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Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

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Tapewire entity
7402
SEC CIK
0000813298
Parsed reports
803

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2022 Filed Mar 28, 2022 20:18 UTC
Gaeta AnthonyChief Stores Officer
GrantRestricted Stock Units · Derivative 14,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008734 · form4.xml · derivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710

Underlying: Common Stock · 14,710 shares

Expires 2032-03-21

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 21, 2022 Filed Mar 28, 2022 20:17 UTC
Cooney John FSVP, CAO and Controller
GrantRestricted Stock Units · Derivative 9,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008732 · form4.xml · derivative · entry 1

Cooney John F · CIK 0001643413 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,607

Underlying: Common Stock · 9,607 shares

Expires 2032-03-21

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

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March 21, 2022 Filed Mar 28, 2022 20:17 UTC
Jones StaceyChief Human Resources Officer
GrantRestricted Stock Units · Derivative 9,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008730 · form4.xml · derivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,738

Underlying: Common Stock · 9,738 shares

Expires 2032-03-21

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 21, 2022 Filed Mar 28, 2022 20:17 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
GrantRestricted Stock Units · Derivative 14,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008731 · form4.xml · derivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

Underlying: Common Stock · 14,460 shares

Expires 2032-03-21

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") for performance-based compensation granted to the Reporting Person based on the Company's performance over the applicable performance period under the 2019-2021 Long-Term Incentive Plan. The RSU's vest August 31, 2022.

F2 · derivative.underlying_shares: Each RSU, as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.

Read SEC document
March 21, 2022 Filed Sep 1, 2022 20:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionRestricted Stock Units · Derivative 19,696 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018963 · form4.xml · derivative · entry 3

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:39 UTC
Dhoot UjjwalChief Marketing Officer
SaleCommon Stock, $.01 par value 23,253 $5.00 $116,265.00
Disclosure

SEC source: 0001062993-22-008208 · form4.xml · nonDerivative · entry 1

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,664

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 21:09 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,684 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005115 · form4.xml · derivative · entry 2

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,370

Underlying: Common Stock · 2,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 21, 2021 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on February 21, 2021 under the 2019-2021 Long-Term Incentive Plan. The remaining RSUs vest in two equal installments on April 1, 2022 and April 1, 2023.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 21:09 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 2,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-005115 · form4.xml · nonDerivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:44 UTC
Bauza CarmenDirector
GrantCommon Stock, $0.01 par value 4,676 $4.33 $20,247.08
Disclosure

SEC source: 0001062993-22-002228 · form4.xml · nonDerivative · entry 1

Bauza Carmen · CIK 0001879173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,676

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:40 UTC
Rubin ElaineDirector
GrantCommon Stock, $0.01 par value 7,793 $4.33 $33,743.69
Disclosure

SEC source: 0001062993-22-002226 · form4.xml · nonDerivative · entry 1

Rubin Elaine · CIK 0001680353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,793

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:35 UTC GrantCommon Stock, $0.01 par value 8,371 $4.33 $36,246.43
Disclosure

SEC source: 0001062993-22-002222 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,115

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:31 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 4,185 $4.33 $18,121.05
Disclosure

SEC source: 0001062993-22-002215 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,654

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:29 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 3,897 $4.33 $16,874.01
Disclosure

SEC source: 0001062993-22-002210 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,986

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
January 18, 2022 Filed Jan 18, 2022 21:33 UTC
Dhoot UjjwalChief Marketing Officer
SaleCommon Stock, $.01 par value 10,000 $5.48 $54,763.00
Disclosure

SEC source: 0001062993-22-001180 · form4.xml · nonDerivative · entry 1

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:05 UTC
Cooney John FCAO, VP-Managing Director
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001062993-22-000048 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,430

Underlying: Common Stock · 8,000 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options represent the time-based portion of the 2020-2022 Long-Term Incentive Plan award to the Reporting Person. The option vests in four equal installments. 23,858 options became exercisable on June 11, 2021. 23,858 options will become exercisable on April 1, 2022, and 23,857 options will become exercisable on each of April 1, 2023 and April 1, 2024.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:05 UTC
Cooney John FCAO, VP-Managing Director
SaleCommon Stock, $0.01 par value 15,000 $6.00 $90,000.00
Disclosure

SEC source: 0001062993-22-000048 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,358

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 03, 2022 Filed Jan 3, 2022 21:05 UTC
Cooney John FCAO, VP-Managing Director
Exercise / conversionCommon Stock, $0.01 par value 8,000 $0.53 $4,240.00
Disclosure

SEC source: 0001062993-22-000048 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · CAO, VP-Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:12 UTC
Dhoot UjjwalChief Marketing Officer
SaleCommon Stock, $.01 par value 10,000 $6.09 $60,900.00
Disclosure

SEC source: 0001062993-21-013152 · form4.xml · nonDerivative · entry 1

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 10, 2021 Filed Feb 2, 2022 21:26 UTC
KANTER HARVEY SDirector · President and CEO
GiftCommon Stock, $0.01 par value 605,673 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002205 · form5.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

F1 · kind: As previously reported on Form 8-K filed on December 10, 2021, the Reporting Person gifted 605,673 shares of the Issuer's common stock to an irrevocable trust for the benefit of his family (the "Trust"). The Reporting Person did not retain any ownership, dominion or control over the shares transferred to the Trust, and he is not a trustee or beneficiary of the Trust.

Read SEC document
December 09, 2021 Filed Feb 2, 2022 21:29 UTC
Ross IvyDirector
GiftCommon Stock, $0.01 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002210 · form4.xml · nonDerivative · entry 2

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,986

Read SEC document
December 07, 2021 Filed Dec 7, 2021 21:21 UTC
Ross IvyDirector
SaleCommon Stock, $0.01 par value 10,000 $7.00 $70,000.00
Disclosure

SEC source: 0001062993-21-012325 · form4.xml · nonDerivative · entry 3

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,089

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:21 UTC
Ross IvyDirector
SaleCommon Stock, $0.01 par value 10,000 $6.61 $66,068.00
Disclosure

SEC source: 0001062993-21-012325 · form4.xml · nonDerivative · entry 2

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,089

F1 · price: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions at prices from $6.60 to $6.6402, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (2) to this Form 4.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:21 UTC
Ross IvyDirector
SaleCommon Stock, $0.01 par value 10,000 $6.50 $65,000.00
Disclosure

SEC source: 0001062993-21-012325 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,089

Read SEC document
November 23, 2021 Filed Feb 2, 2022 21:28 UTC GiftCommon Stock, $0.01 par value 1,200 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002207 · form5.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,069

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:22 UTC
Molloy Robert SGeneral Counsel & Secretary
SaleCommon Stock, $0.01 par value 6,666 $8.75 $58,330.83
Disclosure

SEC source: 0001062993-21-011141 · form4.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,798

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to 8.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 15, 2021 22:13 UTC
Molloy Robert SGeneral Counsel & Secretary
SaleCommon Stock, $0.01 par value 10,000 $8.50 $85,002.00
Disclosure

SEC source: 0001062993-21-010923 · form4.xml · nonDerivative · entry 3

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,464

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to 8.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 15, 2021 22:12 UTC
Dhoot UjjwalChief Marketing Officer
SaleCommon Stock, $.01 par value 10,000 $8.32 $83,178.00
Disclosure

SEC source: 0001062993-21-010921 · form4.xml · nonDerivative · entry 1

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 12:41 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
SaleCommon Stock, $0.01 par value 6,667 $8.50 $56,669.50
Disclosure

SEC source: 0001062993-21-010949 · form4.xml · nonDerivative · entry 3

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,015

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:13 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 18,317 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001062993-21-010923 · form4.xml · derivative · entry 4

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,317

Underlying: Common Stock · 18,317 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:13 UTC
Molloy Robert SGeneral Counsel & Secretary
SaleCommon Stock, $0.01 par value 24,984 $8.00 $199,872.00
Disclosure

SEC source: 0001062993-21-010923 · form4.xml · nonDerivative · entry 2

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,464

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:13 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.01 par value 18,317 $5.04 $92,317.68
Disclosure

SEC source: 0001062993-21-010923 · form4.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 33,816 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001062993-21-010922 · form4.xml · derivative · entry 3

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,816 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
SaleCommon Stock, $0.01 par value 43,816 $8.00 $350,528.00
Disclosure

SEC source: 0001062993-21-010922 · form4.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,470

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 22:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionCommon Stock, $0.01 par value 33,816 $5.04 $170,432.64
Disclosure

SEC source: 0001062993-21-010922 · form4.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 12:41 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 19,055 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001062993-21-010949 · form4.xml · derivative · entry 4

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,833

Underlying: Common Stock · 19,055 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 12:41 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
SaleCommon Stock, $0.01 par value 24,368 $8.01 $195,112.14
Disclosure

SEC source: 0001062993-21-010949 · form4.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,682

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.00 to $8.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (3) to this Form 4.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 12:41 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionCommon Stock, $0.01 par value 19,055 $5.04 $96,037.20
Disclosure

SEC source: 0001062993-21-010949 · form4.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2021 Filed Nov 12, 2021 11:49 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

F3 · derivative.exercise_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

F3 · derivative.expiration_date: Performance Shares vest, if at all, in tranches when the trailing 90-day, volume-weighted average closing price of a share of the Issuer's common stock reaches specified targets during the four-year performance period ending on March 31, 2023. On November 10, 2021, the Compensation Committee of the Board of Director's of the Issuer determined that the second tranche had vested as of November 10, 2021.

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November 10, 2021 Filed Nov 12, 2021 11:49 UTC
KANTER HARVEY SDirector · President and CEO
Tax withholdingCommon Stock, $0.01 par value 94,440 $7.63 $720,577.20
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,673

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of Performance Shares for payment of taxes.

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November 10, 2021 Filed Nov 12, 2021 11:49 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionCommon Stock, $0.01 par value 240,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-010617 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 21:22 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
SaleCommon Stock, $0.01 par value 12,168 $7.78 $94,639.05
Disclosure

SEC source: 0001062993-21-010179 · form4.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,995

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.60 to $7.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (3) to this Form 4.

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November 01, 2021 Filed Nov 2, 2021 20:56 UTC
Molloy Robert SGeneral Counsel & Secretary
SaleCommon Stock, $0.01 par value 11,921 $7.50 $89,407.50
Disclosure

SEC source: 0001062993-21-010122 · form4.xml · nonDerivative · entry 3

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,131

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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November 01, 2021 Filed Nov 3, 2021 22:11 UTC GrantCommon Stock, $0.01 par value 4,183 $7.47 $31,247.01
Disclosure

SEC source: 0001062993-21-010195 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,744

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

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November 01, 2021 Filed Nov 3, 2021 21:50 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 3,137 $7.47 $23,433.39
Disclosure

SEC source: 0001062993-21-010192 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,469

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:49 UTC GrantCommon Stock, $0.01 par value 2,510 $7.47 $18,749.70
Disclosure

SEC source: 0001062993-21-010191 · form4.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,269

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:49 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 602 $7.47 $4,496.94
Disclosure

SEC source: 0001062993-21-010190 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,089

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:22 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
SaleCommon Stock, $0.01 par value 610 $7.51 $4,580.00
Disclosure

SEC source: 0001062993-21-010179 · form4.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,163

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.50 to $7.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote (2) to this Form 4.

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October 29, 2021 Filed Nov 2, 2021 20:57 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
SaleCommon Stock, $0.01 par value 20,000 $7.00 $140,000.00
Disclosure

SEC source: 0001062993-21-010124 · form4.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,470

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 20:56 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 18,317 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001062993-21-010122 · form4.xml · derivative · entry 4

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,634

Underlying: Common Stock · 18,317 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents a grant of non-qualified stock options to the Reporting Person on May 28, 2013 under the 2013-2016 Long-Term Incentive Plan. The shares subject to time-based vesting became fully vested January 28, 2017.

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October 29, 2021 Filed Nov 2, 2021 20:56 UTC
Molloy Robert SGeneral Counsel & Secretary
SaleCommon Stock, $0.01 par value 36,373 $7.00 $254,611.00
Disclosure

SEC source: 0001062993-21-010122 · form4.xml · nonDerivative · entry 2

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,052

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.