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EBS

Emergent BioSolutions Inc.

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Tapewire entity
5902
SEC CIK
0001367644
Parsed reports
449

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2020 Filed Sep 18, 2020 22:25 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $102.48 $2,049,600.00
Disclosure

SEC source: 0000899243-20-025750 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.13 to $102.27. The Reporting Person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2020 Filed Sep 12, 2020 01:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $102.66 $2,053,200.00
Disclosure

SEC source: 0000899243-20-024940 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.72 to $104.06.

Read SEC document
September 09, 2020 Filed Sep 12, 2020 01:21 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $102.80 $2,056,000.00
Disclosure

SEC source: 0000899243-20-024940 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the "Exchange Act").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.88 to $105.10.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:08 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,893 $0.00 Strike: $20.08 $0.00
Disclosure

SEC source: 0001367644-20-000145 · wf-form4_159926448444099.xml · derivative · entry 4

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

Underlying: Common Stock · 7,893 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F5 · derivative.exercise_date: The option grant is fully vested.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:08 UTC SaleCommon Stock 7,893 $111.23 $877,903.66
Disclosure

SEC source: 0001367644-20-000145 · wf-form4_159926448444099.xml · nonDerivative · entry 3

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,762

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F4 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices between $110.96 and $111.32.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:08 UTC Exercise / conversionCommon Stock 7,893 $20.08 $158,491.44
Disclosure

SEC source: 0001367644-20-000145 · wf-form4_159926448444099.xml · nonDerivative · entry 2

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:08 UTC SaleCommon Stock 20,525 $111.22 $2,282,702.24
Disclosure

SEC source: 0001367644-20-000145 · wf-form4_159926448444099.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,762

F1 · security: Consists of previously exercised options granted under the company's stock incentive plan as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices between $110.96 and $111.40.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 17:08 UTC
Bailey SueDirector
SaleCommon Stock 4,665 $128.31 $598,563.82
Disclosure

SEC source: 0001367644-20-000139 · wf-form4_159787126712250.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,595

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices between $128.25 and $128.47.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 13:12 UTC SaleCommon Stock 6,609 $133.71 $883,664.28
Disclosure

SEC source: 0001367644-20-000136 · wf-form4_159775632755761.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,579

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.22 to $134.11.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 16:52 UTC SaleCommon Stock 6,000 $124.11 $744,635.40
Disclosure

SEC source: 0001367644-20-000134 · wf-form4_159726555510283.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,771

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $121.78 to $125.14.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:43 UTC SaleCommon Stock 1,000 $130.27 $130,270.00
Disclosure

SEC source: 0001367644-20-000128 · wf-form4_159717860987210.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,489

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:51 UTC
SARAN ATULEVP, Corp Dev, GC & Secretary
Tax withholdingCommon Stock 1,303 $126.96 $165,428.88
Disclosure

SEC source: 0001367644-20-000132 · wf-form4_159717910618103.xml · nonDerivative · entry 1

SARAN ATUL · CIK 0001591070 · EVP, Corp Dev, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,496

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:46 UTC SaleCommon Stock 6,297 $131.00 $824,907.00
Disclosure

SEC source: 0001367644-20-000130 · wf-form4_159717877286677.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · balance_after: Due to a computational error in the Form 4 filed on February 25, 2020, Mr. Richard's subsequently filed From 4s showed the incorrect amount of securities beneficially owned. The amount of securities beneficially owned has been corrected herein.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 16:33 UTC
Bailey SueDirector
SaleCommon Stock 5,322 $87.50 $465,690.97
Disclosure

SEC source: 0001367644-20-000100 · wf-form4_159138920953180.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,260

F1 · security: Consists of stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $86.64 to $88.65.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:36 UTC SaleCommon Stock 6,572 $87.51 $575,142.01
Disclosure

SEC source: 0001367644-20-000102 · wf-form4_159138937855980.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $87.51 to $87.58.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:07 UTC SaleCommon Stock 4,093 $85.10 $348,322.08
Disclosure

SEC source: 0001367644-20-000084 · wf-form4_159061362728074.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,489

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Zoon.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $84.14 to $86.28.

Read SEC document
May 26, 2020 Filed May 27, 2020 17:10 UTC SaleCommon Stock 4,385 $85.15 $373,373.10
Disclosure

SEC source: 0001367644-20-000086 · wf-form4_159061381707489.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Hauer.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $84.14 to $86.23.

Read SEC document
May 21, 2020 Filed May 26, 2020 13:16 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000080 · wf-form4_159049896921710.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 08:35 UTC
Bailey SueDirector
GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000070 · wf-form4_159049649319393.xml · nonDerivative · entry 1

Bailey Sue · CIK 0001403769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,582

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 08:41 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000074 · wf-form4_159049687772300.xml · nonDerivative · entry 1

Hauer Jerome M · CIK 0001294935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 09:09 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000076 · wf-form4_159049855700385.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,771

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 13:14 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000079 · wf-form4_159049886892375.xml · nonDerivative · entry 1

SULLIVAN LOUIS W · CIK 0001193522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,287

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 13:13 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000078 · wf-form4_159049877040558.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,841

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 21, 2020 Filed May 26, 2020 12:38 UTC GrantCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001367644-20-000072 · wf-form4_159049670609196.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,188

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · shares: These restricted stock units vest in three equal annual installments beginning on the earlier of: (i) the day prior to the first anniversary of the date of grant, or (ii) the day prior to annual shareholder meeting; assuming continued service with the company.

Read SEC document
May 14, 2020 Filed May 18, 2020 23:12 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,434 $0.00 Strike: $18.64 $0.00
Disclosure

SEC source: 0001367644-20-000068 · wf-form4_158984355155712.xml · derivative · entry 2

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,434 shares

Expires 2021-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Consists of an option granted under the company's stock incentive plan as amended and restated.

F2 · derivative.exercise_date: Vests in three equal installments beginning on the anniversary date of the grant, 5/22/2014.

Read SEC document
May 14, 2020 Filed May 18, 2020 23:12 UTC Exercise / conversionCommon Stock 3,434 $18.64 $64,009.76
Disclosure

SEC source: 0001367644-20-000068 · wf-form4_158984355155712.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:30 UTC SaleCommon Stock 1,660 $85.21 $141,454.24
Disclosure

SEC source: 0001367644-20-000065 · wf-form4_158948818627729.xml · nonDerivative · entry 1

Zoon Kathryn C · CIK 0001685720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,761

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

Read SEC document
May 11, 2020 Filed May 13, 2020 19:45 UTC SaleCommon Stock 2,000 $85.19 $170,371.20
Disclosure

SEC source: 0001367644-20-000061 · wf-form4_158941353141255.xml · nonDerivative · entry 1

JOULWAN GEORGE A · CIK 0001222197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,950

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.1600 to $85.2200, inclusive.

Read SEC document
May 11, 2020 Filed May 13, 2020 23:47 UTC SaleCommon Stock 4,940 $81.99 $405,024.67
Disclosure

SEC source: 0001367644-20-000063 · wf-form4_158941363023581.xml · nonDerivative · entry 1

Harsanyi Zsolt · CIK 0001380184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,933

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.5100 to $82.4150, inclusive.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:30 UTC
Strei KatherineEVP, Chief HR Officer
Tax withholdingCommon Stock 237 $79.25 $18,782.25
Disclosure

SEC source: 0001367644-20-000059 · wf-form4_158931538972314.xml · nonDerivative · entry 1

Strei Katherine · CIK 0001709639 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,009

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:21 UTC
LINDAHL RICHARD SEVP, Chief Financial Officer
Tax withholdingCommon Stock 728 $79.25 $57,694.00
Disclosure

SEC source: 0001367644-20-000055 · wf-form4_158931486324853.xml · nonDerivative · entry 1

LINDAHL RICHARD S · CIK 0001196632 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,806

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:27 UTC
Kramer RobertDirector · President and CEO
Tax withholdingCommon Stock 95 $79.25 $7,528.75
Disclosure

SEC source: 0001367644-20-000057 · wf-form4_158931524246734.xml · nonDerivative · entry 1

Kramer Robert · CIK 0001380956 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,203

F1 · security: Consists of restricted stock units granted under the company's stock incentive plan, as amended and restated.

Read SEC document
May 05, 2020 Filed May 6, 2020 21:08 UTC SaleCommon Stock 8,375 $80.19 $671,628.94
Disclosure

SEC source: 0001367644-20-000051 · wf-form4_158879930355638.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,020

F1 · security: Consists of restricted stock units granted under the Company's Stock Incentive Plan, as amended and restated.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.0000 to $80.8660, inclusive.

Read SEC document
April 30, 2020 Filed May 2, 2020 00:13 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $74.01 $1,480,200.00
Disclosure

SEC source: 0000899243-20-011765 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.20 to $74.92.

Read SEC document
April 29, 2020 Filed May 2, 2020 00:13 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $74.24 $1,484,800.00
Disclosure

SEC source: 0000899243-20-011765 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.39 to $77.59.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:35 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 7,893 $78.00 Strike: $20.08 $615,654.00
Disclosure

SEC source: 0001367644-20-000041 · wf-form4_158819253519592.xml · derivative · entry 3

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Consists of options granted under the company's stock incentive plan as amended and restated.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:35 UTC SaleCommon Stock 7,893 $78.00 $615,654.00
Disclosure

SEC source: 0001367644-20-000041 · wf-form4_158819253519592.xml · nonDerivative · entry 2

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,395

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:35 UTC Exercise / conversionCommon Stock 7,893 $20.08 $158,491.44
Disclosure

SEC source: 0001367644-20-000041 · wf-form4_158819253519592.xml · nonDerivative · entry 1

Richard Ronald · CIK 0001380177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Richard.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 20:16 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $68.49 $1,369,800.00
Disclosure

SEC source: 0000899243-20-011283 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.73 to $70.30.

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April 22, 2020 Filed Apr 24, 2020 20:16 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $66.81 $1,336,200.00
Disclosure

SEC source: 0000899243-20-011283 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.25 to $68.19.

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April 20, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
SaleStock Options (Right to Buy) · Derivative 17,009 $0.00 Strike: $30.86 $0.00
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · derivative · entry 6

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,384

Underlying: Common Stock · 17,009 shares

Expires 2023-02-28

F2 · security: Consists of options granted under the company's stock incentive plan as amended and restated.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

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April 20, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 17,009 $69.00 $1,173,621.00
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · nonDerivative · entry 4

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,256

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

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April 20, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
Exercise / conversionCommon Stock 17,009 $30.86 $524,897.74
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · nonDerivative · entry 3

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

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April 17, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
SaleStock Options (Right to Buy) · Derivative 20,414 $0.00 Strike: $26.45 $0.00
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · derivative · entry 5

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,393

Underlying: Common Stock · 20,414 shares

Expires 2022-03-09

F2 · security: Consists of options granted under the company's stock incentive plan as amended and restated.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

F3 · derivative.exercise_date: The option grant vests in three equal installments on the day prior to the first, second and third anniversary dates of the grant.

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April 17, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
SaleCommon Stock 20,414 $65.00 $1,326,910.00
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · nonDerivative · entry 2

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,256

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 22:12 UTC
Havey AdamEVP, Business Operations
Exercise / conversionCommon Stock 20,414 $26.45 $539,950.30
Disclosure

SEC source: 0001367644-20-000037 · wf-form4_158750711233940.xml · nonDerivative · entry 1

Havey Adam · CIK 0001514588 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Havey.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 22:30 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 20,000 $62.47 $1,249,400.00
Disclosure

SEC source: 0000899243-20-011020 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,523

F1 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.66 to $63.83.

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April 15, 2020 Filed Apr 16, 2020 01:04 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 12,537 $62.58 $784,565.46
Disclosure

SEC source: 0000899243-20-010812 · doc4.xml · nonDerivative · entry 3

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,523

F4 · kind: The transaction was made by the Reporting Person pursuant to a trading plan adopted by Fuad El-Hibri Nancy El-Hibri JTWROS on February 25, 2020 that is intended to comply with Rule 10b5-1(c).

F5 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.62 to $63.29.

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April 14, 2020 Filed Apr 16, 2020 01:04 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 6,261 $62.99 $394,380.39
Disclosure

SEC source: 0000899243-20-010812 · doc4.xml · nonDerivative · entry 2

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,060

F1 · kind: These transactions were made by the Reporting Person pursuant to a trading plan adopted by the Reporting Person on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 ("Rule 10b5-1(c)").

F3 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.53 to $63.66.

Read SEC document
April 13, 2020 Filed Apr 16, 2020 01:04 UTC
El-Hibri FuadDirector · Chairman · 10% owner
SaleCommon Stock 17,071 $62.25 $1,062,669.75
Disclosure

SEC source: 0000899243-20-010812 · doc4.xml · nonDerivative · entry 1

El-Hibri Fuad · CIK 0001380185 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348,321

F1 · kind: These transactions were made by the Reporting Person pursuant to a trading plan adopted by the Reporting Person on February 25, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934 ("Rule 10b5-1(c)").

F2 · price: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.62 to $63.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.