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SARAN ATUL

Disclosed activity across 2 companies

Tapewire entity
116132
SEC CIK
0001591070

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Emergent BioSolutions Inc.EBS · Entity 5902EVP, Chief Strat & Dev OfficerFebruary 28, 2023March 02, 2023
MACROGENICS INCMGNX · Entity 6104SVP & General CounselApril 28, 2017May 02, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Emergent BioSolutions Inc.

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,645 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Tax withholding · Disposed 971 · Balance 86,645

F1: Represents shares of common stock withheld to pay taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock withheld to pay taxes.

MACROGENICS INC

Report date April 28, 2017 · Filed May 02, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,986 Reported balance After 2017-04-28 transaction · row 1
1 source row

Row 1 · 2017-04-28 · Tax withholding · Disposed 1,862 · Balance 16,986

F1: Represents shares of common stock withheld to pay taxes upon vesting of RSU originally granted to the Reporting Person on April 28, 2014. The number of shares withheld was determined on April 28, 2017 based on the closing price of the Company's common stock on that day.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock withheld to pay taxes upon vesting of RSU originally granted to the Reporting Person on April 28, 2014. The number of shares withheld was determined on April 28, 2017 based on the closing price of the Company's common stock on that day.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 19:43 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 971 $12.38 $12,020.98
Disclosure

SEC source: 0001367644-23-000058 · wf-form4_167778617847267.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,645

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 01:23 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 845 $13.71 $11,584.95
Disclosure

SEC source: 0001367644-23-000037 · wf-form4_167754740191933.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,616

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 23, 2023 Filed Feb 28, 2023 01:23 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 365 $14.30 $5,219.50
Disclosure

SEC source: 0001367644-23-000037 · wf-form4_167754740191933.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,461

F1 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 08, 2023 Filed Feb 11, 2023 01:35 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 2,051 $13.25 $27,175.75
Disclosure

SEC source: 0001367644-23-000015 · wf-form4_167607930892087.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,826

F2 · shares: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 08, 2023 Filed Feb 11, 2023 01:35 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001367644-23-000015 · wf-form4_167607930892087.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,877

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2022 fiscal year, as certified by the Compensation Committee following the performance period. On February 08, 2023, the final certification date, the Compensation Committee certified the achievement of the 2020-2022 PSUs at a payout factor of 101.67% of target resulting in the actual award of 5,792 shares of common stock, which is in excess of the 5,697 shares previously reported on February 25, 2020.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 38,664 $41.38 Strike: $41.38 $1,599,916.32
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · derivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,664

Underlying: Common Stock · 38,664 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 16,916 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,546

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 31,417 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,630

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (9,667 shares) or on the day prior to the second anniversary date of the grant (21,750 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:45 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 764 $39.64 $30,284.96
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,782

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:19 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 857 $42.47 $36,396.79
Disclosure

SEC source: 0001367644-22-000033 · wf-form4_164582752703351.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,213

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:19 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 442 $42.23 $18,665.66
Disclosure

SEC source: 0001367644-22-000033 · wf-form4_164582752703351.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,070

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:51 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 2,084 $42.23 $88,007.32
Disclosure

SEC source: 0001367644-22-000018 · wf-form4_164574668094391.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,512

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:51 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000018 · wf-form4_164574668094391.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,596

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 6,917 shares of common stock, which is in excess of the 5,081 shares previously reported on February 28, 2019.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 799 $97.15 $77,622.85
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 5

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,760

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 764 $97.15 $74,222.60
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,559

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 14,973 $93.49 Strike: $93.49 $1,399,825.77
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · derivative · entry 6

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,973

Underlying: Common Stock · 14,973 shares

Expires 2028-02-23

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 887 $93.49 $82,925.63
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,323

F3 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,210

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA margin calculated on a cumulative basis over the three-year period beginning January 1, 2021 and ending December 31, 2023, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:15 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000043 · wf-form4_161437768971580.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,466

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:23 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 2,430 $123.45 $299,983.50
Disclosure

SEC source: 0001367644-21-000017 · wf-form4_161309660318734.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,722

F2 · security: Represents shares of common stock withheld to pay taxes due upon vesting of the PSUs.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 02:23 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 2,656 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000017 · wf-form4_161309660318734.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,152

F1 · security: Consists of Performance Stock Units ("PSUs") previously granted on February 27, 2018 under the company's stock incentive plan as amended and restated. Each PSU represents the right to receive one share of common stock, which vested at a specified percentage based upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2020 fiscal year, as certified by the Compensation Committee following the performance period. On February 9, 2021, the Compensation Committee certified the achievement of the 2018-2020 PSUs at a payout factor of 150% of target resulting in the actual award of 7,969 shares of common stock, which is in excess of the 5,313 shares previously reported on March 1, 2018.

F1 · shares: Consists of Performance Stock Units ("PSUs") previously granted on February 27, 2018 under the company's stock incentive plan as amended and restated. Each PSU represents the right to receive one share of common stock, which vested at a specified percentage based upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2020 fiscal year, as certified by the Compensation Committee following the performance period. On February 9, 2021, the Compensation Committee certified the achievement of the 2018-2020 PSUs at a payout factor of 150% of target resulting in the actual award of 7,969 shares of common stock, which is in excess of the 5,313 shares previously reported on March 1, 2018.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:51 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 1,303 $126.96 $165,428.88
Disclosure

SEC source: 0001367644-20-000132 · wf-form4_159717910618103.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,496

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:26 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 582 $59.91 $34,867.62
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,799

F3 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:26 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 508 $59.91 $30,434.28
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,381

F3 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:26 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Options (Right to Buy) · Derivative 22,784 $61.44 Strike: $61.44 $1,399,848.96
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · derivative · entry 5

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,105

Underlying: Common Stock · 22,784 shares

Expires 2027-02-24

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:26 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,697 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,889

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue for the 2020 - 2022 fiscal years, as certified by the Compensation Committee following the performance period.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 02:26 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,697 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,192

F1 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:05 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 1,287 $44.47 $57,232.89
Disclosure

SEC source: 0001591070-19-000002 · wf-form4_156538113546168.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,495

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee Stock Option (Right to Buy) · Derivative 20,321 $61.01 Strike: $61.01 $1,239,784.21
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · derivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321

Underlying: Common Stock · 20,321 shares

Expires 2016-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,782

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,081 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,701

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 00:31 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 534 $61.01 $32,579.34
Disclosure

SEC source: 0001567619-19-005677 · doc1.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,620

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:30 UTC Emergent BioSolutions Inc. EBS · Entity 5902 Tax withholdingCommon Stock 1,286 $54.65 $70,279.90
Disclosure

SEC source: 0001567619-18-000241 · doc1.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,154

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:07 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee stock option (right to buy) · Derivative 21,253 $49.64 Strike: $49.64 $1,054,998.92
Disclosure

SEC source: 0001140361-18-011296 · doc1.xml · derivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,253

Underlying: Common Stock · 21,253 shares

Expires 2025-02-26

F4 · derivative.exercise_date: Vests in three equal installments on February 26, 2019, February 26, 2020 and February 26, 2021.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:07 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011296 · doc1.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,440

F3 · shares: Consists of performance stock units granted under the Amended and Restated 2006 Emergent BioSolutions Inc. Stock Incentive Plan, as amended. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to net income as a percentage of total revenue for the 2020 fiscal year, each as determined in accordance with GAAP, as certified by the Compensation Committee following the performance period.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:07 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 5,313 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011296 · doc1.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,127

F1 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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August 08, 2017 Filed Aug 10, 2017 17:21 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantEmployee stock option (right to buy) · Derivative 20,083 $0.00 Strike: $36.09 $0.00
Disclosure

SEC source: 0001140361-17-031028 · doc1.xml · derivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,083

Underlying: Common Stock · 20,083 shares

Expires 2024-08-07

F3 · derivative.exercise_date: Vests in three equal installments on August 7, 2018, August 7, 2019 and August 7, 2020.

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August 08, 2017 Filed Aug 10, 2017 17:21 UTC Emergent BioSolutions Inc. EBS · Entity 5902 GrantCommon Stock 12,814 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031028 · doc1.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,814

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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April 28, 2017 Filed May 2, 2017 16:58 UTC MACROGENICS INC MGNX · Entity 6104 Tax withholdingCommon Stock 1,862 $21.61 $40,237.82
Disclosure

SEC source: 0001125345-17-000047 · wf-form4_149374429435733.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,986

F1 · shares: Represents shares of common stock withheld to pay taxes upon vesting of RSU originally granted to the Reporting Person on April 28, 2014. The number of shares withheld was determined on April 28, 2017 based on the closing price of the Company's common stock on that day.

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February 15, 2017 Filed Feb 16, 2017 22:45 UTC MACROGENICS INC MGNX · Entity 6104 GrantCommon Stock · Derivative 55,000 $20.53 Strike: $20.53 $1,129,150.00
Disclosure

SEC source: 0001125345-17-000034 · wf-form4_148728514328800.xml · derivative · entry 1

SARAN ATUL · CIK 0001591070 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2027-02-15

F1 · derivative.exercise_date: 12.5% of the options become exercisable 6 months after the date of grant and the remaining 87.5% shall vest in 14 substantially equal quarterly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.