Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · derivative · entry 7 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,937 Underlying: Common Stock · 12,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. F5 · derivative.exercise_date: Represents RSUs granted pursuant to a stock award to Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on November 27, 2025 and November 27, 2026. F5 · derivative.expiration_date: Represents RSUs granted pursuant to a stock award to Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on November 27, 2025 and November 27, 2026. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · derivative · entry 6 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,491 Underlying: Common Stock · 3,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. F4 · derivative.exercise_date: Represents RSUs for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F4 · derivative.expiration_date: Represents RSUs for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · derivative · entry 5 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,579 Underlying: Common Stock · 2,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. F3 · derivative.exercise_date: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on April 1, 2025 and April 1, 2026. F3 · derivative.expiration_date: Represents RSUs for the time-based portion of the 2022-2024 Long-Term Incentive Plan award to the Reporting Person on November 27, 2023. The remaining RSUs vest and become exercisable on April 1, 2025 and April 1, 2026. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Tax withholdingCommon Stock, $0.01 par value | 5,189 | $2.30 | $11,934.70 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · nonDerivative · entry 4 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,733 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 12,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · nonDerivative · entry 3 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · nonDerivative · entry 2 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 21:02 UTC |
BOGAN ROBERT A.Chief Technology Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 2,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019862 · form4.xml · nonDerivative · entry 1 BOGAN ROBERT A. · CIK 0002001763 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-to-one basis. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:27 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 6,737 | $2.69 | $18,122.53 |
DisclosureSEC source: 0001062993-24-018474 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,742 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:27 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 7,527 | $2.69 | $20,247.63 |
DisclosureSEC source: 0001062993-24-018477 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,298 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:26 UTC |
MESDAG WILLEMDirector
|
GrantDeferred Stock Units · Derivative | 13,475 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001062993-24-018475 · form4.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,700 Underlying: Common Stock · 13,475 shares Expires not disclosed F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on November 1, 2024. F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock. F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:26 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 6,273 | $2.69 | $16,874.37 |
DisclosureSEC source: 0001062993-24-018476 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,108 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:25 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 7,527 | $2.69 | $20,247.63 |
DisclosureSEC source: 0001062993-24-018473 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,623 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:04 UTC |
REATH JAMESChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017510 · form4.xml · derivative · entry 3 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,947 Underlying: Common Stock · 10,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSU) converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs granted pursuant to an Inducement Award to the Reporting Person on October 7, 2022. The remaining RSUs vest and become exercisable on October 7, 2025. F3 · derivative.expiration_date: Represents RSUs granted pursuant to an Inducement Award to the Reporting Person on October 7, 2022. The remaining RSUs vest and become exercisable on October 7, 2025. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:04 UTC |
REATH JAMESChief Marketing Officer
|
Tax withholdingCommon Stock, $0.01 par value | 4,910 | $2.88 | $14,140.80 |
DisclosureSEC source: 0001062993-24-017510 · form4.xml · nonDerivative · entry 2 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,008 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:04 UTC |
REATH JAMESChief Marketing Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 10,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017510 · form4.xml · nonDerivative · entry 1 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSU) converted into common stock on a one-for-one basis. Read SEC document |
| August 04, 2024 Filed Aug 7, 2024 20:07 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 6,008 | $3.37 | $20,246.96 |
DisclosureSEC source: 0001062993-24-014586 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,771 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 04, 2024 Filed Aug 7, 2024 20:06 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 5,007 | $3.37 | $16,873.59 |
DisclosureSEC source: 0001062993-24-014583 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,835 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 04, 2024 Filed Aug 7, 2024 20:06 UTC |
MESDAG WILLEMDirector
|
GrantDeferred Stock Units · Derivative | 10,756 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001062993-24-014581 · form4.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,225 Underlying: Common Stock · 10,756 shares Expires not disclosed F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on August 2, 2024. F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock. F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) the Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. Read SEC document |
| August 04, 2024 Filed Aug 7, 2024 20:05 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 5,378 | $3.37 | $18,123.86 |
DisclosureSEC source: 0001062993-24-014580 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,005 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 04, 2024 Filed Aug 7, 2024 20:05 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 6,008 | $3.37 | $20,246.96 |
DisclosureSEC source: 0001062993-24-014579 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,096 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:06 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 6,250 | $3.24 | $20,250.00 |
DisclosureSEC source: 0001062993-24-009650 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,763 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:06 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 5,208 | $3.24 | $16,873.92 |
DisclosureSEC source: 0001062993-24-009648 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,828 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:05 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 5,594 | $3.24 | $18,124.56 |
DisclosureSEC source: 0001062993-24-009645 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,627 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:05 UTC |
MESDAG WILLEMDirector
|
GrantDeferred Stock Units · Derivative | 11,188 | $0.00 Strike: $3.24 | $0.00 |
DisclosureSEC source: 0001062993-24-009646 · form4.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,469 Underlying: Common Stock · 11,188 shares Expires not disclosed F2 · security: Deferred Stock Units (DSUs) issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. F3 · derivative.exercise_price: The per share value is determined by the closing price of the Company's common stock on May 3, 2024. F4 · shares: Each DSU is credited to the Reporting Person under the Company's Director Plan (the "Director Plan"). Each DSU represents ownership equivalent to one share of the Company's common stock. F5 · derivative.exercise_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. F5 · derivative.expiration_date: The DSUs credited under the Director Plan are payable in the form elected or provided under the Director Plan on the earlier of (i) The Reporting Person's date of separation of service, or (ii) upon death, disability or change in control as defined under the Director Plan. Read SEC document |
| May 06, 2024 Filed May 8, 2024 20:05 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 6,250 | $3.24 | $20,250.00 |
DisclosureSEC source: 0001062993-24-009644 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,088 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| May 03, 2024 Filed May 3, 2024 22:32 UTC |
Fund 1 Investments, LLC10% owner
Pleasant Lake Onshore Feeder Fund LP10% owner
Pleasant Lake Partners LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 225,000 | $3.15 | $708,795.00 |
DisclosureSEC source: 0000921895-24-001027 · form413866004_05032024.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,691,577 F1 · ownership.nature: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of the PL Fund. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
Surette AllisonChief Merchandising Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009346 · form4.xml · derivative · entry 2 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,464 Underlying: Common Stock · 3,488 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
Surette AllisonChief Merchandising Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009346 · form4.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,215 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009345 · form4.xml · derivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,644 Underlying: Common Stock · 5,215 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 5,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009345 · form4.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
REATH JAMESChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009344 · form4.xml · derivative · entry 3 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,959 Underlying: Common Stock · 3,986 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F3 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
REATH JAMESChief Marketing Officer
|
Tax withholdingCommon Stock, $0.01 par value | 1,517 | $3.21 | $4,869.57 |
DisclosureSEC source: 0001062993-24-009344 · form4.xml · nonDerivative · entry 2 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,932 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:23 UTC |
REATH JAMESChief Marketing Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009344 · form4.xml · nonDerivative · entry 1 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:22 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009342 · form4.xml · derivative · entry 2 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,540 Underlying: Common Stock · 3,847 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:22 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock, $0.01 par value | 3,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009342 · form4.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:22 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 20,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009339 · form4.xml · derivative · entry 2 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,717 Underlying: Common Stock · 20,572 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:22 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.01 par value | 20,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009339 · form4.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:21 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009338 · form4.xml · derivative · entry 2 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,088 Underlying: Common Stock · 3,030 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:21 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009338 · form4.xml · nonDerivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Compensation Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:19 UTC |
Gaeta AnthonyChief Stores & RE Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009333 · form4.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · Chief Stores & RE Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,716 Underlying: Common Stock · 3,239 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F3 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:19 UTC |
Gaeta AnthonyChief Stores & RE Officer
|
Tax withholdingCommon Stock, $0.01 par value | 1,437 | $3.21 | $4,612.77 |
DisclosureSEC source: 0001062993-24-009333 · form4.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · Chief Stores & RE Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,484 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:19 UTC |
Gaeta AnthonyChief Stores & RE Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009333 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores & RE Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:18 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009332 · form4.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,936 Underlying: Common Stock · 1,979 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:18 UTC |
Cooney John FSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 1,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-009332 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for time-based compensation granted to the Reporting Person on May 1, 2023 under the 2023-2025 Long-Term Incentive Plan. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| May 01, 2024 Filed Jul 16, 2024 21:58 UTC Amendment |
REATH JAMESChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,986 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013848 · form4a.xml · derivative · entry 3 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,959 Underlying: Common Stock · 3,986 shares Expires 2033-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. F4 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock. Read SEC document |
| May 01, 2024 Filed Jul 16, 2024 21:58 UTC Amendment |
REATH JAMESChief Marketing Officer
|
Tax withholdingCommon Stock, $0.01 par value | 1,517 | $3.21 | $4,869.57 |
DisclosureSEC source: 0001062993-24-013848 · form4a.xml · nonDerivative · entry 2 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,972 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. F3 · balance_after: This amendment is being filed to correct the amount of securities beneficially owned by the Reporting Person. The number of shares held by the Reporting Person was inadvertently overstated by 960 shares in the original report. Read SEC document |
| May 01, 2024 Filed Jul 16, 2024 21:58 UTC Amendment |
REATH JAMESChief Marketing Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 3,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-013848 · form4a.xml · nonDerivative · entry 1 REATH JAMES · CIK 0001947712 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") for the time-based portion of the 2023-2025 Long-Term Incentive Plan award to the Reporting Person on May 1, 2023. The remaining RSUs vest and become exercisable on April 1, 2025, April 1, 2026 and April 1, 2027. Read SEC document |
| April 29, 2024 Filed May 3, 2024 22:32 UTC |
Fund 1 Investments, LLC10% owner
Pleasant Lake Onshore Feeder Fund LP10% owner
Pleasant Lake Partners LLC10% owner
|
PurchaseCash-Settled Total Return Swap · Derivative | 72,000 | $3.37 | $242,676.00 |
DisclosureSEC source: 0000921895-24-001027 · form413866004_05032024.xml · derivative · entry 8 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,702,293 Underlying: Common Stock, par value $0.01 per share · 72,000 shares Expires 2026-02-24 F4 · security: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.exercise_price: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F4 · derivative.expiration_date: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · ownership.nature: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of the PL Fund. Read SEC document |
| April 26, 2024 Filed May 3, 2024 22:32 UTC |
Fund 1 Investments, LLC10% owner
Pleasant Lake Onshore Feeder Fund LP10% owner
Pleasant Lake Partners LLC10% owner
|
PurchaseCash-Settled Total Return Swap · Derivative | 70,000 | $3.38 | $236,943.00 |
DisclosureSEC source: 0000921895-24-001027 · form413866004_05032024.xml · derivative · entry 7 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,630,293 Underlying: Common Stock, par value $0.01 per share · 70,000 shares Expires 2026-02-24 F4 · security: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.exercise_price: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F4 · derivative.expiration_date: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · ownership.nature: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of the PL Fund. Read SEC document |
| April 25, 2024 Filed May 3, 2024 22:32 UTC |
Fund 1 Investments, LLC10% owner
Pleasant Lake Onshore Feeder Fund LP10% owner
Pleasant Lake Partners LLC10% owner
|
PurchaseCash-Settled Total Return Swap · Derivative | 97,000 | $3.36 | $325,541.70 |
DisclosureSEC source: 0000921895-24-001027 · form413866004_05032024.xml · derivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,560,292 Underlying: Common Stock, par value $0.01 per share · 97,000 shares Expires 2026-02-24 F4 · security: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.exercise_price: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F4 · derivative.expiration_date: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 1,702,293 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · ownership.nature: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of the PL Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.