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EBS

Emergent BioSolutions Inc.

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Tapewire entity
5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2021 Filed May 24, 2021 21:08 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000093 · wf-form4_162189049034879.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,606

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:05 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000091 · wf-form4_162189033525294.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,303

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:18 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 10,305 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001367644-21-000075 · wf-form4_162076428587593.xml · derivative · entry 3

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,305 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option vested in three equal installments in May 2015, May 2016 and May 2017. Each option represents the right of the reporting person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:18 UTC Tax withholdingCommon Stock 3,118 $61.62 $192,131.16
Disclosure

SEC source: 0001367644-21-000075 · wf-form4_162076428587593.xml · nonDerivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,945

F1 · security: Consists of shares owned by the reporting person and delivered to the issuer to satisfy the reporting persons exercise price for the reported stock option exercise.

Read SEC document
May 10, 2021 Filed May 11, 2021 20:18 UTC Exercise / conversionCommon Stock 10,305 $18.64 $192,085.20
Disclosure

SEC source: 0001367644-21-000075 · wf-form4_162076428587593.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:27 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,054 $61.62 $64,947.48
Disclosure

SEC source: 0001367644-21-000079 · wf-form4_162076485462525.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,919

F1 · security: Represents shares of common stock withheld to pay taxes upon vest of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2021 Filed May 11, 2021 20:25 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 94 $61.62 $5,792.28
Disclosure

SEC source: 0001367644-21-000077 · wf-form4_162076469265250.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,053

F1 · security: Represents shares of common stock withheld to pay taxes upon vest of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:30 UTC
Smith Karen L.EVP, Chief Medical Officer
Tax withholdingCommon Stock 305 $60.85 $18,559.25
Disclosure

SEC source: 0001367644-21-000081 · wf-form4_162076498795882.xml · nonDerivative · entry 1

Smith Karen L. · CIK 0001639637 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,888

F1 · security: Represents shares of common stock withheld to pay taxes upon vest of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:54 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000055 · wf-form4_161731759604526.xml · nonDerivative · entry 1

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,776

F1 · security: Represents shares of common stock withheld to pay taxes upon vest of restricted stock units granted under the company's stock incentive plan, as amended and restated

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:30 UTC
Bailey SueDirector
SaleCommon Stock 8,168 $92.37 $754,478.16
Disclosure

SEC source: 0001367644-21-000051 · wf-form4_161524624160313.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,427

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These shares are held of record by a living trust, for which the Reporting Person serves as Trustee.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $91.01 to $93.50.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,145 $99.02 Strike: $49.64 $1,994,757.90
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · derivative · entry 6

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,145 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.01 to $99.99.

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 17,134 $99.62 Strike: $30.63 $1,706,889.08
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · derivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,134 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.25.

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 20,145 $99.02 $1,994,757.90
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,190

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.01 to $99.99.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
Exercise / conversionCommon Stock 20,145 $49.64 $999,997.80
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 17,134 $99.62 $1,706,889.08
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,190

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.25.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Havey AdamEVP, Business Operations
Exercise / conversionCommon Stock 17,134 $30.63 $524,814.42
Disclosure

SEC source: 0001367644-21-000049 · wf-form4_161481282979100.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 561 $97.15 $54,501.15
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 649 $97.15 $63,050.35
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,061

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:12 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 819 $97.15 $79,565.85
Disclosure

SEC source: 0001367644-21-000041 · wf-form4_161437750812785.xml · nonDerivative · entry 4

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,973

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 732 $97.15 $71,113.80
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · nonDerivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,190

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 739 $97.15 $71,793.85
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,922

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · nonDerivative · entry 5

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,935

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 336 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · nonDerivative · entry 4

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,220

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 860 $97.15 $83,549.00
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · nonDerivative · entry 5

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,147

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 1,716 $97.15 $166,709.40
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,007

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:15 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 799 $97.15 $77,622.85
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 5

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,760

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:15 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 764 $97.15 $74,222.60
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,559

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 10,696 $93.49 Strike: $93.49 $999,969.04
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,696

Underlying: Common Stock · 10,696 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 619 $93.49 $57,870.31
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,710

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,329

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,655

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 16,043 $93.49 Strike: $93.49 $1,499,860.07
Disclosure

SEC source: 0001367644-21-000041 · wf-form4_161437750812785.xml · derivative · entry 5

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,043

Underlying: Common Stock · 16,043 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,010 $93.49 $94,424.90
Disclosure

SEC source: 0001367644-21-000041 · wf-form4_161437750812785.xml · nonDerivative · entry 3

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,792

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 4,012 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000041 · wf-form4_161437750812785.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,802

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:12 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 4,011 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000041 · wf-form4_161437750812785.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,790

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:22 UTC
El-Hibri FuadDirector · Chairman
GrantRestricted Stock Unit · Derivative 13,906 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008483 · doc4.xml · derivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,906

Underlying: Common Stock · 13,906 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 24, 2021, Mr. El-Hibri was granted 13,906 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 24, 2021, Mr. El-Hibri was granted 13,906 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 27, 2021 00:22 UTC
El-Hibri FuadDirector · Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 27,808 $0.00 Strike: $93.49 $0.00
Disclosure

SEC source: 0000899243-21-008483 · doc4.xml · derivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,808

Underlying: Common Stock · 27,808 shares

Expires 2031-02-23

F2 · derivative.exercise_date: On February 24, 2021, Mr. El-Hibri was granted 27,808 stock options vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
GrantEmployee Stock Options (Right to Buy) · Derivative 14,973 $93.49 Strike: $93.49 $1,399,825.77
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · derivative · entry 6

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,973

Underlying: Common Stock · 14,973 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 847 $93.49 $79,186.03
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,661

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,508

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

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February 24, 2021 Filed Feb 26, 2021 22:18 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000047 · wf-form4_161437785866552.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,764

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
GrantEmployee Stock Options (Right to Buy) · Derivative 12,835 $93.49 Strike: $93.49 $1,199,944.15
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · derivative · entry 6

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,835

Underlying: Common Stock · 12,835 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

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February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · nonDerivative · entry 3

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,556

F3 · security: Represents shares of common stock withheld to pay taxes.

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February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
GrantCommon Stock 3,209 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · nonDerivative · entry 2

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,989

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

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February 24, 2021 Filed Feb 26, 2021 22:16 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
GrantCommon Stock 3,209 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000045 · wf-form4_161437776370492.xml · nonDerivative · entry 1

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,780

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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February 24, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 59,898 $93.49 Strike: $93.49 $5,599,864.02
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · derivative · entry 6

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,898

Underlying: Common Stock · 59,898 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

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February 24, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 2,425 $93.49 $226,713.25
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · nonDerivative · entry 3

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,723

F3 · security: Represents shares of common stock withheld to pay taxes.

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February 24, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
GrantCommon Stock 14,975 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,148

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

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February 24, 2021 Filed Feb 26, 2021 22:17 UTC
Kramer RobertDirector · President and CEO
GrantCommon Stock 14,975 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000046 · wf-form4_161437780493924.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,173

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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February 24, 2021 Filed Feb 26, 2021 22:15 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
GrantEmployee Stock Options (Right to Buy) · Derivative 14,973 $93.49 Strike: $93.49 $1,399,825.77
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · derivative · entry 6

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,973

Underlying: Common Stock · 14,973 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.