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Nasdaq · USD

DVLT

Datavault AI Inc.

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6156
SEC CIK
0001682149
Parsed reports
255

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202508
Jan 202606
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 23,529 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 8

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,529

Underlying: Common Stock · 23,529 shares

Expires 2022-07-14

F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

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October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 23,530 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 7

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,530

Underlying: Common Stock · 23,530 shares

Expires 2022-07-14

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

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October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 47,059 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 6

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,059 shares

Expires 2022-07-14

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

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October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 32,680 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 5

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,680 shares

Expires 2021-11-18

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 32,680 Not disclosed Strike: $0.79 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 4

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,680

Underlying: Common Stock · 32,680 shares

Expires 2021-11-18

F4 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

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October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
PurchaseWarrants (right to buy) · Derivative 32,680 Not disclosed Strike: $0.80 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 3

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,680

Underlying: Common Stock · 32,680 shares

Expires 2021-11-18

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherWarrants (right to buy) · Derivative 65,360 Not disclosed Strike: $5.40 Not disclosed
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · derivative · entry 2

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,360 shares

Expires 2021-11-18

F3 · price: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Read SEC document
October 07, 2019 Filed Oct 10, 2019 00:59 UTC
Walsh Lisa J10% owner
OtherCommon Stock 519,827 $0.80 $415,861.60
Disclosure

SEC source: 0001144204-19-047817 · tv530899_4.xml · nonDerivative · entry 1

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,602,346

F1 · shares: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

F2 · balance_after: Includes an additional 1 share of common stock of the issuer that was omitted in the reporting person's Form 3 that was filed on July 31, 2018 due to an inadvertent administrative error.

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April 18, 2019 Filed Apr 23, 2019 00:52 UTC
Walsh Lisa J10% owner
GrantSeries A 8% Senior Convertible Preferred Stock · Derivative 250,000 $4.00 Strike: $4.00 $1,000,000.00
Disclosure

SEC source: 0001144204-19-020608 · tv519449_4.xml · derivative · entry 1

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to a floor price of $1.50 and to adjustment under the issuer's Certificate of Designations of the Preferences, Rights and Limitations of the Series A 8% Senior Convertible Preferred Stock (the "Preferred Stock").

F3 · derivative.exercise_price: Assumes a fixed conversion price of $4.00.

F1 · price: Subject to a floor price of $1.50 and to adjustment under the issuer's Certificate of Designations of the Preferences, Rights and Limitations of the Series A 8% Senior Convertible Preferred Stock (the "Preferred Stock").

F3 · price: Assumes a fixed conversion price of $4.00.

F2 · derivative.expiration_date: The Preferred Stock has no expiration date and shall be convertible into an aggregate of 250,000 shares of common stock at the option of the holder, assuming a fixed conversion price of $4.00.

F3 · derivative.underlying_shares: Assumes a fixed conversion price of $4.00.

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March 01, 2019 Filed Mar 5, 2019 23:47 UTC
MOYER BRETTDirector · See Remarks
Disposition to issuerCommon Stock 89,918 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-012334 · tv515560_form4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,920

F1 · shares: Represents shares of restricted common stock forfeited by the reporting person to cover tax withholding obligations in connection with the release of such stock on March 1, 2019.

F2 · balance_after: Includes (i) 89,918 shares of restricted common stock which will be released on September 1, 2019, and (ii) an additional 1 share of common stock that was incorrectly reported as a forfeited share in the reporting person's Form 4 that was filed on September 5, 2018 due to an inadvertent administrative error.

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March 01, 2019 Filed Mar 5, 2019 18:44 UTC
WILLIAMS GARYChief Financial Officer
Disposition to issuerCommon Stock 58,270 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-012331 · tv515558_form4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,517

F1 · shares: Represents shares of restricted common stock forfeited by the reporting person to cover tax withholding obligations in connection with the release of such stock on March 1, 2019.

F2 · balance_after: Includes (i) 58,270 shares of restricted common stock which will be released on September 1, 2019, less (ii) 17 shares of common stock that were not reported as forfeited shares in the reporting person's Form 4 that was filed on September 5, 2018 due to an inadvertent administrative error.

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September 01, 2018 Filed Sep 6, 2018 01:26 UTC
MOYER BRETTDirector · See Remarks
Disposition to issuerCommon Stock 90,188 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-048201 · tv502417_4.xml · nonDerivative · entry 1

MOYER BRETT · CIK 0001250881 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,837

F1 · shares: Represents shares of restricted common stock forfeited by the reporting person in connection with the release of such stock on September 1, 2018.

F2 · balance_after: Includes (i) 179,836 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 8,442 shares of restricted stock that were not originally reported in the reporting person's initial Form 3 filing due to an inadvertent administrative error.

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September 01, 2018 Filed Sep 5, 2018 19:34 UTC
WILLIAMS GARYChief Financial Officer
Disposition to issuerCommon Stock 20,182 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-048188 · tv502418_4.xml · nonDerivative · entry 1

WILLIAMS GARY · CIK 0001250879 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,804

F1 · shares: Represents shares of restricted common stock forfeited by the reporting person to cover tax withholding obligations in connection with the release of such stock on September 1, 2018.

F2 · balance_after: Includes 116,540 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.

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July 27, 2018 Filed Feb 16, 2021 17:57 UTC PurchaseCommon Stock 250 $5.00 $1,250.00
Disclosure

SEC source: 0001104659-21-024451 · tm216965d1_form5.xml · nonDerivative · entry 1

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,881

F1 · shares: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020.

F1 · price: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020.

F1 · balance_after: Share amounts and purchase price have been retroactively adjusted to reflect the twenty-for-one reverse stock split of the issuer's outstanding common stock, par value $0.0001 per share (the "Common Stock"), effected by the issuer on April 9, 2020.

F2 · balance_after: The shares reported purchased were mistakenly excluded in the total shown in Column 5 of the interim reports filed by the reporting person.

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July 26, 2018 Filed Feb 15, 2019 06:09 UTC GrantWarrant (Right to Buy) · Derivative 27,000 Not disclosed Strike: $6.25 Not disclosed
Disclosure

SEC source: 0001144204-19-008536 · tv513849_5.xml · derivative · entry 2

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,941

Underlying: Common Stock · 27,000 shares

Expires 2023-07-25

F2 · price: The reporting person received a warrant to purchase 27,000 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the issuer in partial consideration for underwriting services provided in connection with the issuer's initial public offering of Common Stock.

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July 26, 2018 Filed Feb 15, 2019 06:09 UTC Exercise / conversionCommon Stock 376 $3.75 $1,410.00
Disclosure

SEC source: 0001144204-19-008536 · tv513849_5.xml · nonDerivative · entry 1

Gazdak Jonathan · CIK 0001748048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes (i) 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 376 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error.

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July 26, 2018 Filed Feb 15, 2019 11:09 UTC
Walsh Lisa J10% owner
ConversionCommon Stock 26,980 $3.75 $101,175.00
Disclosure

SEC source: 0001144204-19-008535 · tv513900_5.xml · nonDerivative · entry 1

Walsh Lisa J · CIK 0001748535 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,082,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 26,980 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.