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EBS

Emergent BioSolutions Inc.

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5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 13, 2020 23:33 UTC Amendment
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 20,000 $25.62 $512,400.00
Disclosure

SEC source: 0000899243-20-004524 · doc4a.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on September 4, 2019 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · kind: The reported option exercises were inadvertently omitted from the original Form 4 filed with the Securities and Exchange Commission ("SEC") on February 7, 2020, which reported the sales of shares of the Issuer's common stock ("Common Stock") only, rather than the exercises of the options and subsequent sales of the shares of Common Stock acquired upon such exercises.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 21:19 UTC SaleCommon Stock 3,435 $55.00 $188,925.00
Disclosure

SEC source: 0001367644-20-000004 · wf-form4_157929595097570.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,273

F1 · security: Consists of restricted stock units granted the Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Harsanyi.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 09:21 UTC
Bailey SueDirector
SaleCommon Stock 8,375 $53.46 $447,727.50
Disclosure

SEC source: 0001367644-19-000069 · wf-form4_157624687889376.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,333

F1 · security: Consists of restricted stock units granted under the Company's stock incentive plan, as amended and restated.

F2 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions in prices ranging from $53.08 to $53.82.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:11 UTC SaleCommon Stock 1,000 $54.31 $54,314.00
Disclosure

SEC source: 0001367644-19-000063 · wf-form4_157419786844482.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,412

F1 · security: Consists of restricted stock units granted under the Fourth Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions ranging from $54.24 to $54.34.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 14:52 UTC SaleCommon Stock 3,082 $54.15 $166,884.44
Disclosure

SEC source: 0001367644-19-000061 · wf-form4_157357032406627.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,412

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Zoon.

F3 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.69 to $54.72.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:51 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,153 $18.64 Strike: $18.64 $96,051.92
Disclosure

SEC source: 0001367644-19-000060 · wf-form4_157357026669636.xml · derivative · entry 3

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152

Underlying: Common Stock · 5,153 shares

Expires 2021-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant. The date herein represents the third anniversary date of the grant and the final vesting date.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:51 UTC SaleCommon Stock 5,153 $60.00 $309,180.00
Disclosure

SEC source: 0001367644-19-000060 · wf-form4_157357026669636.xml · nonDerivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,699

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 14:51 UTC Exercise / conversionCommon Stock 5,153 $18.64 $96,051.92
Disclosure

SEC source: 0001367644-19-000060 · wf-form4_157357026669636.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:44 UTC SaleCommon Stock 1,509 $56.12 $84,692.02
Disclosure

SEC source: 0001367644-19-000046 · wf-form4_156815185293314.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,494

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:05 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 1,287 $44.47 $57,232.89
Disclosure

SEC source: 0001591070-19-000002 · wf-form4_156538113546168.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,495

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
May 28, 2019 Filed May 29, 2019 00:18 UTC SaleCommon Stock 1,376 $43.39 $59,702.44
Disclosure

SEC source: 0001567619-19-012278 · doc1.xml · nonDerivative · entry 2

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,003

F3 · shares: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Zoon.

F4 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.04 to $43.58, inclusive.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:18 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012278 · doc1.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,379

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:09 UTC
Bailey SueDirector
GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012273 · doc1.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,708

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:15 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012277 · doc1.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,324

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:07 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012272 · doc1.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,950

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:12 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012276 · doc1.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,466

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:11 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012275 · doc1.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,699

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:10 UTC GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012274 · doc1.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,708

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:18 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 237 $47.49 $11,255.13
Disclosure

SEC source: 0001567619-19-010449 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,188

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2019 Filed May 10, 2019 22:14 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 759 $47.49 $36,044.91
Disclosure

SEC source: 0001567619-19-010458 · doc1.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,937

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:16 UTC
Kramer RobertPresident and CEO
Tax withholdingCommon Stock 95 $47.49 $4,511.55
Disclosure

SEC source: 0001567619-19-010448 · doc1.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,394

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 07, 2019 Filed May 9, 2019 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,893 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001567619-19-010316 · doc1.xml · derivative · entry 3

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of options granted under the company's stock incentive plan, as amended and restated.

F3 · derivative.exercise_date: The option vested in three equal installments in May 2013, May 2014 and May 2015. Each option represents the right of the reporting person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided by the grant agreement.

Read SEC document
May 07, 2019 Filed May 9, 2019 21:18 UTC Tax withholdingCommon Stock 2,135 $49.41 $105,490.35
Disclosure

SEC source: 0001567619-19-010316 · doc1.xml · nonDerivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,730

F1 · shares: Consists of shares owned by the reporting person and delivered to the issuer to satisfy the reporting person's exercise price for the reported stock option exercise.

Read SEC document
May 07, 2019 Filed May 9, 2019 21:18 UTC Exercise / conversionCommon Stock 7,893 $13.37 $105,529.41
Disclosure

SEC source: 0001567619-19-010316 · doc1.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:18 UTC GrantCommon Stock 7,569 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007364 · doc1.xml · nonDerivative · entry 1

Mulligan Seamus · CIK 0001536639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,141

F2 · security: Mr. Mulligan and his family, collectively hold an aggregate 100% equity interest in Nerano Pharma Ltd, which in turn is the direct owner of 545,590 shares of the Issuer's common stock.

F1 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:10 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 2,430 $56.93 $138,339.90
Disclosure

SEC source: 0001567619-19-006788 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,240

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
March 04, 2019 Filed Mar 4, 2019 23:39 UTC
Abdun-Nabi DanielDirector · CEO
SaleCommon Stock 14,565 $58.11 $846,328.46
Disclosure

SEC source: 0001567619-19-006066 · doc1.xml · nonDerivative · entry 1

Abdun-Nabi Daniel · CIK 0001380187 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,617

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Abdun-Nabi.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $56.74 to $59.66, inclusive.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:40 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 2,024 $58.20 $117,796.80
Disclosure

SEC source: 0001567619-19-006067 · doc1.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,670

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 540 $58.71 $31,703.40
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,425

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · derivative · entry 16

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,681

Underlying: Common Stock · 9,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F12 · derivative.expiration_date: On March 1, 2016, Mr. El-Hibri was granted 29,167 restricted stock units (after giving effect to the adjustment in connection with the Issuer's spin-off of Aptevo Therapeutics Inc.) vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 3,826 $58.71 $224,624.46
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 9

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,018

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 8

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 6,987 $58.47 $408,529.89
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473,122

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.54 to $59.25.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
Tax withholdingCommon Stock 1,941 $58.71 $113,956.11
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · nonDerivative · entry 5

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,489

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 812 $58.71 $47,672.52
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · nonDerivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,713

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:03 UTC
Abdun-Nabi DanielDirector · CEO
Tax withholdingCommon Stock 5,101 $58.71 $299,479.71
Disclosure

SEC source: 0001567619-19-005673 · doc1.xml · nonDerivative · entry 3

Abdun-Nabi Daniel · CIK 0001380187 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,182

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:40 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 1,019 $57.92 $59,022.31
Disclosure

SEC source: 0001567619-19-006067 · doc1.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,694

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $57.52 to $58.49, inclusive.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 387 $57.98 $22,438.26
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,965

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 9,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · derivative · entry 15

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,403

Underlying: Common Stock · 9,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F11 · derivative.expiration_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,486 $57.98 $144,138.28
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 6

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,109

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February 27, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 5

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 27, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 10,369 $58.24 $603,890.56
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · nonDerivative · entry 4

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,801

F1 · kind: All sales listed on this Form 4 were made by Mr. El-Hibri pursuant to a trading plan adopted on June 6, 2018 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F4 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.96 to $59.08.

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February 27, 2019 Filed Mar 1, 2019 00:35 UTC
Kramer RobertPresident and COO
Tax withholdingCommon Stock 779 $57.98 $45,166.42
Disclosure

SEC source: 0001567619-19-005678 · doc1.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,430

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 27, 2019 Filed Mar 1, 2019 00:38 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 409 $57.98 $23,713.82
Disclosure

SEC source: 0001567619-19-005679 · doc1.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,525

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 27, 2019 Filed Mar 1, 2019 00:03 UTC
Abdun-Nabi DanielDirector · CEO
Tax withholdingCommon Stock 2,570 $57.98 $149,008.60
Disclosure

SEC source: 0001567619-19-005673 · doc1.xml · nonDerivative · entry 2

Abdun-Nabi Daniel · CIK 0001380187 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,283

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 26, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 13,929 $61.01 Strike: $61.01 $849,808.29
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,929

Underlying: Common Stock · 13,929 shares

Expires 2026-02-25

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the anniversary date of the grant.

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February 26, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,352

F3 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted net income as a percentage of total GAAP revenue for the 2021 fiscal year, as certified by the Compensation Committee following the performance period.

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February 26, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,869

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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February 26, 2019 Filed Feb 28, 2019 19:29 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 448 $61.01 $27,332.48
Disclosure

SEC source: 0001567619-19-005676 · doc1.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,386

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 26, 2019 Filed Mar 1, 2019 00:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
GrantStock Options (Right to Buy) · Derivative 36,053 $0.00 Strike: $61.01 $0.00
Disclosure

SEC source: 0000899243-19-005313 · doc4.xml · derivative · entry 14

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,053

Underlying: Common Stock · 36,053 shares

Expires 2026-02-25

F10 · derivative.exercise_date: On February 26, 2019, Mr. El-Hibri was granted 36,053 stock options vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.