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Strei Katherine

Disclosed activity across 1 company

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116151
SEC CIK
0001709639

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Emergent BioSolutions Inc.EBS · Entity 5902EVP, Chief HR OfficerFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Emergent BioSolutions Inc.

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,824 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Tax withholding · Disposed 690 · Balance 62,824

F1: Represents shares of common stock withheld to pay taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock withheld to pay taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 14:42 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 690 $12.38 $8,542.20
Disclosure

SEC source: 0001367644-23-000056 · wf-form4_167778612811435.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,824

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 20:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 654 $13.71 $8,966.34
Disclosure

SEC source: 0001367644-23-000038 · wf-form4_167754742435549.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,514

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 20:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 352 $14.30 $5,033.60
Disclosure

SEC source: 0001367644-23-000038 · wf-form4_167754742435549.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,168

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:35 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 1,438 $13.25 $19,053.50
Disclosure

SEC source: 0001367644-23-000016 · wf-form4_167607932918775.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,520

F2 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:35 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001367644-23-000016 · wf-form4_167607932918775.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,958

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2022 fiscal year, as certified by the Compensation Committee following the performance period. On February 08, 2023, the final certification date, the Compensation Committee certified the achievement of the 2020-2022 PSUs at a payout factor of 101.67% of target resulting in the actual award of 3,723 shares of common stock, which is in excess of the 3,662 shares previously reported on February 25, 2020.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 18:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 24,164 $41.38 Strike: $41.38 $999,906.32
Disclosure

SEC source: 0001367644-22-000040 · wf-form4_164626467480687.xml · derivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

Underlying: Common Stock · 24,164 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 18:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 12,083 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000040 · wf-form4_164626467480687.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,458

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 18:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 24,167 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000040 · wf-form4_164626467480687.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (6,042 shares) or on the day prior to the second anniversary date of the grant (18,125 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 561 $39.64 $22,238.04
Disclosure

SEC source: 0001367644-22-000040 · wf-form4_164626467480687.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,897

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 17:19 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 590 $42.47 $25,057.30
Disclosure

SEC source: 0001367644-22-000034 · wf-form4_164582755230958.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:19 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 344 $42.23 $14,527.12
Disclosure

SEC source: 0001367644-22-000034 · wf-form4_164582755230958.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,798

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 18:47 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 1,616 $42.23 $68,243.68
Disclosure

SEC source: 0001367644-22-000014 · wf-form4_164574640464379.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,142

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 18:47 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000014 · wf-form4_164574640464379.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,758

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 4,741 shares of common stock, which is in excess of the 3,483 shares previously reported on February 28, 2019.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 561 $97.15 $54,501.15
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 649 $97.15 $63,050.35
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,061

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 10,696 $93.49 Strike: $93.49 $999,969.04
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,696

Underlying: Common Stock · 10,696 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 619 $93.49 $57,870.31
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,710

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,329

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:14 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000042 · wf-form4_161437759770567.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,655

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:22 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 2,042 $123.45 $252,084.90
Disclosure

SEC source: 0001367644-21-000015 · wf-form4_161309656087627.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,981

F2 · security: Represents shares of common stock withheld to pay taxes due upon vesting of the PSUs.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:22 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 2,014 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000015 · wf-form4_161309656087627.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,023

F1 · security: Consists of Performance Stock Units ("PSUs") previously granted on February 27, 2018 under the company's stock incentive plan as amended and restated. Each PSU represents the right to receive one share of common stock, which vested at a specified percentage based upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2020 fiscal year, as certified by the Compensation Committee following the performance period. On February 9, 2021, the Compensation Committee certified the achievement of the 2018-2020 PSUs at a payout factor of 150% of target resulting in the actual award of 6,043 shares of common stock, which is in excess of the 4,029 shares previously reported on March 1, 2018.

F1 · shares: Consists of Performance Stock Units ("PSUs") previously granted on February 27, 2018 under the company's stock incentive plan as amended and restated. Each PSU represents the right to receive one share of common stock, which vested at a specified percentage based upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2020 fiscal year, as certified by the Compensation Committee following the performance period. On February 9, 2021, the Compensation Committee certified the achievement of the 2018-2020 PSUs at a payout factor of 150% of target resulting in the actual award of 6,043 shares of common stock, which is in excess of the 4,029 shares previously reported on March 1, 2018.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:30 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 237 $79.25 $18,782.25
Disclosure

SEC source: 0001367644-20-000059 · wf-form4_158931538972314.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,009

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 387 $58.42 $22,608.54
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,246

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 381 $59.91 $22,825.71
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,633

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 498 $59.91 $29,835.18
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 14,648 $61.44 Strike: $61.44 $899,973.12
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,225

Underlying: Common Stock · 14,648 shares

Expires 2027-02-24

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,512

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue for the three year period 2020 - 2022 fiscal years, as certified by the Compensation Committee following the performance period.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,850

F1 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:18 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 237 $47.49 $11,255.13
Disclosure

SEC source: 0001567619-19-010449 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,188

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 540 $58.71 $31,703.40
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,425

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 387 $57.98 $22,438.26
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,965

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Option (Right to Buy) · Derivative 13,929 $61.01 Strike: $61.01 $849,808.29
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,929

Underlying: Common Stock · 13,929 shares

Expires 2026-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,352

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,869

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 19:29 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 448 $61.01 $27,332.48
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,386

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:39 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 237 $48.33 $11,454.21
Disclosure

SEC source: 0001140361-18-022813 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 17:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 540 $49.97 $26,983.80
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,071

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 17:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Option (right to buy) · Derivative 16,116 $49.64 Strike: $49.64 $799,998.24
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · derivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,116

Underlying: Common Stock · 16,116 shares

Expires 2025-02-26

F4 · derivative.exercise_date: Vests in three equal installments on February 26, 2019, February 26, 2020 and February 26, 2021.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 17:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 387 $49.64 $19,210.68
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,611

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 17:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 4,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,998

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

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February 27, 2018 Filed Mar 1, 2018 17:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 4,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011289 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.