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Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

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7402
SEC CIK
0000813298
Parsed reports
803

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2019 Filed May 20, 2019 17:45 UTC Tax withholdingCommon Stock, $0.01 par value 3,138 $1.88 $5,899.44
Disclosure

SEC source: 0000813298-19-000047 · edgar.xml · nonDerivative · entry 2

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,262

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
May 17, 2019 Filed May 20, 2019 17:45 UTC Exercise / conversionCommon Stock, $0.01 par value 10,654 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000047 · edgar.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:11 UTC OtherCommon Stock, $0.01 par value 15,243 $2.05 $31,248.15
Disclosure

SEC source: 0000813298-19-000045 · edgar.xml · nonDerivative · entry 1

Presser Mitchell · CIK 0001397393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,374

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:12 UTC
Ross IvyDirector
OtherCommon Stock, $0.01 par value 7,317 $2.05 $14,999.85
Disclosure

SEC source: 0000813298-19-000046 · edgar.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,646

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:09 UTC OtherCommon Stock, $0.01 par value 7,926 $2.05 $16,248.30
Disclosure

SEC source: 0000813298-19-000044 · edgar.xml · nonDerivative · entry 1

Mooney Ward K · CIK 0001369205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,799

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:05 UTC OtherCommon Stock, $0.01 par value 7,317 $2.05 $14,999.85
Disclosure

SEC source: 0000813298-19-000041 · edgar.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,315

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:07 UTC
MESDAG WILLEMDirector · 10% owner
RMCP GP LLC10% owner
GrantDeferred Stock · Derivative 15,243 $2.05 Strike: $2.05 $31,248.15
Disclosure

SEC source: 0000813298-19-000043 · edgar.xml · derivative · entry 2

MESDAG WILLEM · CIK 0001374566 · Director · 10% owner

RMCP GP LLC · CIK 0001374606 · 10% owner

RED MOUNTAIN CAPITAL MANAGEMENT INC · CIK 0001374607 · 10% owner

RED MOUNTAIN CAPITAL PARTNERS LLC · CIK 0001374588 · 10% owner

RED MOUNTAIN PARTNERS, L.P. · CIK 0001374603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

Underlying: Common Stock · 15,243 shares

Expires not disclosed

F2 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer and chairperson fee.

F3 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the separation from service deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan.

F4 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:06 UTC
KYEES JOHN EDirector
GrantDeferred Stock · Derivative 8,841 $2.05 Strike: $2.05 $18,124.05
Disclosure

SEC source: 0000813298-19-000042 · edgar.xml · derivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,841

Underlying: Common Stock · 8,841 shares

Expires not disclosed

F1 · security: Deferred stock issued pursuant to the Director's elected form of compensation for quarterly annual retainer, Board Chair and committee chairperson fees.

F2 · derivative.exercise_date: Each share of deferred stock is the economic equivalent of one share of common stock. The shares of deferred stock become payable in common stock at the expiration of the 3-year deferral period as elected by the Reporting Person under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan.

F3 · derivative.expiration_date: There is no set expiration date. Deferred Stock termination events are set forth in the Fourth Amended and Restated Non-Employee Director Compensation Plan.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:04 UTC
Boyle JackDirector
OtherCommon Stock, $0.01 par value 7,317 $2.05 $14,999.85
Disclosure

SEC source: 0000813298-19-000040 · edgar.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,776

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer.

Read SEC document
May 02, 2019 Filed May 2, 2019 19:58 UTC
KYEES JOHN EDirector
Exercise / conversionDeferred Stock · Derivative 2,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000039 · edgar.xml · derivative · entry 2

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,349 shares

Expires 2019-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on May 2, 2019, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1.

Read SEC document
May 02, 2019 Filed May 2, 2019 19:58 UTC
KYEES JOHN EDirector
Exercise / conversionCommon Stock, $0.01 par value 2,349 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000039 · edgar.xml · nonDerivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 29, 2019 19:03 UTC
KYEES JOHN EDirector
Exercise / conversionDeferred Stock · Derivative 70 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000038 · edgar.xml · derivative · entry 2

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on April 29, 2019, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1.

Read SEC document
April 29, 2019 Filed Apr 29, 2019 19:03 UTC
KYEES JOHN EDirector
Exercise / conversionCommon Stock, $0.01 par value 70 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000038 · edgar.xml · nonDerivative · entry 1

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 15:32 UTC PurchaseCommon Stock, $0.01 par value 22,000 $2.26 $49,726.60
Disclosure

SEC source: 0000813298-19-000037 · edgar.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,998

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.2417 to $2.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:00 UTC
Davey James SEVP, Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 15,304 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000030 · edgar.xml · derivative · entry 3

Davey James S · CIK 0001733922 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,304

Underlying: Common Stock · 15,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On March 14, 2018, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,608 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F3 · derivative.exercise_date: On March 14, 2018, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,608 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F3 · derivative.expiration_date: On March 14, 2018, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,608 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:00 UTC
Davey James SEVP, Chief Marketing Officer
Tax withholdingCommon Stock, $0.01 par value 4,508 $2.45 $11,044.60
Disclosure

SEC source: 0000813298-19-000030 · edgar.xml · nonDerivative · entry 2

Davey James S · CIK 0001733922 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,796

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:00 UTC
Davey James SEVP, Chief Marketing Officer
Exercise / conversionCommon Stock, $0.01 par value 15,304 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000030 · edgar.xml · nonDerivative · entry 1

Davey James S · CIK 0001733922 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 3,618 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000036 · edgar.xml · derivative · entry 4

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618

Underlying: Common Stock · 3,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 7,236 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 7,236 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 7,236 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000036 · edgar.xml · derivative · entry 3

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On September 11, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 3,396 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On September 11, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 3,396 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On September 11, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 3,396 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC Tax withholdingCommon Stock, $0.01 par value 1,139 $2.45 $2,790.55
Disclosure

SEC source: 0000813298-19-000036 · edgar.xml · nonDerivative · entry 2

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC Exercise / conversionCommon Stock, $0.01 par value 5,316 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000036 · edgar.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · SVP, GMM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 21,798 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000035 · edgar.xml · derivative · entry 4

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,798

Underlying: Common Stock · 21,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 43,596 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 43,596 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 43,596 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 11,987 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000035 · edgar.xml · derivative · entry 3

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 19,331 RSUs and on May 11, 2016, upon promotion to Executive Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 4,644 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 19,331 RSUs and on May 11, 2016, upon promotion to Executive Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 4,644 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 19,331 RSUs and on May 11, 2016, upon promotion to Executive Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 4,644 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Tax withholdingCommon Stock, $0.01 par value 9,950 $2.45 $24,377.50
Disclosure

SEC source: 0000813298-19-000035 · edgar.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,566

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionCommon Stock, $0.01 par value 33,785 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000035 · edgar.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:14 UTC
Reaves BrianEVP, COO
Exercise / conversionRestricted Stock Units · Derivative 18,421 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000034 · edgar.xml · derivative · entry 4

Reaves Brian · CIK 0001492263 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,421

Underlying: Common Stock · 18,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 36,842 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 36,842 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 36,842 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:14 UTC
Reaves BrianEVP, COO
Exercise / conversionRestricted Stock Units · Derivative 10,174 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000034 · edgar.xml · derivative · entry 3

Reaves Brian · CIK 0001492263 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 20,348 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 20,348 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 20,348 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:14 UTC
Reaves BrianEVP, COO
Tax withholdingCommon Stock, $0.01 par value 4,525 $2.45 $11,086.25
Disclosure

SEC source: 0000813298-19-000034 · edgar.xml · nonDerivative · entry 2

Reaves Brian · CIK 0001492263 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,306

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:14 UTC
Reaves BrianEVP, COO
Exercise / conversionCommon Stock, $0.01 par value 28,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000034 · edgar.xml · nonDerivative · entry 1

Reaves Brian · CIK 0001492263 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:11 UTC
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
Exercise / conversionRestricted Stock Units · Derivative 21,184 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000033 · edgar.xml · derivative · entry 4

Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,184

Underlying: Common Stock · 21,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 42,368 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 42,368 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 42,368 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:11 UTC
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
Exercise / conversionRestricted Stock Units · Derivative 11,361 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000033 · edgar.xml · derivative · entry 3

Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 22,722 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 22,722 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 22,722 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:11 UTC
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
Tax withholdingCommon Stock, $0.01 par value 6,236 $2.45 $15,278.20
Disclosure

SEC source: 0000813298-19-000033 · edgar.xml · nonDerivative · entry 2

Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,033

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:11 UTC
Molloy Robert SSVP,ChiefAdmin.Officer,GC,Secy
Exercise / conversionCommon Stock, $0.01 par value 32,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000033 · edgar.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · SVP,ChiefAdmin.Officer,GC,Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:10 UTC
LEVIN DAVID AFormerly Acting CEO; retired.
Exercise / conversionRestricted Stock Units · Derivative 71,158 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000032 · edgar.xml · derivative · entry 5

LEVIN DAVID A · CIK 0001217798 · Formerly Acting CEO; retired.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,157

Underlying: Common Stock · 71,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 142,315 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 142,315 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 142,315 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:10 UTC
LEVIN DAVID AFormerly Acting CEO; retired.
Exercise / conversionRestricted Stock Units · Derivative 39,302 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000032 · edgar.xml · derivative · entry 4

LEVIN DAVID A · CIK 0001217798 · Formerly Acting CEO; retired.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 78,604 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 78,604 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 78,604 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:10 UTC
LEVIN DAVID AFormerly Acting CEO; retired.
Tax withholdingCommon Stock, $0.01 par value 40,968 $2.45 $100,371.60
Disclosure

SEC source: 0000813298-19-000032 · edgar.xml · nonDerivative · entry 2

LEVIN DAVID A · CIK 0001217798 · Formerly Acting CEO; retired.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,384

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:10 UTC
LEVIN DAVID AFormerly Acting CEO; retired.
Exercise / conversionCommon Stock, $0.01 par value 110,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000032 · edgar.xml · nonDerivative · entry 1

LEVIN DAVID A · CIK 0001217798 · Formerly Acting CEO; retired.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:09 UTC
Gaeta AnthonySVP, Store Sales & Operations
Exercise / conversionRestricted Stock Units · Derivative 16,780 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000031 · edgar.xml · derivative · entry 4

Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,778

Underlying: Common Stock · 16,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan (the "17-18 LTIP"), 9,649 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 17-18 LTIP, an additional 23,909 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan (the "17-18 LTIP"), 9,649 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 17-18 LTIP, an additional 23,909 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan (the "17-18 LTIP"), 9,649 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 17-18 LTIP, an additional 23,909 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:09 UTC
Gaeta AnthonySVP, Store Sales & Operations
Exercise / conversionRestricted Stock Units · Derivative 4,335 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000031 · edgar.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 4,844 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 3,827 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 4,844 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 3,827 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan (the "16-17 LTIP"), 4,844 RSUs and on November 27, 2017, upon promotion to Senior Vice President, the Reporting Person was granted, under the 16-17 LTIP an addtional 3,827 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:09 UTC
Gaeta AnthonySVP, Store Sales & Operations
Tax withholdingCommon Stock, $0.01 par value 4,178 $2.45 $10,236.10
Disclosure

SEC source: 0000813298-19-000031 · edgar.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,184

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:09 UTC
Gaeta AnthonySVP, Store Sales & Operations
Exercise / conversionCommon Stock, $0.01 par value 21,115 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000031 · edgar.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · SVP, Store Sales & Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:59 UTC
Cooney John FCAO, VP-Managing Director
Exercise / conversionRestricted Stock Units · Derivative 4,743 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000029 · edgar.xml · derivative · entry 4

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,743

Underlying: Common Stock · 4,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 9,486 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 9,486 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 9,486 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:59 UTC
Cooney John FCAO, VP-Managing Director
Exercise / conversionRestricted Stock Units · Derivative 2,543 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000029 · edgar.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 5,087 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 5,087 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 5,087 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:59 UTC
Cooney John FCAO, VP-Managing Director
Tax withholdingCommon Stock, $0.01 par value 2,081 $2.45 $5,098.45
Disclosure

SEC source: 0000813298-19-000029 · edgar.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,575

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:59 UTC
Cooney John FCAO, VP-Managing Director
Exercise / conversionCommon Stock, $0.01 par value 7,286 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000029 · edgar.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:58 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionRestricted Stock Units · Derivative 15,044 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000028 · edgar.xml · derivative · entry 4

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,043

Underlying: Common Stock · 15,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · shares: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,087 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.exercise_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,087 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

F4 · derivative.expiration_date: On April 3, 2017, the Reporting Person was granted, under the 2017-2018 Long-Term Incentive Plan, 30,087 RSUs, vesting in two equal installments on April 1, 2019 and April 1, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:58 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionRestricted Stock Units · Derivative 8,309 $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000028 · edgar.xml · derivative · entry 3

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · shares: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 16,618 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.exercise_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 16,618 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

F3 · derivative.expiration_date: On April 14, 2016, the Reporting Person was granted, under the 2016-2017 Long-Term Incentive Plan, 16,618 RSUs, vesting in two equal installments on April 1, 2018 and April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:58 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Tax withholdingCommon Stock, $0.01 par value 4,829 $2.45 $11,831.05
Disclosure

SEC source: 0000813298-19-000028 · edgar.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,414

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:58 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionCommon Stock, $0.01 par value 23,353 Not disclosed Not disclosed
Disclosure

SEC source: 0000813298-19-000028 · edgar.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 1, 2019 17:46 UTC
KYEES JOHN EDirector
Exercise / conversionDeferred Stock · Derivative 72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000813298-19-000027 · edgar.xml · derivative · entry 2

KYEES JOHN E · CIK 0001249436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of deferred stock converted into one share of common stock on March 31, 2019, when the deferred stock vested. Upon vesting, the corresponding shares of common stock were distributed under the terms of the Fourth Amended and Restated Non-Employee Director Compensation Plan and is reflected in Table 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.