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EBS

Emergent BioSolutions Inc.

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Tapewire entity
5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2020 Filed Apr 10, 2020 23:13 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 23,716 $61.83 $1,466,360.28
Disclosure

SEC source: 0000899243-20-010651 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,392

F3 · kind: These transactions were made by the Reporting Person pursuant to a trading plan adopted by the Reporting Person on February 25, 2020 that is intended to comply with Rule 10b5-1(c).

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.71 to $63.98.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 23:13 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 24,362 $61.34 $1,494,365.08
Disclosure

SEC source: 0000899243-20-010651 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,108

F3 · kind: These transactions were made by the Reporting Person pursuant to a trading plan adopted by the Reporting Person on February 25, 2020 that is intended to comply with Rule 10b5-1(c).

F4 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $62.94.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 23:13 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 13,000 $60.75 $789,750.00
Disclosure

SEC source: 0000899243-20-010651 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,470

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 ("Rule 10b5-1(c)").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $62.10.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 01:17 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 14,336 $60.76 $871,055.36
Disclosure

SEC source: 0000899243-20-010540 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426,470

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $63.48.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 01:17 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 28,240 $60.50 $1,708,520.00
Disclosure

SEC source: 0000899243-20-010540 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440,806

F1 · kind: All transactions listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.38.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:22 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 3,730 $60.00 $223,800.00
Disclosure

SEC source: 0001367644-20-000035 · wf-form4_158639171266875.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,256

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:22 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 4,242 $60.00 $254,520.00
Disclosure

SEC source: 0001367644-20-000035 · wf-form4_158639171266875.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,986

F1 · shares: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
SaleEmployee Stock Options (Right to Buy) · Derivative 7,293 $60.00 Strike: $30.63 $437,580.00
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · derivative · entry 7

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,512

Underlying: Employee Stock Options (Right to Buy) · 7,293 shares

Expires 2022-02-27

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
SaleEmployee Stock Options (Right to Buy) · Derivative 3,135 $60.00 Strike: $30.86 $188,100.00
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · derivative · entry 6

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,805

Underlying: Employee Stock Options (Right to Buy) · 3,135 shares

Expires 2021-02-28

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
SaleCommon Stock 7,293 $60.00 $437,580.00
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · nonDerivative · entry 5

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Exercise / conversionCommon Stock 7,293 $30.63 $223,384.59
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · nonDerivative · entry 4

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
SaleCommon Stock 3,135 $60.00 $188,100.00
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · nonDerivative · entry 3

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Exercise / conversionCommon Stock 3,135 $30.86 $96,746.10
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · nonDerivative · entry 2

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:19 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
SaleCommon Stock 5,666 $60.00 $339,960.00
Disclosure

SEC source: 0001367644-20-000033 · wf-form4_158639155760496.xml · nonDerivative · entry 1

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kirk.

F2 · kind: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:39 UTC SaleCommon Stock 6,400 $65.00 $416,000.00
Disclosure

SEC source: 0001367644-20-000031 · wf-form4_158447754462323.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,873

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:39 UTC SaleCommon Stock 991 $60.65 $60,103.46
Disclosure

SEC source: 0001367644-20-000027 · wf-form4_158353074503870.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,421

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

F2 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions ranging from $60.6301 to $60.6850.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,893 $13.00 Strike: $13.00 $102,609.00
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · derivative · entry 6

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2020-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,893 $14.71 Strike: $14.71 $116,106.03
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · derivative · entry 5

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of stock options granted under the Company's Stock Incentive Plan, as amended and restated.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC SaleCommon Stock 7,893 $58.96 $465,357.07
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · nonDerivative · entry 4

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,466

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices at prices ranging from $58.75 to $59.14.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC Exercise / conversionCommon Stock 7,893 $14.71 $116,106.03
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · nonDerivative · entry 3

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC SaleCommon Stock 7,893 $58.96 $465,357.07
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · nonDerivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,466

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices at prices ranging from $58.75 to $59.14.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:37 UTC Exercise / conversionCommon Stock 7,893 $13.00 $102,609.00
Disclosure

SEC source: 0001367644-20-000025 · wf-form4_158353064805074.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 387 $58.42 $22,608.54
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 5

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,246

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 02:23 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 409 $58.42 $23,893.78
Disclosure

SEC source: 0001367644-20-000019 · wf-form4_158285658301395.xml · nonDerivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,228

F3 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 02:21 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 608 $58.42 $35,519.36
Disclosure

SEC source: 0001367644-20-000018 · wf-form4_158285647946534.xml · nonDerivative · entry 5

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,661

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 02:17 UTC
Kramer RobertPresident and CEO
Tax withholdingCommon Stock 778 $58.42 $45,450.76
Disclosure

SEC source: 0001367644-20-000015 · wf-form4_158285623669698.xml · nonDerivative · entry 4

Kramer Robert · CIK 0001380956 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,424

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 9,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · derivative · entry 11

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,980

Underlying: Common Stock · 9,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F9 · derivative.expiration_date: On February 28, 2017, Mr. El-Hibri was granted 29,382 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 9,837 $56.97 $560,413.89
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 7

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,046

F3 · kind: All sales listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on September 4, 2019 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.25 to $58.08.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 3,854 $58.42 $225,150.68
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 6

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,883

Read SEC document
February 27, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 9,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 5

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:28 UTC
Bailey SueDirector
SaleCommon Stock 6,572 $56.93 $374,132.13
Disclosure

SEC source: 0001367644-20-000023 · wf-form4_158318811165658.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,761

F1 · security: Consists of restricted stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan, as amended.

F2 · price: The price reported is the weighted average sale price. These shares were sold in multiple transactions in prices ranging from $56.50 to $57.49.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 381 $59.91 $22,825.71
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 4

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,633

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 498 $59.91 $29,835.18
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 3

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:20 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 610 $59.91 $36,545.10
Disclosure

SEC source: 0001367644-20-000017 · wf-form4_158285639623403.xml · nonDerivative · entry 3

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,534

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:26 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 582 $59.91 $34,867.62
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 4

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,799

F3 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:26 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 508 $59.91 $30,434.28
Disclosure

SEC source: 0001367644-20-000021 · wf-form4_158285675699451.xml · nonDerivative · entry 3

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,381

F3 · security: Consists of restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan, as amended.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:23 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 484 $59.91 $28,996.44
Disclosure

SEC source: 0001367644-20-000019 · wf-form4_158285658301395.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

F3 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:23 UTC
Havey AdamEVP, Business Operations
Tax withholdingCommon Stock 513 $59.91 $30,733.83
Disclosure

SEC source: 0001367644-20-000019 · wf-form4_158285658301395.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F3 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:21 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 277 $59.91 $16,595.07
Disclosure

SEC source: 0001367644-20-000018 · wf-form4_158285647946534.xml · nonDerivative · entry 4

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,269

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:21 UTC
Kirk SeanEVP, Manufacturing & Tech Ops
Tax withholdingCommon Stock 382 $59.91 $22,885.62
Disclosure

SEC source: 0001367644-20-000018 · wf-form4_158285647946534.xml · nonDerivative · entry 3

Kirk Sean · CIK 0001778426 · EVP, Manufacturing & Tech Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,546

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 02:17 UTC
Kramer RobertPresident and CEO
Tax withholdingCommon Stock 1,126 $59.91 $67,458.66
Disclosure

SEC source: 0001367644-20-000015 · wf-form4_158285623669698.xml · nonDerivative · entry 5

Kramer Robert · CIK 0001380956 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,298

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 26, 2020 Filed Feb 28, 2020 02:17 UTC
Kramer RobertPresident and CEO
Tax withholdingCommon Stock 558 $59.91 $33,429.78
Disclosure

SEC source: 0001367644-20-000015 · wf-form4_158285623669698.xml · nonDerivative · entry 3

Kramer Robert · CIK 0001380956 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,202

F3 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

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February 26, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,429 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · derivative · entry 10

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,774

Underlying: Common Stock · 6,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

F8 · derivative.expiration_date: On February 27, 2018, Mr. El-Hibri was granted 19,288 restricted stock units vesting in three approximately equal annual installments beginning on the day prior to the first anniversary of the grant date.

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February 26, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 13,619 $58.70 $799,435.30
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 4

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,472,943

F3 · kind: All sales listed on this Form 4 were made by the Reporting Person pursuant to a trading plan adopted on September 4, 2019 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F4 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.38 to $60.39.

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February 26, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,530 $59.91 $151,572.30
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,562

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February 26, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Exercise / conversionCommon Stock 6,429 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 26, 2020 Filed Feb 29, 2020 01:01 UTC
El-Hibri FuadDirector · Chairman · 10% owner
Tax withholdingCommon Stock 2,365 $59.91 $141,687.15
Disclosure

SEC source: 0000899243-20-006361 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,663

F1 · price: Represents a withholding of shares by Emergent Biosolutions Inc. to satisfy tax withholding obligations on the vesting of restricted stock units pursuant to award granted February 26, 2019, which was inadvertently not reported on a Form 4 filed on February 27, 2020.

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February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 14,648 $61.44 Strike: $61.44 $899,973.12
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · derivative · entry 6

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,225

Underlying: Common Stock · 14,648 shares

Expires 2027-02-24

F4 · derivative.exercise_date: Vests in three equal installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company.

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February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 2

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,512

F2 · shares: Consists of performance stock units granted under the Emergent BioSolutions Inc. Stock Incentive Plan. Each PSU represents a right to receive one share of common stock. The PSUs vest upon achievement with respect to adjusted EBITDA as a percentage of total GAAP revenue for the three year period 2020 - 2022 fiscal years, as certified by the Compensation Committee following the performance period.

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February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Strei KatherineEVP, Chief HR Officer
GrantCommon Stock 3,662 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000020 · wf-form4_158285666341902.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,850

F1 · shares: These restricted stock units vest in three equal annual installments beginning on the day prior to the first anniversary of the date of grant, assuming continued service with the company. Each restricted stock unit represents the right of the Reporting Person to receive one share of common stock of Emergent BioSolutions Inc., subject to adjustment as provided in the grant agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.