owner · Joint Filing Group ERGEN THREE YEAR 2014 SATS GRAT · CIK 0001609883 · Joint Filing Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004,758 Underlying: Class A Common Stock · 1,995,242 shares Expires not disclosed F1 · derivative.exercise_price: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · kind: Pursuant to the terms of the 2015 GRAT, 1,995,242 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2016, with the 2015 GRAT retaining 7,004,758 Class B shares. The 2015 GRAT expires in accordance with its terms on November 30, 2018. F2 · shares: Pursuant to the terms of the 2015 GRAT, 1,995,242 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2016, with the 2015 GRAT retaining 7,004,758 Class B shares. The 2015 GRAT expires in accordance with its terms on November 30, 2018. F1 · price: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.exercise_date: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.expiration_date: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · ownership.direct: These securities are owned directly by the 2015 GRAT. F4 · ownership.direct: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on December 1, 2016) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionClass A Common Shares · Derivative | 10,645 | $14.83 Strike: $14.83 | $157,865.35 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · derivative · entry 19 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 10,645 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on 3/31/2010. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,437 | $29.54 Strike: $29.54 | $751,408.98 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · derivative · entry 18 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,437 shares Expires 2018-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on 3/31/2009. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,090 | $19.08 Strike: $19.08 | $440,557.20 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · derivative · entry 17 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,183 Underlying: Class A Common Stock · 23,090 shares Expires 2020-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on 6/30/2011. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
SaleClass A Common Stock | 10,645 | $50.05 | $532,782.25 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 12 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 F4 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.00 and $50.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionClass A Common Stock | 10,645 | $14.83 | $157,865.35 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 11 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
SaleClass A Common Stock | 25,437 | $50.00 | $1,271,850.00 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 10 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 F3 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.00 and $50.06. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionClass A Common Stock | 25,437 | $29.54 | $751,408.98 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 9 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
SaleClass A Common Stock | 23,090 | $50.03 | $1,155,192.70 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 8 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 F2 · price: The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.00 and $50.17. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionClass A Common Stock | 23,090 | $19.08 | $440,557.20 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · nonDerivative · entry 7 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:07 UTC |
Kilaru KrantiEVP, Bus Systems, IT & Ops
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,593 | $14.83 Strike: $14.83 | $53,284.19 |
DisclosureSEC source: 0001582944-16-000017 · wf-form4_147976240561301.xml · derivative · entry 16 Kilaru Kranti · CIK 0001582944 · EVP, Bus Systems, IT & Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,645 Underlying: Class A Common Shares · 3,593 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares underlying the option vest at the rate of 20% per year, commencing on 3/31/2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.