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EBS

Emergent BioSolutions Inc.

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5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 2, 2022 23:46 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 38,664 $41.38 Strike: $41.38 $1,599,916.32
Disclosure

SEC source: 0001367644-22-000042 · wf-form4_164626472010733.xml · derivative · entry 4

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,664

Underlying: Common Stock · 38,664 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:46 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 16,916 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000042 · wf-form4_164626472010733.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,291

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:46 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 31,417 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000042 · wf-form4_164626472010733.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,375

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (9,667 shares) or on the day prior to the second anniversary date of the grant (21,750 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Kramer RobertDirector · President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 135,330 $41.38 Strike: $41.38 $5,599,955.40
Disclosure

SEC source: 0001367644-22-000044 · wf-form4_164626713300332.xml · derivative · entry 4

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,330

Underlying: Common Stock · 135,330 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Kramer RobertDirector · President and CEO
GrantCommon Stock 55,582 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000044 · wf-form4_164626713300332.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,684

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Kramer RobertDirector · President and CEO
GrantCommon Stock 33,833 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000044 · wf-form4_164626713300332.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,102

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Havey AdamEVP, Business Operations
GrantEmployee Stock Options (Right to Buy) · Derivative 42,289 $41.38 Strike: $41.38 $1,749,918.82
Disclosure

SEC source: 0001367644-22-000043 · wf-form4_164626708631194.xml · derivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,289

Underlying: Common Stock · 42,289 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 17,822 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000043 · wf-form4_164626708631194.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,939

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 00:25 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 32,323 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000043 · wf-form4_164626708631194.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,117

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (10,573 shares) or on the day prior to the second anniversary date of the grant (21,750 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC
SARAN ATULEVP, Chief Strat & Dev Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 38,664 $41.38 Strike: $41.38 $1,599,916.32
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · derivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,664

Underlying: Common Stock · 38,664 shares

Expires 2029-02-28

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC
SARAN ATULEVP, Chief Strat & Dev Officer
GrantCommon Stock 16,916 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,546

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 23:45 UTC
SARAN ATULEVP, Chief Strat & Dev Officer
GrantCommon Stock 31,417 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,630

F1 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (9,667 shares) or on the day prior to the second anniversary date of the grant (21,750 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:28 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
GrantEmployee Stock Options (Right to Buy) · Derivative 26,584 $41.38 Strike: $41.38 $1,100,045.92
Disclosure

SEC source: 0001367644-22-000048 · wf-form4_164635006141702.xml · derivative · entry 3

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,584

Underlying: Common Stock · 26,584 shares

Expires 2029-02-28

F3 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:28 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
GrantCommon Stock 17,794 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000048 · wf-form4_164635006141702.xml · nonDerivative · entry 2

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,627

F2 · shares: Consists of restricted stock units granted under the company's Stock Incentive Plan. These restricted stock units vest either in three equal annual installments beginning on the day prior to the first anniversary of the date of grant (8,713 shares) or on the day prior to the second anniversary date of the grant (9,063 shares), assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:28 UTC
Fox Jennifer LynneEVP, Ext Aff, GC, Corp Sec
GrantCommon Stock 7,583 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000048 · wf-form4_164635006141702.xml · nonDerivative · entry 1

Fox Jennifer Lynne · CIK 0001914879 · EVP, Ext Aff, GC, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue calculated on a cumulative basis over the three-year period beginning January 1, 2022 and ending December 31, 2024, as certified by the Compensation Committee following the performance period. The amount reported is based on the target performance payout factor, or 100%.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:45 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 561 $39.64 $22,238.04
Disclosure

SEC source: 0001367644-22-000040 · wf-form4_164626467480687.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,897

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:46 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 818 $39.64 $32,425.52
Disclosure

SEC source: 0001367644-22-000042 · wf-form4_164626472010733.xml · nonDerivative · entry 3

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,473

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:25 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 1,715 $39.64 $67,982.60
Disclosure

SEC source: 0001367644-22-000044 · wf-form4_164626713300332.xml · nonDerivative · entry 3

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,969

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 00:25 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 739 $39.64 $29,293.96
Disclosure

SEC source: 0001367644-22-000043 · wf-form4_164626708631194.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,200

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:45 UTC
SARAN ATULEVP, Chief Strat & Dev Officer
Tax withholdingCommon Stock 764 $39.64 $30,284.96
Disclosure

SEC source: 0001367644-22-000041 · wf-form4_164626470277626.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Chief Strat & Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,782

F3 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 17:19 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 590 $42.47 $25,057.30
Disclosure

SEC source: 0001367644-22-000034 · wf-form4_164582755230958.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:18 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 983 $42.47 $41,748.01
Disclosure

SEC source: 0001367644-22-000032 · wf-form4_164582747302451.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,958

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:19 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 857 $42.47 $36,396.79
Disclosure

SEC source: 0001367644-22-000033 · wf-form4_164582752703351.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,213

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:17 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 828 $42.47 $35,165.16
Disclosure

SEC source: 0001367644-22-000030 · wf-form4_164582741558623.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,794

F1 · security: Represents shares of common stock withheld by the company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:18 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 2,034 $42.47 $86,383.98
Disclosure

SEC source: 0001367644-22-000031 · wf-form4_164582744695738.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,269

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 17:19 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 344 $42.23 $14,527.12
Disclosure

SEC source: 0001367644-22-000034 · wf-form4_164582755230958.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,798

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:18 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 516 $42.23 $21,790.68
Disclosure

SEC source: 0001367644-22-000032 · wf-form4_164582747302451.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,941

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:19 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 442 $42.23 $18,665.66
Disclosure

SEC source: 0001367644-22-000033 · wf-form4_164582752703351.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,070

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:17 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 424 $42.23 $17,905.52
Disclosure

SEC source: 0001367644-22-000030 · wf-form4_164582741558623.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,622

F1 · security: Represents shares of common stock withheld by the company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:18 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 1,419 $42.23 $59,924.37
Disclosure

SEC source: 0001367644-22-000031 · wf-form4_164582744695738.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,303

F1 · security: Represents shares of common stock withheld by the Company in exchange for payment of the employee's withholding taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 18:47 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 1,616 $42.23 $68,243.68
Disclosure

SEC source: 0001367644-22-000014 · wf-form4_164574640464379.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,142

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 18:47 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000014 · wf-form4_164574640464379.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,758

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 4,741 shares of common stock, which is in excess of the 3,483 shares previously reported on February 28, 2019.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:53 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,298 $42.23 $97,044.54
Disclosure

SEC source: 0001367644-22-000020 · wf-form4_164574681773856.xml · nonDerivative · entry 2

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,457

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:53 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000020 · wf-form4_164574681773856.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,755

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 6,917 shares of common stock, which is in excess of the 5,081 shares previously reported on February 28, 2019.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:56 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 4,595 $42.23 $194,046.85
Disclosure

SEC source: 0001367644-22-000022 · wf-form4_164574700044851.xml · nonDerivative · entry 2

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,722

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:56 UTC
Kramer RobertDirector · President and CEO
GrantCommon Stock 4,264 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000022 · wf-form4_164574700044851.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,317

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 16,065 shares of common stock, which is in excess of the 11,801 shares previously reported on February 28, 2019.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:51 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 2,084 $42.23 $88,007.32
Disclosure

SEC source: 0001367644-22-000018 · wf-form4_164574668094391.xml · nonDerivative · entry 2

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,512

F2 · security: Represents shares of common stock withheld to pay taxes.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 23:51 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000018 · wf-form4_164574668094391.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,596

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 6,917 shares of common stock, which is in excess of the 5,081 shares previously reported on February 28, 2019.

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February 22, 2022 Filed Feb 24, 2022 23:49 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 1,980 $42.23 $83,615.40
Disclosure

SEC source: 0001367644-22-000016 · wf-form4_164574658105150.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,046

F2 · security: Represents shares of common stock withheld to pay taxes.

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February 22, 2022 Filed Feb 24, 2022 23:49 UTC
Havey AdamEVP, Business Operations
GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001367644-22-000016 · wf-form4_164574658105150.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,026

F1 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period. On February 22, 2022, the final certification date, the Compensation Committee certified the achievement of the 2019-2021 PSUs at a payout factor of 136.14% of target resulting in the actual award of 6,917 shares of common stock, which is in excess of the 5,081 shares previously reported on February 28, 2019.

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December 03, 2021 Filed Dec 8, 2021 02:10 UTC OtherCommon Stock 206,434 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047222 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 206,434

F1 · kind: On December 3, 2021, each of Intervac L.L.C., a Maryland limited liability company ("Intervac"), and BioVac, L.L.C., a Maryland limited liability company ("BioVac"), effected a pro-rata liquidating distribution to their respective members of shares of the Issuer's common stock for no consideration (the "Distribution"). In prior reports filed by the reporting person pursuant to Section 16, the reporting person reported indirect beneficial ownership over shares of the Issuer's common stock held by Intervac and BioVac. After giving effect to the Distribution, the reporting person no longer has beneficial ownership over 164,610 shares of the Issuer's common stock that was previously reported as beneficially owned by BioVac.

F4 · ownership.nature: Held by the El-Hibri Decedents Trust, for which the reporting person serves as the Trustee. The reporting person expressly disclaims beneficial ownership of any shares of the Issuer's common stock owned by the El-Hibri Decendents Trust except to the extent of his pecuniary interest therein.

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December 03, 2021 Filed Dec 8, 2021 02:10 UTC OtherCommon Stock 274,930 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047222 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 274,930

F1 · kind: On December 3, 2021, each of Intervac L.L.C., a Maryland limited liability company ("Intervac"), and BioVac, L.L.C., a Maryland limited liability company ("BioVac"), effected a pro-rata liquidating distribution to their respective members of shares of the Issuer's common stock for no consideration (the "Distribution"). In prior reports filed by the reporting person pursuant to Section 16, the reporting person reported indirect beneficial ownership over shares of the Issuer's common stock held by Intervac and BioVac. After giving effect to the Distribution, the reporting person no longer has beneficial ownership over 164,610 shares of the Issuer's common stock that was previously reported as beneficially owned by BioVac.

F3 · ownership.nature: Held by the El-Hibri Family Trust, for which the reporting person's wife serves as the Trustee. The reporting person expressly disclaims beneficial ownership of any shares of the Issuer's common stock owned by the El Hibri Family Trust except to the extent of his pecuniary interest therein.

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December 03, 2021 Filed Dec 8, 2021 02:10 UTC OtherCommon Stock 3,018,644 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047222 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,018,644

F1 · kind: On December 3, 2021, each of Intervac L.L.C., a Maryland limited liability company ("Intervac"), and BioVac, L.L.C., a Maryland limited liability company ("BioVac"), effected a pro-rata liquidating distribution to their respective members of shares of the Issuer's common stock for no consideration (the "Distribution"). In prior reports filed by the reporting person pursuant to Section 16, the reporting person reported indirect beneficial ownership over shares of the Issuer's common stock held by Intervac and BioVac. After giving effect to the Distribution, the reporting person no longer has beneficial ownership over 164,610 shares of the Issuer's common stock that was previously reported as beneficially owned by BioVac.

F2 · ownership.nature: Held by the Yahia Fuad El-Hibri Revocable Trust, for which the reporting person serves as the Trustee. Comprised of (i) 1,659,099 shares of the Issuer's common stock previously reported as beneficially owned by Intervac and (ii) 1,359,545 shares of the Issuer's common stock previously reported as beneficially owned by BioVac. The reporting person expressly disclaims beneficial ownership of any shares of the Issuer's common stock owned by the Yahia Fuad El-Hibri Revocable Trust except to the extent of his pecuniary interest therein.

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November 15, 2021 Filed Nov 15, 2021 22:53 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
PurchaseCommon Stock 3,000 $37.46 $112,380.00
Disclosure

SEC source: 0001367644-21-000144 · wf-form4_163701676472498.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,919

F1 · price: The price reported is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $37.32 to $37.63.

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May 25, 2021 Filed May 27, 2021 20:37 UTC SaleCommon Stock 3,139 $56.48 $177,290.72
Disclosure

SEC source: 0001367644-21-000101 · wf-form4_162214773924582.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,377

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on February 25, 2021, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.11 to $56.86.

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May 20, 2021 Filed May 24, 2021 21:11 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000095 · wf-form4_162189066691622.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,516

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

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May 20, 2021 Filed May 24, 2021 21:01 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000087 · wf-form4_162189005445348.xml · nonDerivative · entry 1

White Marvin L · CIK 0001493324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,656

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

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May 20, 2021 Filed May 24, 2021 16:58 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000085 · wf-form4_162188987773805.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,215

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

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May 20, 2021 Filed May 24, 2021 17:03 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000089 · wf-form4_162189019421132.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,798

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

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May 20, 2021 Filed May 24, 2021 21:14 UTC GrantCommon Stock 5,027 $0.00 $0.00
Disclosure

SEC source: 0001367644-21-000097 · wf-form4_162189081830999.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,972

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.