Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2018 Filed Sep 5, 2018 19:42 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 2,181 | $2.75 Strike: $2.75 | $5,997.75 |
DisclosureSEC source: 0000813298-18-000087 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,181 Underlying: Common Stock · 2,181 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:40 UTC |
KYEES JOHN EDirector
|
GrantDeferred Stock · Derivative | 1,090 | $2.75 Strike: $2.75 | $2,997.50 |
DisclosureSEC source: 0000813298-18-000086 · edgar.xml · derivative · entry 3 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the expiration of the 3-year deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:40 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000086 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124 shares Expires 2018-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on August 31, 2018, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:40 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000086 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:30 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionRestricted Stock Units · Derivative | 2,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000085 · edgar.xml · derivative · entry 3 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:30 UTC |
Surette AllisonSVP, GMM
|
Tax withholdingCommon STock, $0.01 par value | 677 | $2.90 | $1,963.30 |
DisclosureSEC source: 0000813298-18-000085 · edgar.xml · nonDerivative · entry 2 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:30 UTC |
Surette AllisonSVP, GMM
|
Exercise / conversionCommon Stock, $0.01 par value | 2,370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000085 · edgar.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · SVP, GMM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,997 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000084 · edgar.xml · derivative · entry 3 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Tax withholdingCommon Stock, $0.01 par value | 5,595 | $2.90 | $16,225.50 |
DisclosureSEC source: 0000813298-18-000084 · edgar.xml · nonDerivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,731 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 18,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000084 · edgar.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Reaves BrianEVP, Chief Customer Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,320 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000083 · edgar.xml · derivative · entry 3 Reaves Brian · CIK 0001492263 · EVP, Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Reaves BrianEVP, Chief Customer Officer
|
Tax withholdingCommon STock, $0.01 par value | 4,807 | $2.90 | $13,940.30 |
DisclosureSEC source: 0000813298-18-000083 · edgar.xml · nonDerivative · entry 2 Reaves Brian · CIK 0001492263 · EVP, Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,236 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:29 UTC |
Reaves BrianEVP, Chief Customer Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 16,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000083 · edgar.xml · nonDerivative · entry 1 Reaves Brian · CIK 0001492263 · EVP, Chief Customer Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:28 UTC |
Molloy Robert SSVP,CAO, General Counsel, Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 18,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000082 · edgar.xml · derivative · entry 3 Molloy Robert S · CIK 0001431242 · SVP,CAO, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:28 UTC |
Molloy Robert SSVP,CAO, General Counsel, Secy
|
Tax withholdingCommon Stock, $0.01 par value | 5,367 | $2.90 | $15,564.30 |
DisclosureSEC source: 0000813298-18-000082 · edgar.xml · nonDerivative · entry 2 Molloy Robert S · CIK 0001431242 · SVP,CAO, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,724 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:28 UTC |
Molloy Robert SSVP,CAO, General Counsel, Secy
|
Exercise / conversionCommon Stock, $0.01 par value | 18,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000082 · edgar.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · SVP,CAO, General Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:27 UTC |
Luttrell MarySVP of Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 8,287 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000081 · edgar.xml · derivative · entry 3 Luttrell Mary · CIK 0001695790 · SVP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:27 UTC |
Luttrell MarySVP of Marketing
|
Tax withholdingCommon Stock, $0.01 par value | 2,383 | $2.90 | $6,910.70 |
DisclosureSEC source: 0000813298-18-000081 · edgar.xml · nonDerivative · entry 2 Luttrell Mary · CIK 0001695790 · SVP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,389 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:27 UTC |
Luttrell MarySVP of Marketing
|
Exercise / conversionCommon Stock, $0.01 par value | 8,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000081 · edgar.xml · nonDerivative · entry 1 Luttrell Mary · CIK 0001695790 · SVP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:24 UTC |
Cooney John FChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000078 · edgar.xml · derivative · entry 2 Cooney John F · CIK 0001643413 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · shares: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F2 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F2 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:24 UTC |
Cooney John FChief Accounting Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 4,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000078 · edgar.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:26 UTC |
LEVIN DAVID ADirector · President, CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 63,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000080 · edgar.xml · derivative · entry 3 LEVIN DAVID A · CIK 0001217798 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F2 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:26 UTC |
LEVIN DAVID ADirector · President, CEO
|
Exercise / conversionCommon Stock, $0.01 par value | 63,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000080 · edgar.xml · nonDerivative · entry 1 LEVIN DAVID A · CIK 0001217798 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:26 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 5,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000079 · edgar.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:26 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Tax withholdingCommon Stock, $0.01 par value | 1,486 | $2.90 | $4,309.40 |
DisclosureSEC source: 0000813298-18-000079 · edgar.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,247 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:26 UTC |
Gaeta AnthonySVP, Store Sales & Operations
|
Exercise / conversionCommon Stock, $0.01 par value | 5,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000079 · edgar.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:24 UTC |
Chane Francis CSVPSupplyChain,CustomerFulfill
|
Exercise / conversionRestricted Stock Units · Derivative | 13,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000077 · edgar.xml · derivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupplyChain,CustomerFulfill 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. F2 · derivative.expiration_date: Represents RSUs for performance-based compensation granted to the Reporting Person on April 2, 2018, based on the Company's performance over the applicable performance period under the 2016-2017 Long-Term Incentive Plan. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:24 UTC |
Chane Francis CSVPSupplyChain,CustomerFulfill
|
Exercise / conversionCommon Stock, $0.01 par value | 13,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000813298-18-000077 · edgar.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupplyChain,CustomerFulfill 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:28 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 13,406 | $2.00 Strike: $2.00 | $26,812.00 |
DisclosureSEC source: 0000813298-18-000076 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,406 Underlying: Common Stock · 13,406 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:56 UTC |
Walsh OliverDirector
|
OtherCommon Stock, $0.01 par value | 6,390 | $2.00 | $12,780.00 |
DisclosureSEC source: 0000813298-18-000075 · edgar.xml · nonDerivative · entry 1 Walsh Oliver · CIK 0001713814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,851 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:55 UTC |
Ross IvyDirector
|
OtherCommon Stock, $0.01 par value | 6,390 | $2.00 | $12,780.00 |
DisclosureSEC source: 0000813298-18-000074 · edgar.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,721 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:54 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 13,406 | $2.00 | $26,812.00 |
DisclosureSEC source: 0000813298-18-000073 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,820 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:52 UTC |
Mooney Ward KDirector
|
OtherCommon Stock, $0.01 par value | 7,015 | $2.00 | $14,030.00 |
DisclosureSEC source: 0000813298-18-000072 · edgar.xml · nonDerivative · entry 1 Mooney Ward K · CIK 0001369205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,586 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:50 UTC |
KYEES JOHN EDirector
|
GrantDeferred Stock · Derivative | 7,827 | $2.00 Strike: $2.00 | $15,654.00 |
DisclosureSEC source: 0000813298-18-000071 · edgar.xml · derivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,827 Underlying: Common Stock · 7,827 shares Expires not disclosed F1 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer, lead independent director and chairperson fees. F2 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the expiration of the 3-year deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F3 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:49 UTC |
Conacher Lionel F.Director
|
OtherCommon Stock, $0.01 par value | 6,390 | $2.00 | $12,780.00 |
DisclosureSEC source: 0000813298-18-000070 · edgar.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,390 F1 · shares: The shares issued represent the Required Equity portion of the quarterly annual retainer pursuant to the Issuer's Third Amended and Restated Non-Employee Director Compensation Plan (as amended). The Reporting Person became a Participant during a fiscal year and therefore his Required Equity (50% of the retainer) is paid in shares. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 17:48 UTC |
Boyle JackDirector
|
OtherCommon Stock, $0.01 par value | 6,390 | $2.00 | $12,780.00 |
DisclosureSEC source: 0000813298-18-000069 · edgar.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,851 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 14:34 UTC |
KYEES JOHN EDirector
|
Exercise / conversionDeferred Stock · Derivative | 2,662 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000068 · edgar.xml · derivative · entry 2 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,662 shares Expires 2018-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on August 3, 2018, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 14:34 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 2,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000068 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 17:34 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 375 | $2.00 | $750.00 |
DisclosureSEC source: 0000813298-18-000067 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,414 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 18:07 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 681 | $2.20 | $1,498.20 |
DisclosureSEC source: 0000813298-18-000066 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,039 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 14:56 UTC |
Conacher Lionel F.Director
|
GrantDirector Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000813298-18-000065 · edgar.xml · derivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-29 F1 · shares: Pursuant to the Issuer's Third Amended and Restated Non-Employee Director Compensation Plan (as amended), on June 29, 2018 the Issuer granted options to purchase 15,000 shares to the Reporting Person upon his appointment to the Board of Directors. F2 · derivative.exercise_date: 5,000 shares are currently exercisable and 5,000 shares will become exercisable on June 29, 2019 and 5,000 shares will become exercisable on June 29, 2020. . Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:54 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 21,500 | $1.95 | $41,839.00 |
DisclosureSEC source: 0000813298-18-000063 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,059,877 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.875 to $2.00, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 537,523 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:23 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 10,000 | $1.84 | $18,440.00 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 3 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,038,377 F5 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.775 to $1.90, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F6 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 516,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:23 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 9,900 | $1.77 | $17,513.10 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,028,377 F3 · price: These shares of common stock were purchased by RMCP LLC on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.75 to $1.775, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP LLC, and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F4 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 506,023 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:23 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
PurchaseCommon Stock, $0.01 par value | 52,108 | $1.77 | $92,231.16 |
DisclosureSEC source: 0000813298-18-000062 · edgar.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,018,477 F1 · price: These shares of common stock were purchased by Red Mountain Capital Partners LLC ("RMCP LLC") on the open market. The price reported in Column 4 is a weighted average price per share, at prices ranging from $1.725 to $1.85, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP LLC, and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Destination XL Group, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased. F2 · balance_after: 7,522,354 of these shares are held directly by RMP and the remaining 496,123 shares are held directly by RMCP LLC. This Form 4 is jointly filed by (i) RMP, (ii) RMCP GP, (iii) RMCP LLC, (iv) RMCM, and (v) Mr. Mesdag. RMCP GP is the general partner of RMP. RMCP LLC is the managing member of RMCP GP. RMCM is the managing member of RMCP LLC. Mr. Mesdag is the president, sole executive officer, sole director and sole shareholder of RMCM. Each of Mr. Mesdag, RMCM, RMCP LLC, and RMCP GP, by virtue of their direct or indirect control of RMP, may be deemed to beneficially own some or all of the securities reported as being held by RMP. Each of Mr. Mesdag and RMCM, by virtue of their direct or indirect control of RMCP LLC, may be deemed to beneficially own some or all of the securities reported as being held by RMCP LLC. Each of the reporting persons hereunder disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This Form 4 shall not be deemed to be an admission that any reporting person hereunder is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:22 UTC |
Mooney Ward KDirector
|
OtherCommon Stock, $0.01 par value | 2,045 | $1.65 | $3,374.25 |
DisclosureSEC source: 0000813298-18-000060 · edgar.xml · nonDerivative · entry 1 Mooney Ward K · CIK 0001369205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,571 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:24 UTC |
Presser MitchellDirector
|
OtherCommon Stock, $0.01 par value | 3,636 | $1.65 | $5,999.40 |
DisclosureSEC source: 0000813298-18-000061 · edgar.xml · nonDerivative · entry 1 Presser Mitchell · CIK 0001397393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,358 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:21 UTC |
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
RED MOUNTAIN CAPITAL MANAGEMENT INC10% owner
RED MOUNTAIN CAPITAL PARTNERS LLC10% owner
RED MOUNTAIN PARTNERS, L.P.10% owner
|
GrantDeferred Stock · Derivative | 4,090 | $1.65 Strike: $1.65 | $6,748.50 |
DisclosureSEC source: 0000813298-18-000059 · edgar.xml · derivative · entry 2 MESDAG WILLEM · CIK 0001374566 · Director · 10% owner RMCP GP LLC · CIK 0001374606 · 10% owner RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 4,090 shares Expires not disclosed F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock, at the separation from service deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:20 UTC |
KYEES JOHN EDirector
|
GrantDeferred Stock · Derivative | 1,818 | $1.65 Strike: $1.65 | $2,999.70 |
DisclosureSEC source: 0000813298-18-000058 · edgar.xml · derivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818 Underlying: Common Stock · 1,818 shares Expires not disclosed F1 · security: Deferred stock issued pursuant to the Director's elected form of compensation for participation in meetings of the Board of Directors and/or its committees. F2 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the expiration of the 3-year deferral period as elected by the Reporting Person under the terms of the Third Amended and Restated Non-Employee Director Compensation Plan. F3 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Third Amended and Restated Non-Employee Director Compensation Plan. Read SEC document |
| May 29, 2018 Filed May 30, 2018 20:35 UTC |
KYEES JOHN EDirector
|
Exercise / conversionCommon Stock, $0.01 par value | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0000813298-18-000057 · edgar.xml · nonDerivative · entry 1 KYEES JOHN E · CIK 0001249436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.