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DVA

DAVITA INC.

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Tapewire entity
3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 21:46 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 15,298 $96.86 $1,481,764.28
Disclosure

SEC source: 0000927066-23-000147 · wk-form4_1684359977.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,104

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 34,847 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:45 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 2,581 $96.86 $249,995.66
Disclosure

SEC source: 0000927066-23-000146 · wk-form4_1684359911.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,448

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 5,877 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:45 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 1,530 $96.86 $148,195.80
Disclosure

SEC source: 0000927066-23-000146 · wk-form4_1684359911.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,029

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,485 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:44 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 12,861 $96.86 $1,245,716.46
Disclosure

SEC source: 0000927066-23-000145 · wk-form4_1684359854.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,726

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 25,190 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:44 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 7,625 $96.86 $738,557.50
Disclosure

SEC source: 0000927066-23-000145 · wk-form4_1684359854.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,587

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 14,935 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:43 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000144 · wk-form4_1684359798.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,626

Read SEC document
May 15, 2023 Filed May 17, 2023 21:42 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000143 · wk-form4_1684359747.xml · nonDerivative · entry 1

Schechter Adam H · CIK 0001376841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255

Read SEC document
May 15, 2023 Filed May 17, 2023 21:40 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000141 · wk-form4_1684359594.xml · nonDerivative · entry 1

Moore Gregory J. · CIK 0001775520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,376

Read SEC document
May 15, 2023 Filed May 17, 2023 21:41 UTC
NEHRA JOHN MDirector
GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000142 · wk-form4_1684359666.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516

Read SEC document
May 15, 2023 Filed May 17, 2023 21:39 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000140 · wk-form4_1684359534.xml · nonDerivative · entry 1

Hollar Jason M. · CIK 0001687858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,168

Read SEC document
May 15, 2023 Filed May 17, 2023 21:38 UTC
DIAZ PAUL JDirector
GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000139 · wk-form4_1684359474.xml · nonDerivative · entry 1

DIAZ PAUL J · CIK 0001194247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,069

Read SEC document
May 15, 2023 Filed May 17, 2023 21:37 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000138 · wk-form4_1684359423.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516

Read SEC document
May 15, 2023 Filed May 17, 2023 21:36 UTC
BERG CHARLESDirector
GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000137 · wk-form4_1684359355.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,907

Read SEC document
May 15, 2023 Filed May 17, 2023 21:33 UTC GrantCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000136 · wk-form4_1684359212.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,508

Read SEC document
May 12, 2023 Filed May 13, 2023 01:31 UTC Exercise / conversionStock Appreciation Rights · Derivative 7,165 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000119 · wk-form4_1683941480.xml · derivative · entry 4

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,165 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 13, 2023 01:31 UTC SaleCommon Stock 2,196 $95.26 $209,195.35
Disclosure

SEC source: 0000927066-23-000119 · wk-form4_1683941480.xml · nonDerivative · entry 3

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,110

Read SEC document
May 12, 2023 Filed May 13, 2023 01:31 UTC Disposition to issuerCommon Stock 4,969 $95.59 $474,986.71
Disclosure

SEC source: 0000927066-23-000119 · wk-form4_1683941480.xml · nonDerivative · entry 2

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,306

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 12, 2023 Filed May 13, 2023 01:31 UTC Exercise / conversionCommon Stock 7,165 $66.29 $474,967.85
Disclosure

SEC source: 0000927066-23-000119 · wk-form4_1683941480.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:34 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Exercise / conversionStock Appreciation Rights · Derivative 243,994 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000121 · wk-form4_1683941629.xml · derivative · entry 5

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 243,994 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:34 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Tax withholdingCommon Stock 41,369 $100.72 $4,166,685.68
Disclosure

SEC source: 0000927066-23-000121 · wk-form4_1683941629.xml · nonDerivative · entry 3

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,114

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:34 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Disposition to issuerCommon Stock 160,588 $100.72 $16,174,423.36
Disclosure

SEC source: 0000927066-23-000121 · wk-form4_1683941629.xml · nonDerivative · entry 2

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,483

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:34 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Exercise / conversionCommon Stock 243,994 $66.29 $16,174,362.26
Disclosure

SEC source: 0000927066-23-000121 · wk-form4_1683941629.xml · nonDerivative · entry 1

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Rights · Derivative 88,213 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · derivative · entry 7

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,213 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
GrantCommon Stock 58,780 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 6

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,402

F5 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2023.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 1,400 $100.04 $140,062.02
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 5

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,622

F4 · price: Represents the weighted average sale price of $100.0443. The range of prices for the sale of these shares was $99.99 - $100.12 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
SaleCommon Stock 15,516 $99.38 $1,542,026.63
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 4

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,022

F3 · price: Represents the weighted average sale price of $99.383. The range of prices for the sale of these shares was $98.96 - $99.94 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,238 $100.72 $1,333,331.36
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 3

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,538

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
Disposition to issuerCommon Stock 58,059 $100.72 $5,847,702.48
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,776

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:20 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionCommon Stock 88,213 $66.29 $5,847,639.77
Disclosure

SEC source: 0000927066-23-000117 · wk-form4_1683940791.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionStock Appreciation Rights · Derivative 33,784 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000115 · wk-form4_1683940526.xml · derivative · entry 5

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,784 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
SaleCommon Stock 15,941 $99.24 $1,581,989.62
Disclosure

SEC source: 0000927066-23-000115 · wk-form4_1683940526.xml · nonDerivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,245

F3 · price: Represents the weighted average sale price of $99.2403. The range of prices for the sale of these shares was $99.00 - $99.46 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 5,742 $100.72 $578,334.24
Disclosure

SEC source: 0000927066-23-000115 · wk-form4_1683940526.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,186

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Disposition to issuerCommon Stock 22,236 $100.72 $2,239,609.92
Disclosure

SEC source: 0000927066-23-000115 · wk-form4_1683940526.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,928

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:15 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionCommon Stock 33,784 $66.29 $2,239,541.36
Disclosure

SEC source: 0000927066-23-000115 · wk-form4_1683940526.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:50 UTC
NEHRA JOHN MDirector
Exercise / conversionStock Appreciation Rights · Derivative 7,165 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000113 · wk-form4_1683939041.xml · derivative · entry 5

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,165 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:50 UTC
NEHRA JOHN MDirector
Disposition to issuerCommon Stock 4,716 $100.72 $474,995.52
Disclosure

SEC source: 0000927066-23-000113 · wk-form4_1683939041.xml · nonDerivative · entry 2

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:50 UTC
NEHRA JOHN MDirector
Exercise / conversionCommon Stock 7,165 $66.29 $474,967.85
Disclosure

SEC source: 0000927066-23-000113 · wk-form4_1683939041.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionStock Appreciation Rights · Derivative 26,276 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · derivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,276 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC
HEARTY JAMES OChief Compliance Officer
SaleCommon Stock 5,745 $101.64 $583,913.76
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,559

F3 · price: Represents the weighted average sale price of $101.6386. The range of prices for the sale of these shares was $101.33 - $102.08 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 3,237 $100.72 $326,030.64
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,304

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC
HEARTY JAMES OChief Compliance Officer
Disposition to issuerCommon Stock 17,294 $100.72 $1,741,851.68
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,541

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionCommon Stock 26,276 $66.29 $1,741,836.04
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:46 UTC Exercise / conversionStock Appreciation Rights · Derivative 7,165 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,165 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:46 UTC SaleCommon Stock 2,449 $101.61 $248,842.89
Disclosure

SEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 3

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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May 10, 2023 Filed May 13, 2023 00:46 UTC Disposition to issuerCommon Stock 4,716 $100.72 $474,995.52
Disclosure

SEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,449

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

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May 10, 2023 Filed May 13, 2023 00:46 UTC Exercise / conversionCommon Stock 7,165 $66.29 $474,967.85
Disclosure

SEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2023 Filed May 13, 2023 00:44 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionStock Appreciation Rights · Derivative 56,306 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000107 · wk-form4_1683938681.xml · derivative · entry 4

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,306 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

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May 10, 2023 Filed May 13, 2023 00:44 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 9,826 $100.72 $989,674.72
Disclosure

SEC source: 0000927066-23-000107 · wk-form4_1683938681.xml · nonDerivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,212

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

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May 10, 2023 Filed May 13, 2023 00:44 UTC
ACKERMAN JOELCFO and Treasuer
Disposition to issuerCommon Stock 37,059 $100.72 $3,732,582.48
Disclosure

SEC source: 0000927066-23-000107 · wk-form4_1683938681.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,038

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

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May 10, 2023 Filed May 13, 2023 00:44 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionCommon Stock 56,306 $66.29 $3,732,524.74
Disclosure

SEC source: 0000927066-23-000107 · wk-form4_1683938681.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.