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DVA

DAVITA INC.

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3482
SEC CIK
0000927066
Parsed reports
702

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2024 Filed Feb 23, 2024 22:44 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionStock Appreciation Rights · Derivative 40,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-24-000025 · wk-form4_1708728222.xml · derivative · entry 5

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:44 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
SaleCommon Stock 11,285 $120.73 $1,362,438.05
Disclosure

SEC source: 0000927066-24-000025 · wk-form4_1708728222.xml · nonDerivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,297

F3 · price: Represents the weighted average sale price of $120.73. The range of prices for the sale of these shares was $120.09 - $122.02 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:44 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 11,671 $123.00 $1,435,533.00
Disclosure

SEC source: 0000927066-24-000025 · wk-form4_1708728222.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,582

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:44 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Disposition to issuerCommon Stock 17,044 $123.00 $2,096,412.00
Disclosure

SEC source: 0000927066-24-000025 · wk-form4_1708728222.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,253

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:44 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionCommon Stock 40,000 $52.41 $2,096,400.00
Disclosure

SEC source: 0000927066-24-000025 · wk-form4_1708728222.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:43 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionStock Appreciation Rights · Derivative 55,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-24-000024 · wk-form4_1708728174.xml · derivative · entry 4

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:43 UTC
ACKERMAN JOELCFO and Treasuer
Tax withholdingCommon Stock 14,930 $123.00 $1,836,390.00
Disclosure

SEC source: 0000927066-24-000024 · wk-form4_1708728174.xml · nonDerivative · entry 3

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,360

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:43 UTC
ACKERMAN JOELCFO and Treasuer
Disposition to issuerCommon Stock 23,436 $123.00 $2,882,628.00
Disclosure

SEC source: 0000927066-24-000024 · wk-form4_1708728174.xml · nonDerivative · entry 2

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,290

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:43 UTC
ACKERMAN JOELCFO and Treasuer
Exercise / conversionCommon Stock 55,000 $52.41 $2,882,550.00
Disclosure

SEC source: 0000927066-24-000024 · wk-form4_1708728174.xml · nonDerivative · entry 1

ACKERMAN JOEL · CIK 0001220630 · CFO and Treasuer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:29 UTC
NEHRA JOHN MDirector
GiftCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000017 · wk-form4_1708648165.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By John Nehra Revocable Trust UAD 9/23/2009

Disclosed balance after: 62,893

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionStock Appreciation Rights · Derivative 4,608 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · derivative · entry 9

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,608 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2020, which 50% vested on March 15, 2023 and remaining 50% are scheduled to vest on March 15, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · derivative · entry 8

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
SaleCommon Stock 26,164 $119.64 $3,130,268.81
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 7

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,264

F3 · price: Represents the weighted average sale price of $119.6403. The range of prices for the sale of these shares was $118.71 - $120.47 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 739 $119.87 $88,583.93
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,428

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Disposition to issuerCommon Stock 2,920 $119.87 $350,020.40
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,167

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionCommon Stock 4,608 $75.95 $349,977.60
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Tax withholdingCommon Stock 11,107 $119.87 $1,331,396.09
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,479

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Disposition to issuerCommon Stock 21,862 $119.87 $2,620,597.94
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,586

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC
HEARTY JAMES OChief Compliance Officer
Exercise / conversionCommon Stock 50,000 $52.41 $2,620,500.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 23:44 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Rights · Derivative 500,000 $0.00 Strike: $67.80 $0.00
Disclosure

SEC source: 0000927066-23-000231 · wk-form4_1702943047.xml · derivative · entry 4

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 500,000 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on November 4, 2019, which vested 50% each on November 4, 2022 and November 4, 2023.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 23:44 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 82,716 $108.80 $8,999,500.80
Disclosure

SEC source: 0000927066-23-000231 · wk-form4_1702943047.xml · nonDerivative · entry 3

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,002

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 23:44 UTC
Rodriguez JavierDirector · Chief Executive Officer
Disposition to issuerCommon Stock 311,581 $108.80 $33,900,012.80
Disclosure

SEC source: 0000927066-23-000231 · wk-form4_1702943047.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,718

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 23:44 UTC
Rodriguez JavierDirector · Chief Executive Officer
Exercise / conversionCommon Stock 500,000 $67.80 $33,900,000.00
Disclosure

SEC source: 0000927066-23-000231 · wk-form4_1702943047.xml · nonDerivative · entry 1

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:46 UTC
NEHRA JOHN MDirector
GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000229 · wk-form4_1700261151.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:45 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000227 · wk-form4_1700261127.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,630

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:45 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000228 · wk-form4_1700261139.xml · nonDerivative · entry 1

Hollar Jason M. · CIK 0001687858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,172

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:45 UTC
BERG CHARLESDirector
GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000226 · wk-form4_1700261109.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,911

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:44 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000224 · wk-form4_1700261083.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,512

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:45 UTC GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000225 · wk-form4_1700261096.xml · nonDerivative · entry 1

Schoppert Wendy Lee · CIK 0001321558 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:44 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000223 · wk-form4_1700261070.xml · nonDerivative · entry 1

Moore Gregory J. · CIK 0001775520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,380

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:44 UTC
BERRY CHRISTOPHER MICHAELChief Accounting Officer
GrantCommon Stock 8,468 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000222 · wk-form4_1700261058.xml · nonDerivative · entry 1

BERRY CHRISTOPHER MICHAEL · CIK 0001636483 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,468

F1 · shares: These restricted stock units are scheduled to vest 50% each on November 15, 2026 and November 15, 2027, subject to continued service through each applicable vesting date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:44 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000221 · wk-form4_1700261046.xml · nonDerivative · entry 1

Schechter Adam H · CIK 0001376841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,259

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:44 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000220 · wk-form4_1700261034.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:54 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionStock Appreciation Rights · Derivative 40,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-23-000199 · wk-form4_1692917634.xml · derivative · entry 5

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:54 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
SaleCommon Stock 9,794 $101.81 $997,098.74
Disclosure

SEC source: 0000927066-23-000199 · wk-form4_1692917634.xml · nonDerivative · entry 4

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,297

F3 · price: Represents the weighted average sale price of $101.8071. The range of prices for the sale of these shares was $101.38 - $102.23 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:54 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 9,630 $101.89 $981,200.70
Disclosure

SEC source: 0000927066-23-000199 · wk-form4_1692917634.xml · nonDerivative · entry 3

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,091

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:54 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Disposition to issuerCommon Stock 20,576 $101.89 $2,096,488.64
Disclosure

SEC source: 0000927066-23-000199 · wk-form4_1692917634.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,721

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 22:54 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Exercise / conversionCommon Stock 40,000 $52.41 $2,096,400.00
Disclosure

SEC source: 0000927066-23-000199 · wk-form4_1692917634.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:12 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000192 · wk-form4_1692306750.xml · nonDerivative · entry 1

Hollar Jason M. · CIK 0001687858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,643

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:16 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000196 · wk-form4_1692306998.xml · nonDerivative · entry 1

YALE PHYLLIS R · CIK 0001269070 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,101

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:15 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000195 · wk-form4_1692306945.xml · nonDerivative · entry 1

Schechter Adam H · CIK 0001376841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:14 UTC
NEHRA JOHN MDirector
GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000194 · wk-form4_1692306878.xml · nonDerivative · entry 1

NEHRA JOHN M · CIK 0001005547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:13 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000193 · wk-form4_1692306821.xml · nonDerivative · entry 1

Moore Gregory J. · CIK 0001775520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,851

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:09 UTC
BERG CHARLESDirector
GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000189 · wk-form4_1692306586.xml · nonDerivative · entry 1

BERG CHARLES · CIK 0001111804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,382

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:11 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000191 · wk-form4_1692306676.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:08 UTC GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000927066-23-000188 · wk-form4_1692306524.xml · nonDerivative · entry 1

Arway Pamela M · CIK 0001464822 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,983

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May 15, 2023 Filed May 17, 2023 21:48 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 6,245 $96.86 $604,890.70
Disclosure

SEC source: 0000927066-23-000149 · wk-form4_1684360085.xml · nonDerivative · entry 2

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,297

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 12,594 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019.

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May 15, 2023 Filed May 17, 2023 21:48 UTC
Waters Kathleen AlyceChief Legal & Pub. Affairs Off
Tax withholdingCommon Stock 3,703 $96.86 $358,672.58
Disclosure

SEC source: 0000927066-23-000149 · wk-form4_1684360085.xml · nonDerivative · entry 1

Waters Kathleen Alyce · CIK 0001640409 · Chief Legal & Pub. Affairs Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,542

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 7,468 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

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May 15, 2023 Filed May 17, 2023 21:47 UTC
STAFFIERI MICHAEL DAVIDChief Operating Officer, DKC
Tax withholdingCommon Stock 19,746 $96.86 $1,912,597.56
Disclosure

SEC source: 0000927066-23-000148 · wk-form4_1684360031.xml · nonDerivative · entry 1

STAFFIERI MICHAEL DAVID · CIK 0001604063 · Chief Operating Officer, DKC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,368

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 39,825 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

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May 15, 2023 Filed May 17, 2023 21:46 UTC
Rodriguez JavierDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,805 $96.86 $2,499,472.30
Disclosure

SEC source: 0000927066-23-000147 · wk-form4_1684359977.xml · nonDerivative · entry 2

Rodriguez Javier · CIK 0001415548 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,299

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 58,780 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.