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Nasdaq · USD

DXLG

DESTINATION XL GROUP, INC.

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7402
SEC CIK
0000813298
Parsed reports
803

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Dhoot UjjwalChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 10,630 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018958 · form4.xml · derivative · entry 3

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Dhoot UjjwalChief Marketing Officer
Tax withholdingCommon Stock, $0.01 par value 3,120 $5.90 $18,408.00
Disclosure

SEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 2

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,419

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Dhoot UjjwalChief Marketing Officer
Exercise / conversionCommon Stock, $0.01 par value 10,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018958 · form4.xml · nonDerivative · entry 1

Dhoot Ujjwal · CIK 0001812939 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 9,738 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018960 · form4.xml · derivative · entry 2

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F2 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
Jones StaceyChief Human Resources Officer
Exercise / conversionCommon Stock, $0.01 par value 9,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018960 · form4.xml · nonDerivative · entry 1

Jones Stacey · CIK 0001846467 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:09 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionRestricted Stock Units · Derivative 14,460 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018956 · form4.xml · derivative · entry 3

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:09 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Tax withholdingCommon Stock, $0.01 par value 4,245 $5.90 $25,045.50
Disclosure

SEC source: 0001062993-22-018956 · form4.xml · nonDerivative · entry 2

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,505

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:09 UTC
Chane Francis CSVPSupply Chain,CustomerFulfil
Exercise / conversionCommon Stock, $0.01 par value 14,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018956 · form4.xml · nonDerivative · entry 1

Chane Francis C · CIK 0001437218 · SVPSupply Chain,CustomerFulfil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:12 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionRestricted Stock Units · Derivative 14,211 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018964 · form4.xml · derivative · entry 3

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:12 UTC
Surette AllisonChief Merchandising Officer
Tax withholdingCommon Stock, $0.01 par value 4,171 $5.90 $24,608.90
Disclosure

SEC source: 0001062993-22-018964 · form4.xml · nonDerivative · entry 2

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,123

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:12 UTC
Surette AllisonChief Merchandising Officer
Exercise / conversionCommon Stock, $0.01 par value 14,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018964 · form4.xml · nonDerivative · entry 1

Surette Allison · CIK 0001741394 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Tax withholdingCommon Stock, $0.01 par value 5,781 $5.90 $34,107.90
Disclosure

SEC source: 0001062993-22-018963 · form4.xml · nonDerivative · entry 2

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,886

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:12 UTC
Stratton Peter H Jr.EVP, CFO, Treasurer
Exercise / conversionCommon Stock, $0.01 par value 19,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018963 · form4.xml · nonDerivative · entry 1

Stratton Peter H Jr. · CIK 0001470555 · EVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 18,699 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018962 · form4.xml · derivative · entry 3

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
Molloy Robert SGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.01 par value 5,489 $5.90 $32,385.10
Disclosure

SEC source: 0001062993-22-018962 · form4.xml · nonDerivative · entry 2

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,839

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
Molloy Robert SGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.01 par value 18,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018962 · form4.xml · nonDerivative · entry 1

Molloy Robert S · CIK 0001431242 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 89,008 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018961 · form4.xml · derivative · entry 3

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
KANTER HARVEY SDirector · President and CEO
Tax withholdingCommon Stock, $0.01 par value 35,025 $5.90 $206,647.50
Disclosure

SEC source: 0001062993-22-018961 · form4.xml · nonDerivative · entry 2

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,070

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:11 UTC
KANTER HARVEY SDirector · President and CEO
Exercise / conversionCommon Stock, $0.01 par value 89,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018961 · form4.xml · nonDerivative · entry 1

KANTER HARVEY S · CIK 0001232404 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionRestricted Stock Units · Derivative 14,710 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018959 · form4.xml · derivative · entry 3

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Gaeta AnthonyChief Stores Officer
Tax withholdingCommon Stock, $0.01 par value 4,318 $5.90 $25,476.20
Disclosure

SEC source: 0001062993-22-018959 · form4.xml · nonDerivative · entry 2

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,711

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Gaeta AnthonyChief Stores Officer
Exercise / conversionCommon Stock, $0.01 par value 14,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018959 · form4.xml · nonDerivative · entry 1

Gaeta Anthony · CIK 0001723868 · Chief Stores Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Cooney John FSVP, CAO and Controller
Exercise / conversionRestricted Stock Units · Derivative 9,607 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018957 · form4.xml · derivative · entry 3

Cooney John F · CIK 0001643413 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

F3 · derivative.expiration_date: Represents RSUs for time-based compensation granted to the Reporting Person on March 21, 2022 under the 2019-2021 Long-Term Incentive Plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Cooney John FSVP, CAO and Controller
Tax withholdingCommon Stock, $0.01 par value 2,820 $5.90 $16,638.00
Disclosure

SEC source: 0001062993-22-018957 · form4.xml · nonDerivative · entry 2

Cooney John F · CIK 0001643413 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,559

F2 · shares: Represents shares withheld from shares otherwise issuable upon vesting of RSUs for payment of taxes.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:10 UTC
Cooney John FSVP, CAO and Controller
Exercise / conversionCommon Stock, $0.01 par value 9,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-018957 · form4.xml · nonDerivative · entry 1

Cooney John F · CIK 0001643413 · SVP, CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:32 UTC SaleCommon Stock 100,000 $4.22 $422,470.00
Disclosure

SEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 9,870,434

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is an average price transaction

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:32 UTC SaleCommon Stock 73,031 $4.37 $318,984.80
Disclosure

SEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 9,970,434

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is an average price transaction

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 22, 2022 Filed Aug 22, 2022 20:48 UTC SaleCommon Stock 80,000 $4.32 $345,440.00
Disclosure

SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 10,043,465

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:48 UTC SaleCommon Stock 26,969 $4.40 $118,717.54
Disclosure

SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 10,123,465

F1 · price: This is a weighted average price.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 20:48 UTC SaleCommon Stock 108,243 $4.32 $467,739.65
Disclosure

SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 10,150,434

F1 · price: This is a weighted average price.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 20:32 UTC SaleCommon Stock 45,000 $4.36 $196,218.00
Disclosure

SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,258,677

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:32 UTC SaleCommon Stock 20,000 $4.53 $90,544.00
Disclosure

SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,303,677

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:32 UTC SaleCommon Stock 19,502 $4.41 $86,029.17
Disclosure

SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,323,667

F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 12, 2022 Filed Aug 12, 2022 21:02 UTC SaleCommon Stock 150,000 $4.15 $622,530.00
Disclosure

SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,343,179

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE.

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE.

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:02 UTC SaleCommon Stock 250,000 $4.27 $1,068,000.00
Disclosure

SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,493,179

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:02 UTC SaleCommon Stock 227,255 $4.45 $1,012,216.50
Disclosure

SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 10,743,179

F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: Average price transaction

F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:56 UTC GrantCommon Stock, $0.01 par value 8,819 $4.11 $36,246.09
Disclosure

SEC source: 0001062993-22-017229 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559,248

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

F1 · ownership.direct: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee. The Reporting Person's ownership includes (i) 420,286 shares held by the Mesdag Family Limited Partnership, (ii) 97,529 shares held by the Mesdag Family Foundation, (iii) 44,746 shares held by the 2012 Mesdag Trust, (iv) 1,763,373 shares held by Red Mountain Capital Partners LLC, and (v) 233,314 shares held by Red Mountain Capital Management Inc. The Reporting Person is the president, sole executive officer, sole director and sole shareholder of Red Mountain Capital Management Inc. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing system would not permit the filer to report his ownership as indirect.

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August 01, 2022 Filed Aug 3, 2022 23:44 UTC
Bauza CarmenDirector
GrantCommon Stock, $0.01 par value 4,927 $4.11 $20,249.97
Disclosure

SEC source: 0001062993-22-017227 · form4.xml · nonDerivative · entry 1

Bauza Carmen · CIK 0001879173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 23:44 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 4,105 $4.11 $16,871.55
Disclosure

SEC source: 0001062993-22-017226 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,500

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 23:44 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 4,409 $4.11 $18,120.99
Disclosure

SEC source: 0001062993-22-017225 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,724

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 23:43 UTC
Rubin ElaineDirector
GrantCommon Stock, $0.01 par value 8,211 $4.11 $33,747.21
Disclosure

SEC source: 0001062993-22-017224 · form4.xml · nonDerivative · entry 1

Rubin Elaine · CIK 0001680353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,821

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
June 28, 2022 Filed Jan 31, 2023 21:22 UTC GiftCommon Stock, $0.01 par value 17,365 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001704 · form5.xml · nonDerivative · entry 1

Conacher Lionel F. · CIK 0001417326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,704

Read SEC document
April 30, 2022 Filed May 3, 2022 20:19 UTC
Bauza CarmenDirector
GrantCommon Stock, $0.01 par value 4,090 $4.95 $20,245.50
Disclosure

SEC source: 0001062993-22-011387 · form4.xml · nonDerivative · entry 1

Bauza Carmen · CIK 0001879173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,766

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:18 UTC
Rubin ElaineDirector
GrantCommon Stock, $0.01 par value 6,817 $4.95 $33,744.15
Disclosure

SEC source: 0001062993-22-011386 · form4.xml · nonDerivative · entry 1

Rubin Elaine · CIK 0001680353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,610

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:18 UTC
Ross IvyDirector
GrantCommon Stock, $0.01 par value 3,409 $4.95 $16,874.55
Disclosure

SEC source: 0001062993-22-011385 · form4.xml · nonDerivative · entry 1

Ross Ivy · CIK 0001569594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,395

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:18 UTC GrantCommon Stock, $0.01 par value 7,323 $4.95 $36,248.85
Disclosure

SEC source: 0001062993-22-011382 · form4.xml · nonDerivative · entry 1

MESDAG WILLEM · CIK 0001374566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,438

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
April 30, 2022 Filed May 3, 2022 20:17 UTC
Boyle JackDirector
GrantCommon Stock, $0.01 par value 3,661 $4.95 $18,121.95
Disclosure

SEC source: 0001062993-22-011381 · form4.xml · nonDerivative · entry 1

Boyle Jack · CIK 0001712634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,315

F1 · shares: Shares issued pursuant to the Director's elected form of compensation for quarterly annual retainer and committee chairperson fee.

Read SEC document
April 21, 2022 Filed Apr 21, 2022 20:48 UTC SaleCommon Stock 6,314 $5.11 $32,264.54
Disclosure

SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 4

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 10,970,434

F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE.

F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE.

F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE.

F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE.

F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 20, 2022 Filed Apr 21, 2022 20:48 UTC SaleCommon Stock 50,000 $5.11 $255,475.00
Disclosure

SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 10,976,748

F1 · price: This is a weighted average price.

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April 19, 2022 Filed Apr 21, 2022 20:48 UTC SaleCommon Stock 52,636 $5.36 $282,092.11
Disclosure

SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 11,026,748

F1 · price: This is a weighted average price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.