Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · derivative · entry 3 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Dhoot UjjwalChief Marketing Officer
|
Tax withholdingCommon Stock, $0.01 par value | 3,120 | $5.90 | $18,408.00 |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 2 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,419 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Dhoot UjjwalChief Marketing Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 10,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 1 Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018960 · form4.xml · derivative · entry 2 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
Jones StaceyChief Human Resources Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 9,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018960 · form4.xml · nonDerivative · entry 1 Jones Stacey · CIK 0001846467 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:09 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionRestricted Stock Units · Derivative | 14,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018956 · form4.xml · derivative · entry 3 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:09 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Tax withholdingCommon Stock, $0.01 par value | 4,245 | $5.90 | $25,045.50 |
DisclosureSEC source: 0001062993-22-018956 · form4.xml · nonDerivative · entry 2 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,505 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:09 UTC |
Chane Francis CSVPSupply Chain,CustomerFulfil
|
Exercise / conversionCommon Stock, $0.01 par value | 14,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018956 · form4.xml · nonDerivative · entry 1 Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:12 UTC |
Surette AllisonChief Merchandising Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018964 · form4.xml · derivative · entry 3 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:12 UTC |
Surette AllisonChief Merchandising Officer
|
Tax withholdingCommon Stock, $0.01 par value | 4,171 | $5.90 | $24,608.90 |
DisclosureSEC source: 0001062993-22-018964 · form4.xml · nonDerivative · entry 2 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,123 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:12 UTC |
Surette AllisonChief Merchandising Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 14,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018964 · form4.xml · nonDerivative · entry 1 Surette Allison · CIK 0001741394 · Chief Merchandising Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:12 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Tax withholdingCommon Stock, $0.01 par value | 5,781 | $5.90 | $34,107.90 |
DisclosureSEC source: 0001062993-22-018963 · form4.xml · nonDerivative · entry 2 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,886 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:12 UTC |
Stratton Peter H Jr.EVP, CFO, Treasurer
|
Exercise / conversionCommon Stock, $0.01 par value | 19,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018963 · form4.xml · nonDerivative · entry 1 Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 18,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018962 · form4.xml · derivative · entry 3 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
Tax withholdingCommon Stock, $0.01 par value | 5,489 | $5.90 | $32,385.10 |
DisclosureSEC source: 0001062993-22-018962 · form4.xml · nonDerivative · entry 2 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,839 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
Molloy Robert SGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock, $0.01 par value | 18,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018962 · form4.xml · nonDerivative · entry 1 Molloy Robert S · CIK 0001431242 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 89,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018961 · form4.xml · derivative · entry 3 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
KANTER HARVEY SDirector · President and CEO
|
Tax withholdingCommon Stock, $0.01 par value | 35,025 | $5.90 | $206,647.50 |
DisclosureSEC source: 0001062993-22-018961 · form4.xml · nonDerivative · entry 2 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,070 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:11 UTC |
KANTER HARVEY SDirector · President and CEO
|
Exercise / conversionCommon Stock, $0.01 par value | 89,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018961 · form4.xml · nonDerivative · entry 1 KANTER HARVEY S · CIK 0001232404 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018959 · form4.xml · derivative · entry 3 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,710 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Gaeta AnthonyChief Stores Officer
|
Tax withholdingCommon Stock, $0.01 par value | 4,318 | $5.90 | $25,476.20 |
DisclosureSEC source: 0001062993-22-018959 · form4.xml · nonDerivative · entry 2 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,711 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Gaeta AnthonyChief Stores Officer
|
Exercise / conversionCommon Stock, $0.01 par value | 14,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018959 · form4.xml · nonDerivative · entry 1 Gaeta Anthony · CIK 0001723868 · Chief Stores Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Cooney John FSVP, CAO and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 9,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018957 · form4.xml · derivative · entry 3 Cooney John F · CIK 0001643413 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Cooney John FSVP, CAO and Controller
|
Tax withholdingCommon Stock, $0.01 par value | 2,820 | $5.90 | $16,638.00 |
DisclosureSEC source: 0001062993-22-018957 · form4.xml · nonDerivative · entry 2 Cooney John F · CIK 0001643413 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,559 F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:10 UTC |
Cooney John FSVP, CAO and Controller
|
Exercise / conversionCommon Stock, $0.01 par value | 9,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-018957 · form4.xml · nonDerivative · entry 1 Cooney John F · CIK 0001643413 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:32 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 100,000 | $4.22 | $422,470.00 |
DisclosureSEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 9,870,434 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is an average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:32 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 73,031 | $4.37 | $318,984.80 |
DisclosureSEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 9,970,434 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is an average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 80,000 | $4.32 | $345,440.00 |
DisclosureSEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,043,465 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 26,969 | $4.40 | $118,717.54 |
DisclosureSEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,123,465 F1 · price: This is a weighted average price. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 108,243 | $4.32 | $467,739.65 |
DisclosureSEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,150,434 F1 · price: This is a weighted average price. Read SEC document |
| August 17, 2022 Filed Aug 17, 2022 20:32 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 45,000 | $4.36 | $196,218.00 |
DisclosureSEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,258,677 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 20:32 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 20,000 | $4.53 | $90,544.00 |
DisclosureSEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,303,677 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:32 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 19,502 | $4.41 | $86,029.17 |
DisclosureSEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,323,667 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 12, 2022 Filed Aug 12, 2022 21:02 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 150,000 | $4.15 | $622,530.00 |
DisclosureSEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,343,179 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:02 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 250,000 | $4.27 | $1,068,000.00 |
DisclosureSEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,493,179 F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:02 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 227,255 | $4.45 | $1,012,216.50 |
DisclosureSEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,743,179 F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2022 Filed Aug 4, 2022 01:56 UTC |
MESDAG WILLEMDirector
|
GrantCommon Stock, $0.01 par value | 8,819 | $4.11 | $36,246.09 |
DisclosureSEC source: 0001062993-22-017229 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559,248 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect. F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:44 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 4,927 | $4.11 | $20,249.97 |
DisclosureSEC source: 0001062993-22-017227 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,693 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:44 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 4,105 | $4.11 | $16,871.55 |
DisclosureSEC source: 0001062993-22-017226 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,500 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:44 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 4,409 | $4.11 | $18,120.99 |
DisclosureSEC source: 0001062993-22-017225 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,724 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:43 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 8,211 | $4.11 | $33,747.21 |
DisclosureSEC source: 0001062993-22-017224 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,821 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| June 28, 2022 Filed Jan 31, 2023 21:22 UTC |
Conacher Lionel F.Director
|
GiftCommon Stock, $0.01 par value | 17,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001704 · form5.xml · nonDerivative · entry 1 Conacher Lionel F. · CIK 0001417326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,704 Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:19 UTC |
Bauza CarmenDirector
|
GrantCommon Stock, $0.01 par value | 4,090 | $4.95 | $20,245.50 |
DisclosureSEC source: 0001062993-22-011387 · form4.xml · nonDerivative · entry 1 Bauza Carmen · CIK 0001879173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,766 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:18 UTC |
Rubin ElaineDirector
|
GrantCommon Stock, $0.01 par value | 6,817 | $4.95 | $33,744.15 |
DisclosureSEC source: 0001062993-22-011386 · form4.xml · nonDerivative · entry 1 Rubin Elaine · CIK 0001680353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,610 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:18 UTC |
Ross IvyDirector
|
GrantCommon Stock, $0.01 par value | 3,409 | $4.95 | $16,874.55 |
DisclosureSEC source: 0001062993-22-011385 · form4.xml · nonDerivative · entry 1 Ross Ivy · CIK 0001569594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,395 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:18 UTC |
MESDAG WILLEMDirector
|
GrantCommon Stock, $0.01 par value | 7,323 | $4.95 | $36,248.85 |
DisclosureSEC source: 0001062993-22-011382 · form4.xml · nonDerivative · entry 1 MESDAG WILLEM · CIK 0001374566 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,438 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:17 UTC |
Boyle JackDirector
|
GrantCommon Stock, $0.01 par value | 3,661 | $4.95 | $18,121.95 |
DisclosureSEC source: 0001062993-22-011381 · form4.xml · nonDerivative · entry 1 Boyle Jack · CIK 0001712634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,315 F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. Read SEC document |
| April 21, 2022 Filed Apr 21, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 6,314 | $5.11 | $32,264.54 |
DisclosureSEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,970,434 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 50,000 | $5.11 | $255,475.00 |
DisclosureSEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,976,748 F1 · price: This is a weighted average price. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 20:48 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 52,636 | $5.36 | $282,092.11 |
DisclosureSEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 11,026,748 F1 · price: This is a weighted average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.