person · Reporting owner

ERGEN THREE YEAR 2014 SATS GRAT

Disclosed activity across 1 company

Tapewire entity: 175600
SEC CIK: 0001609883

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EchoStar CORPSATS · Entity 3188	10% owner · Joint Filing Group	May 30, 2017	June 01, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EchoStar CORP

Report date May 30, 2017 · Filed June 01, 2017

Jointly reported with Ergen Three Year 2015 SATS GRAT

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-05-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-05-30 · Gift · Disposed 2,680,131 · Balance 0 F1: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2: Pursuant to the terms of the 2014 GRAT, all of the remaining 2,680,131 Class B shares were distributed as an annuity to Mr. Ergen on May 30, 2017 and the 2014 GRAT expired in accordance with its terms. F3: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on May 31, 2017) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. F4: These securities are owned directly by the 2014 GRAT.
Class B Common StockSEC Table II · derivative / convertible security	Direct	7,004,758	Reported balance Holding disclosure · report date 2017-05-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,004,758 F5: On November 30, 2015, Mr. Ergen established the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT") and contributed a total of 9,000,000 Class B shares to such trust. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on May 31, 2017) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. F6: These securities are owned directly by the 2015 GRAT.

Filing footnotes · ownership attribution and instrument terms

F1: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F2: Pursuant to the terms of the 2014 GRAT, all of the remaining 2,680,131 Class B shares were distributed as an annuity to Mr. Ergen on May 30, 2017 and the 2014 GRAT expired in accordance with its terms.

F3: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on May 31, 2017) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT.

F4: These securities are owned directly by the 2014 GRAT.

F5: On November 30, 2015, Mr. Ergen established the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT") and contributed a total of 9,000,000 Class B shares to such trust. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration.

F6: These securities are owned directly by the 2015 GRAT.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 30, 2017 Filed Jun 1, 2017 20:28 UTC	EchoStar CORP SATS · Entity 3188	GiftClass B Common Stock · Derivative	2,680,131	Not disclosed	Not disclosed	Disclosure SEC source: 0001609883-17-000003 · wf-form4_149634891803681.xml · derivative · entry 1 ERGEN THREE YEAR 2014 SATS GRAT · CIK 0001609883 · 10% owner · Joint Filing Group Ergen Three Year 2015 SATS GRAT · CIK 0001659362 · 10% owner · Joint Filing Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,680,131 shares Expires not disclosed F1 · derivative.exercise_price: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · kind: Pursuant to the terms of the 2014 GRAT, all of the remaining 2,680,131 Class B shares were distributed as an annuity to Mr. Ergen on May 30, 2017 and the 2014 GRAT expired in accordance with its terms. F1 · price: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.exercise_date: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.expiration_date: On May 30, 2014, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2014 SATS GRAT (the "2014 GRAT"), and contributed 10,000,000 Class B shares to the 2014 GRAT. The 2014 GRAT may have elected to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · ownership.direct: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on May 31, 2017) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. F4 · ownership.direct: These securities are owned directly by the 2014 GRAT. Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:36 UTC	EchoStar CORP SATS · Entity 3188	GiftClass B Common Stock · Derivative	1,995,242	Not disclosed	Not disclosed	Disclosure SEC source: 0001659362-16-000008 · wf-form4_148071456663641.xml · derivative · entry 1 Ergen Three Year 2015 SATS GRAT · CIK 0001659362 · 10% owner · Joint Filing Group ERGEN THREE YEAR 2014 SATS GRAT · CIK 0001609883 · Joint Filing Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004,758 Underlying: Class A Common Stock · 1,995,242 shares Expires not disclosed F1 · derivative.exercise_price: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F2 · kind: Pursuant to the terms of the 2015 GRAT, 1,995,242 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2016, with the 2015 GRAT retaining 7,004,758 Class B shares. The 2015 GRAT expires in accordance with its terms on November 30, 2018. F2 · shares: Pursuant to the terms of the 2015 GRAT, 1,995,242 Class B shares were distributed as an annuity to Mr. Ergen on November 30, 2016, with the 2015 GRAT retaining 7,004,758 Class B shares. The 2015 GRAT expires in accordance with its terms on November 30, 2018. F1 · price: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.exercise_date: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F1 · derivative.expiration_date: On November 30, 2015, Charles W. Ergen established a Grantor Retained Annuity Trust ("GRAT"), the Ergen Three-Year 2015 SATS GRAT (the "2015 GRAT"), and contributed a total of 9,000,000 Class B shares to the 2015 GRAT. The 2015 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. F3 · ownership.direct: These securities are owned directly by the 2015 GRAT. F4 · ownership.direct: There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner, except that the trust agreement for each GRAT contains an irrevocable provision that provides that the trustee will not dispose of any shares of the issuer held by the GRAT unless a Change of Control Event (as defined in Item 6 of the GRATs' Schedule 13D/A filed on December 1, 2016) occurs. The dispositive and voting power of the shares held by each of the GRATs is independent of each other, except to the extent that Mr. William R. Gouger is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.